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CN1318855C - Optimal weighted value estimation method for optimum processing in airborne radar target detection - Google Patents

Optimal weighted value estimation method for optimum processing in airborne radar target detection Download PDF

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CN1318855C
CN1318855C CNB031544762A CN03154476A CN1318855C CN 1318855 C CN1318855 C CN 1318855C CN B031544762 A CNB031544762 A CN B031544762A CN 03154476 A CN03154476 A CN 03154476A CN 1318855 C CN1318855 C CN 1318855C
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doppler
clutter
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airborne radar
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CN1603858A (en
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彭应宁
许稼
夏香根
张瓅玶
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Tsinghua University
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Abstract

本发明公开了一种用于机载雷达目标检测中最优处理的最优权值估计方法,包括如下步骤:(1)通过采集的杂波样本数据估计多普勒分布式杂波模型中的未知多普勒参数;(2)得到具有确定参数的多普勒分布式杂波模型,同时获得杂波协方差矩阵R;(3)根据杂波协方差矩阵R获得最优权值矢量wopt。本发明将最优权值的计算问题转换为DDC模型的参数估计问题,从而利用模型的先验知识,显著降低了最优处理对独立同分布(i.i.d)样本数的要求。本发明步骤(1)中采用一种低复杂度的非线性能量算子实现上述参数的估计,通过理论分析和仿真实验表明新方法对i.i.d样本数的要求显著下降,并具有运算量小、易于实现的优点。

Figure 03154476

The invention discloses an optimal weight estimation method for optimal processing in airborne radar target detection. Unknown Doppler parameters; (2) Obtain the Doppler distributed clutter model with definite parameters, and obtain the clutter covariance matrix R at the same time; (3) Obtain the optimal weight vector w opt according to the clutter covariance matrix R . The invention converts the calculation problem of the optimal weight value into the parameter estimation problem of the DDC model, thereby utilizing the prior knowledge of the model, and significantly reducing the requirement of the optimal processing on the number of independent and identically distributed (iid) samples. In the step (1) of the present invention, a low-complexity non-linear energy operator is used to realize the estimation of the above parameters, and the theoretical analysis and simulation experiments show that the new method significantly reduces the requirement of iid sample numbers, and has the advantages of small amount of computation, easy realized advantages.

Figure 03154476

Description

用于机载雷达目标检测中最优处理的最优权值估计方法An Optimal Weight Estimation Method for Optimal Processing in Airborne Radar Target Detection

技术领域technical field

本发明涉及雷达领域,更具体地说,本发明涉及一种用于机载雷达目标检测中最优处理的最优权值估计方法。The present invention relates to the radar field, and more specifically, the present invention relates to an optimal weight estimation method for optimal processing in airborne radar target detection.

背景技术Background technique

机载雷达以预警机、侦察机或直升机等运动平台为载体,可对地面、低空或超低空的运动目标进行有效的检测、跟踪和成像,并且其还具有全天时、全天候、穿透性等特点,在导航、测绘、侦察、警戒、火控等民用和军事领域得到广泛的应用。Airborne radar is carried by moving platforms such as early warning aircraft, reconnaissance aircraft or helicopters, which can effectively detect, track and image moving targets on the ground, low altitude or ultra-low altitude, and it also has all-weather, all-weather, penetrability, etc. It is widely used in civil and military fields such as navigation, surveying and mapping, reconnaissance, security, and fire control.

机载雷达在进行目标检测的信号处理过程中需要尽量的抑制杂波。然而机载雷达往往工作于下视方式,其地面杂波的分布范围广、强度大。尤其在一些城市和山区地带,杂波强度可达60~90dB;同时由于载机运动,致使杂波谱显著扩展,导致目标淹没在杂波中,使得目标的检测能力受到严重的影响(D.C.Schleher,“MTI andpulsed Doppler radar,”Artech House Inc.,London,1991)。基于最大输出信干比准则的自适应实现的最优处理(AIOP)方法能够实现对杂波的极大抑制,显著提高对目标的检测性能(Farina,F.A.Studer.“Application of Scram-Schmidt algorithm to optimum radarsignal processing,”IEE Proceeding-F,vol.134,no.2,pp139~145,1984),并被普遍应用到许多雷达的检测中。Airborne radar needs to suppress clutter as much as possible during the signal processing process of target detection. However, airborne radars often work in the downward-looking mode, and the ground clutter has a wide distribution range and high intensity. Especially in some cities and mountainous areas, the clutter intensity can reach 60-90dB; at the same time, due to the movement of the carrier aircraft, the clutter spectrum is significantly expanded, causing the target to be submerged in the clutter, which seriously affects the detection ability of the target (D.C.Schleher, "MTI and pulsed Doppler radar," Artech House Inc., London, 1991). The Adaptive Implemented Optimal Processing (AIOP) method based on the maximum output signal-to-interference ratio criterion can greatly suppress the clutter and significantly improve the detection performance of the target (Farina, F.A. Studer. "Application of Scram-Schmidt algorithm to optimal radar signal processing," IEE Proceeding-F, vol.134, no.2, pp139-145, 1984), and is widely used in the detection of many radars.

在这里先给出机载雷达最优处理的自适应实现(AIOP)的概念。对于雷达目标检测,机载雷达平台运动造成的杂波谱展宽相当于宽带干扰,因此需要对各个延迟脉冲加权求和以补偿平台运动效应,实现干扰环境的最佳抑制。机载雷达实际工作时,由于平台运动、非均匀背景等影响,杂波的统计特性是变化的。为了取得最大的改善因子(IF),需要自适应地对在一个CPI(相干处理间隔)内的脉冲采样给予一定的权值,以跟踪杂波瞬态统计特性变化。如图1所示,x(t)=[x1,x2,…,xM]T表示机载雷达在一个CPI内的M个脉冲采样,采用最优的权值矢量w={ωi},i=1,2,…M,分别对M个脉冲采样进行自适应的最优处理,最后输出处理结果。这个获得最优权值矢量的处理过程也被称为自适应实现的最优处理(AIOP)。由最优检测理论可得AIOP的加权矢量Here the concept of Adaptive Implementation of Airborne Radar Optimal Processing (AIOP) is given first. For radar target detection, the broadening of the clutter spectrum caused by the movement of the airborne radar platform is equivalent to broadband interference. Therefore, it is necessary to weight and sum each delayed pulse to compensate the effect of platform movement and achieve the best suppression of the interference environment. When airborne radar is actually working, due to the influence of platform motion and non-uniform background, the statistical characteristics of clutter are changing. In order to obtain the maximum improvement factor (IF), it is necessary to adaptively give a certain weight to the pulse sampling within a CPI (coherent processing interval), so as to track the change of the transient statistical characteristics of the clutter. As shown in Figure 1, x(t)=[x 1 , x 2 ,...,x M ]T represents the M pulse samples of the airborne radar in one CPI, using the optimal weight vector w={ω i }, i=1, 2, ... M, perform adaptive optimal processing on M pulse samples respectively, and finally output the processing results. This process of obtaining the optimal weight vector is also referred to as Adaptive Implemented Optimal Processing (AIOP). The weight vector of AIOP can be obtained from the optimal detection theory

wopt=μR-1s    (1)w opt =μR -1 s (1)

式中,R=E[xxH]为干扰数据矢量形成的协方差矩阵,μ是一个常数,而已知待检测的目标信号矢量s=a(fr)=[1,ej2πfsΔ,…,ej2πft(M-1)Δ]T。这样AIOP后续的检测器可描述为In the formula, R=E[xx H ] is the covariance matrix formed by the interference data vector, μ is a constant, and the known target signal vector s=a(f r )=[1, e j2πfsΔ ,..., e j2πft(M-1)Δ ] T . In this way, the follow-up detector of AIOP can be described as

&eta;&eta; == || ww optopt Hh xx || Hh 11 >> << Hh 22 &eta;&eta; 00 -- -- -- (( 22 ))

也就是将AIOP的输出与一设定的门限进行比较,当AIOP输出值大于门限时判定有目标,反之则无目标,其中判决门限通常根据恒虚警准则确定。That is to compare the output of AIOP with a set threshold. When the output value of AIOP is greater than the threshold, it is judged that there is a target, otherwise, there is no target. The judgment threshold is usually determined according to the constant false alarm criterion.

从上述描述可知,在AIOP过程中,最关键的部分在于如何获得最优权值。显然,AIOP为得到自适应权值,需要对M×M的杂波协方差矩阵R进行估计和求逆。现有技术中,R一般需由L个独立同分布(i.i.d)干扰样本来估计。在实际应用中,通常利用待检测距离单元附近L个单元内的数据构成样本协方差矩阵作为R的估计,其中R的最大似然估计(ML)From the above description, we can see that in the AIOP process, the most critical part is how to obtain the optimal weight. Obviously, AIOP needs to estimate and invert the M×M clutter covariance matrix R in order to obtain adaptive weights. In the prior art, R generally needs to be estimated from L independent and identically distributed (i.i.d) interference samples. In practical applications, the sample covariance matrix is usually constructed using the data in L units near the distance unit to be detected as the estimate of R, where the maximum likelihood estimation (ML) of R

RR ^^ == 11 LL &Sigma;&Sigma; ii == 11 LL xx ii xx ii Hh -- -- -- (( 33 ))

为了AIOP性能损失不超过3dB,要求L≥2M。因此可见当M增大时,对i.i.d样本数的要求会明显增加。AIOP在具体实现中,需要大量的独立同分布(i.i.d)的干扰样本以估计干扰协方差矩阵和获取最优权值。然而,由于机载雷达杂波环境是非均匀和时变的,样本的独立同分布性难以满足,也就是说,AIOP在实际机载雷达中实现时,i.i.d样本数通常是难以满足要求的。因此,就需要有一种新方法,能够在有限样本下实现最优权值的估计问题。另外, 与R-1估计的复杂度分别为O[M2]和O[M3],即随着M呈指数增加。因此,要求新方法要保持适当的复杂度。In order that the loss of AIOP performance does not exceed 3dB, L≥2M is required. Therefore, it can be seen that when M increases, the requirement for the number of iid samples will increase significantly. In the specific implementation of AIOP, a large number of independent and identically distributed (iid) interference samples are needed to estimate the interference covariance matrix and obtain the optimal weight. However, since the airborne radar clutter environment is non-uniform and time-varying, it is difficult to satisfy the independent and identical distribution of samples. That is to say, when AIOP is implemented in an actual airborne radar, the number of iid samples is usually difficult to meet the requirements. Therefore, there is a need for a new method that can realize the estimation of the optimal weight under limited samples. in addition,The complexities estimated with R -1 are O[M 2 ] and O[M 3 ], respectively, which increase exponentially with M. Therefore, it is required that the new method maintains an appropriate complexity.

本发明人在中国专利申请号为“03160052.2”的专利“一种机载雷达的模型化杂波多普勒参数估计方法”中,提出了一种机载雷达的“多普勒分布式杂波模型(DDC)”,杂波多普勒信号可以由一个非相干分布源模型来建模。其中,高斯型DDC模型的协方差矩阵的解析表达式如下式所示:The inventor proposed a "Doppler distributed clutter model for airborne radar" in the patent "A Modeled Clutter Doppler Parameter Estimation Method for Airborne Radar" with the Chinese patent application number "03160052.2" (DDC)", the clutter Doppler signal can be modeled by an incoherent distributed source model. Among them, the analytical expression of the covariance matrix of the Gaussian DDC model is as follows:

[[ RR ]] mm ,, nno == 11 Mm == &sigma;&sigma; cc 22 ee jj 22 &pi;f&pi;f c&Delta;c&Delta; ee (( -- (( 22 &pi;&pi; (( mm -- nno )) &rho;f&rho;f &Delta;&Delta; )) 22 22 )) ++ &sigma;&sigma; vv 22 &delta;&delta; mnmn -- -- -- (( 44 ))

其中M为杂波信号的采样点数,Δ为雷达的脉冲重复间隔,fc和ρf为DDC模型的多普勒中心和多普勒扩展参数,且 而σc 2和σv 2代表杂波和噪声的散射强度。该专利所提供的方法可利用DDC模型,在i.i.d样本数较少的情况下得到模型中[fc,ρf,σc 2,σv 2]的参数估计。where M is the number of sampling points of the clutter signal, Δ is the pulse repetition interval of the radar, f c and ρ f are the Doppler center and Doppler spread parameters of the DDC model, and And σ c 2 and σ v 2 represent the scattering intensity of clutter and noise. The method provided by this patent can use the DDC model to obtain parameter estimates of [f c , ρ f , σ c 2 , σ v 2 ] in the model when the number of iid samples is small.

发明内容Contents of the invention

本发明的目的在于通过多普勒分布式杂波(DDC)模型来进行最优权值的估计,通过利用杂波模型所包含的对杂波的先验认识来降低对i.i.d样本数的要求,从而提供一种用于机载雷达目标检测中最优处理的最优权值估计方法。The purpose of the present invention is to carry out the estimation of optimal weight value by Doppler distributed clutter (DDC) model, reduce the requirement to i.i.d sample number by utilizing the prior knowledge of clutter contained in clutter model, Therefore, an optimal weight estimation method for optimal processing in airborne radar target detection is provided.

为了实现上述发明目的,本发明的用于机载雷达目标检测中最优处理的最优权值估计方法,包括如下步骤:In order to achieve the above-mentioned purpose of the invention, the optimal weight estimation method for optimal processing in the airborne radar target detection of the present invention comprises the following steps:

(1)估计多普勒分布式杂波模型(DDC)中的未知多普勒参数,所述未知的多普勒参数包括多普勒中心频率fc和多普勒谱宽扩展系数ρf,杂波和噪声的散射强度σc 2和σv 2(1) Estimate the unknown Doppler parameters in the Doppler distributed clutter model (DDC), the unknown Doppler parameters include Doppler center frequency f c and Doppler spectral width expansion coefficient ρ f , Scattering intensities σ c 2 and σ v 2 of clutter and noise;

对于未知的多普勒参数的估计,可采用两种方法,一种是样本数据和模型拟和的方法,包括如下步骤:For the estimation of unknown Doppler parameters, two methods can be used, one is the method of fitting sample data and model, including the following steps:

(a)机载雷达通过发射机和天线系统向探测区域发射脉冲信号;(a) The airborne radar transmits pulse signals to the detection area through the transmitter and antenna system;

(b)机载雷达通过天线系统和接收机接收来自探测区域的后向散射信号,所述的后向散射信号包括目标回波、杂波信号以及系统噪声;(b) The airborne radar receives the backscatter signal from the detection area through the antenna system and the receiver, and the backscatter signal includes target echo, clutter signal and system noise;

(c)机载雷达将接收信号经混频和A/D转换后送入信号处理系统,信号处理系统将数字化的接收信号构成样本的干扰协方差矩阵;(c) The airborne radar sends the received signal to the signal processing system after frequency mixing and A/D conversion, and the signal processing system forms the interference covariance matrix of the sample from the digitized received signal;

(d)信号处理系统通过样本的干扰协方差矩阵和多普勒分布式杂波模型估计该杂波模型中未知的多普勒参数。(d) The signal processing system estimates the unknown Doppler parameters in the clutter model through the interference covariance matrix of the samples and the Doppler distributed clutter model.

未知多普勒参数还可以通过机载雷达的采样信号直接得到,其中,The unknown Doppler parameters can also be obtained directly from the sampling signal of the airborne radar, where,

ff cc == 11 22 &pi;&pi; (( Mm -- 33 )) &Delta;&Delta; &Sigma;&Sigma; kk == 11 Mm -- 33 anglethe angle (( xx kk ++ 22 22 -- xx kk ++ 11 xx kk ++ 33 xx kk ++ 11 22 -- xx kk xx kk ++ 22 ))

&rho;&rho; ff == 11 2.3552.355 &pi;&pi; (( Mm -- 44 )) &Delta;&Delta; &Sigma;&Sigma; kk == 11 Mm -- 44 coscos -- 11 (( 11 22 || xx kk ++ 22 22 -- xx kk 22 xx kk ++ 11 xx kk ++ 22 22 -- xx kk ++ 11 xx kk ++ 33 || )) ,,

x=[x1,x2,Λ,xM]T表示机载雷达在一个相干处理间隔内的M个脉冲的干扰采样,angle(*)表示复数的相位算子,Δ是雷达脉冲重复间隔。在高杂噪比的机载雷达应用中σv 2的影响可以忽略,而σc 2对于最优权值的作用可以归纳到μ中,因此实际应用中只需要估计多普勒参数即可以实现最优权值的计算。x=[x 1 , x 2 , Λ, x M ] T represents the interference sampling of M pulses in a coherent processing interval of the airborne radar, angle(*) represents the complex phase operator, Δ is the radar pulse repetition interval . In the airborne radar application with high clutter-to-noise ratio, the influence of σ v 2 can be ignored, and the effect of σ c 2 on the optimal weight can be summarized in μ, so in practical applications, only the Doppler parameter needs to be estimated to realize Calculation of optimal weights.

(2)根据步骤(1)所估计的多普勒参数,得到具有确定参数的多普勒分布式杂波模型;同时得到该模型描述的杂波协方差矩阵R;(2) according to the estimated Doppler parameter of step (1), obtain the Doppler distributed clutter model with definite parameter; Obtain the clutter covariance matrix R described by this model simultaneously;

(3)根据杂波协方差矩阵R获得最优权值矢量wopt,所述最优权值矢量wopt=μR-1s,其中,R-1为杂波协方差矩阵R的逆矩阵,μ为常数,s为待检测的目标信号矢量。(3) According to the clutter covariance matrix R, the optimal weight vector w opt is obtained, and the optimal weight vector w opt = μR -1 s, wherein R -1 is the inverse matrix of the clutter covariance matrix R, μ is a constant, and s is the target signal vector to be detected.

本发明将最优权值的计算问题转换为DDC模型的参数估计问题,从而利用模型的先验知识,显著降低了对i.i.d样本数的要求。本发明采用一种低复杂度的非线性能量算子实现上述参数的估计,通过理论分析和仿真实验表明新方法对i.i.d样本数的要求显著下降,并具有运算量小、易于实现的优点。The invention converts the calculation problem of the optimal weight value into the parameter estimation problem of the DDC model, thereby utilizing the prior knowledge of the model and significantly reducing the requirement on the number of i.i.d. samples. The present invention uses a low-complexity nonlinear energy operator to realize the estimation of the above parameters. Theoretical analysis and simulation experiments show that the requirement of the new method for i.i.d. sample number is significantly reduced, and has the advantages of small calculation amount and easy implementation.

附图说明Description of drawings

图1是机载雷达自适应最优处理(AIOP)的原理框图;Figure 1 is a functional block diagram of an airborne radar adaptive optimal processing (AIOP);

图2是机载雷达的结构示意图;Figure 2 is a schematic structural diagram of the airborne radar;

图3是机载雷达的工作示意图;Figure 3 is a schematic diagram of the work of the airborne radar;

图4是本发明所提供的方法的流程图;Fig. 4 is the flowchart of the method provided by the present invention;

图5(a)是在同i.i.d样本数的情况下,采用NLOP、S-ESPRIT和ML三种方法对R估计的误差比较;Figure 5(a) is the error comparison of R estimation using the three methods of NLOP, S-ESPRIT and ML under the same i.i.d sample number;

图5(b)是在同杂噪比的情况下,采用NLOP、S-ESPRIT和ML三种方法对R估计的误差比较。Figure 5(b) is the error comparison of R estimation using the three methods of NLOP, S-ESPRIT and ML under the same noise-to-noise ratio.

图6是采用NLOP、S-ESPRIT和ML三种AIOP方法的改善因子曲线。Figure 6 shows the improvement factor curves of three AIOP methods using NLOP, S-ESPRIT and ML.

具体实施方式Detailed ways

下面结合附图和具体实施方式对本发明进一步详细描述。The present invention will be further described in detail below in conjunction with the accompanying drawings and specific embodiments.

图2示出了常规的机载雷达的结构示意图,主要由收发系统1、信号处理系统2和终端显示系统等部分组成。收发系统又由发射机、接收机及天线系统组成。发射机将特定形式的脉冲信号调制到射频载波上通过天线系统发射到空间中。发射信号经探测区域中的目标及地物反射后,其后向散射信号被机载雷达天线系统接收,通过接收机将射频信号混频后得到中频信号,该中频信号再经过多级的混频后变换到适合采集的信号,然后送到后继的信号处理系统中。Fig. 2 shows a schematic structural diagram of a conventional airborne radar, which is mainly composed of a transceiver system 1, a signal processing system 2, and a terminal display system. The transceiver system is composed of transmitter, receiver and antenna system. The transmitter modulates a specific form of pulse signal onto a radio frequency carrier and transmits it into space through an antenna system. After the transmitted signal is reflected by the targets and ground objects in the detection area, the backscattered signal is received by the airborne radar antenna system, and the RF signal is mixed by the receiver to obtain an intermediate frequency signal, and the intermediate frequency signal is then subjected to multi-stage mixing After that, it is transformed into a signal suitable for acquisition, and then sent to the subsequent signal processing system.

信号处理系统的A/D转换器将模拟的接受信号变换为数字信号,再由由多块DSP处理板数字信号进行处理,实现目标检测、参数估计、成像识别等多种功能。The A/D converter of the signal processing system converts the analog receiving signal into a digital signal, and then processes the digital signal by multiple DSP processing boards to realize various functions such as target detection, parameter estimation, and imaging recognition.

终端显示系统通过二次处理(数据处理)、多种形式的显示器、人机接口等动态、交互、直观地将处理结果显示出来。The terminal display system displays the processing results dynamically, interactively and intuitively through secondary processing (data processing), various forms of displays, and man-machine interfaces.

图3示出了机载雷达的工作示意图,机载雷达通常采用脉冲-多普勒体制,即通过不断地发射和接收相参的脉冲信号实现对目标的检测或成像。其中,机载雷达杂波的多普勒信号与杂波源的位置、平台运动速度和雷达波束等诸多因素有关。此处为方位角;u()表示对应的杂波单元,V为载机速度;fp和Δ=1/fp分别表示雷达重复频率(PRF)和雷达重复间隔(PRT);Rl和αl分别为第l个距离环对应的雷达斜距和高低角;F(,αl)则是由雷达天线双向电压方向图。Figure 3 shows the working schematic diagram of airborne radar. Airborne radar usually adopts the pulse-Doppler system, that is, the detection or imaging of the target is realized by continuously transmitting and receiving coherent pulse signals. Among them, the Doppler signal of the airborne radar clutter is related to many factors such as the position of the clutter source, the moving speed of the platform, and the radar beam. Here  is the azimuth; u() represents the clutter unit corresponding to , V is the speed of the carrier aircraft; f p and Δ=1/f p represent the radar repetition frequency (PRF) and radar repetition interval (PRT) respectively; R l and α l are the radar slant distance and elevation angle corresponding to the l-th range ring respectively; F(, α l ) is the bidirectional voltage pattern of the radar antenna.

图4示出了本发明的流程图,从中可知本发明为了降低对i.i.d样本数的要求,采用了一种描述杂波性质的多普勒分布式杂波(DDC)模型,本发明在DDC模型基础上,提出了一种参数化的最优处理方法。区别于现有方法,新方法将最优权值计算转换为对DDC模型的参数估计,即估计多普勒频率中心fc和多普勒频率扩展系数ρf。从图4可知,本发明的方法通过如下步骤进行。Fig. 4 shows the flow chart of the present invention, from which it can be seen that the present invention adopts a kind of Doppler distributed clutter (DDC) model describing clutter property in order to reduce the requirement to iid sample number, the present invention is in DDC model Based on this, a parameterized optimal processing method is proposed. Different from the existing methods, the new method converts the optimal weight calculation into the parameter estimation of the DDC model, that is, estimates the Doppler frequency center f c and the Doppler frequency expansion coefficient ρ f . As can be seen from Fig. 4, the method of the present invention is carried out through the following steps.

步骤1:机载雷达通过发射机和天线系统向探测区域发射脉冲信号;Step 1: The airborne radar transmits pulse signals to the detection area through the transmitter and antenna system;

步骤2:机载雷达通过天线系统和接收机接收由探测区域的后向散射信号,所述的后向散射信号包括目标回波、杂波信号以及系统噪声;机载雷达从反射信号中获得独立同分布的N个干扰采样。该N个干扰采样构成矢量X=[x(t1),…,x(tN)]。实际应用中,X可用包含待处理距离单元附近的N个单元中的采样矢量构成。Step 2: The airborne radar receives the backscatter signal from the detection area through the antenna system and the receiver. The backscatter signal includes target echo, clutter signal and system noise; the airborne radar obtains independent N interference samples with the same distribution. The N interference samples form a vector X=[x(t 1 ), . . . , x(t N )]. In practical applications, X can be composed of sample vectors in N units near the distance unit to be processed.

步骤3:将机载雷达的接收信号经混频和A/D转换后送入信号处理系统。Step 3: Send the received signal of the airborne radar to the signal processing system after mixing and A/D conversion.

步骤4:该信号处理系统用转换后的接收信号来估计杂波模型中的多普勒参数。一种方法是将接收信号构成样本的干扰协方差矩阵,即 R ^ = XX H / N , 根据样本的干扰协方差矩阵来联合估计前述所得到的杂波模型的未知多普勒参数x=[fc,ρf,σc 2,σv 2]。这里可用的参数估计方法包括基于协方差矩阵逼近的方法、基于协方差矩阵的子空间分析的方法等。Step 4: The signal processing system uses the converted received signal to estimate the Doppler parameters in the clutter model. One method is to form the received signal into the interference covariance matrix of the samples, namely R ^ = XX h / N , The unknown Doppler parameters x=[f c , ρ f , σ c 2 , σ v 2 ] of the clutter model obtained above are jointly estimated according to the interference covariance matrix of the samples. The parameter estimation methods available here include methods based on covariance matrix approximation, methods based on subspace analysis of covariance matrix, and the like.

本发明还提供了一种非线性能量算子(NLOP)的方法,显著地降低了对最优权值的计算复杂度。下面介绍NLOP,由DDC模型可知多普勒谱宽扩展系数

Figure C0315447600072
其与机载雷达及平台的运动参数有关,通过已知的参数可预估多普勒谱宽扩展系数ρf的范围,当ρf相对于脉冲重复频率较小时(如小于典型值0.2),多普勒中心fc和多普勒谱宽扩展系数ρf可以近似为2个多普勒频率分别为f1和f2的点信号的叠加。因此,可由The invention also provides a nonlinear energy operator (NLOP) method, which significantly reduces the computational complexity of the optimal weight. The NLOP is introduced below, and the Doppler spectral width expansion coefficient can be known from the DDC model
Figure C0315447600072
It is related to the motion parameters of the airborne radar and the platform. The range of the Doppler spectral width expansion coefficient ρ f can be estimated by the known parameters. When ρ f is relatively small relative to the pulse repetition frequency (such as less than the typical value of 0.2), The Doppler center f c and the Doppler spectral width expansion coefficient ρ f can be approximated as the superposition of two point signals with Doppler frequencies f 1 and f 2 respectively. Therefore, by

ff cc == ff 11 ++ ff 22 22 -- -- -- (( 55 ))

&rho;&rho; ff == ff 11 -- ff 22 22 -- -- -- (( 66 ))

根据以上思路,将其近似推广到单个距离单元采样数据,得According to the above ideas, it is approximately extended to the sampling data of a single distance unit, and we get

Figure C0315447600083
Figure C0315447600083

进而针对(7)式,运用NLOP可能够直接得到Furthermore, for formula (7), using NLOP can directly get

ff cc == 11 22 &pi;&pi; (( Mm -- 33 )) &Delta;&Delta; &Sigma;&Sigma; kk == 11 Mm -- 33 anglethe angle (( xx kk ++ 22 22 -- xx kk ++ 11 xx kk ++ 33 xx kk ++ 11 22 -- xx kk xx kk ++ 22 )) -- -- -- (( 88 ))

&rho;&rho; ff &ap;&ap; 11 2.3552.355 &pi;&pi; (( Mm -- 44 )) &Delta;&Delta; &Sigma;&Sigma; kk == 11 Mm -- 44 coscos -- 11 (( 11 22 || xx kk ++ 22 22 -- xx kk 22 xx kk ++ 11 xx kk ++ 22 22 -- xx kk ++ 11 xx kk ++ 33 || )) -- -- -- (( 99 ))

式中,x=[x1,x2,…,xM]T表示CPI内M个脉冲的干扰采样,angle(*)表示复数的相位算子。通过(8)、(9)式的闭式解,可以直接利用简单的运算(复杂度为O[M])得到DDC模型参数的估计。在高杂噪比的机载雷达应用中σv 2的影响可以忽略,而σc 2对于最优权值的作用可以归纳到μ中,因此实际应用中只需要估计多普勒参数即可以实现最优权值的计算。In the formula, x=[x 1 , x 2 , . . . , x M ] T represents the interference sampling of M pulses in the CPI, and angle(*) represents a complex phase operator. Through the closed-form solutions of (8) and (9), the estimation of the parameters of the DDC model can be obtained directly by simple operations (the complexity is O[M]). In the airborne radar application with high clutter-to-noise ratio, the influence of σ v 2 can be ignored, and the effect of σ c 2 on the optimal weight can be summarized in μ, so in practical applications, only the Doppler parameter needs to be estimated to realize Calculation of optimal weights.

步骤5:将步骤4中得到的DDC模型的多普勒参数带入DDC模型中,即可得到具有确定参数的DDC模型,同时也就获得了DDC模型描述的杂波协方差矩阵R。Step 5: Bring the Doppler parameters of the DDC model obtained in Step 4 into the DDC model to obtain a DDC model with certain parameters, and at the same time obtain the clutter covariance matrix R described by the DDC model.

步骤6:根据杂波协方差矩阵R获得最优权值矢量wopt,最优权值矢量wopt=μR-1s,其中,R-1为杂波协方差矩阵R的逆矩阵,μ为常数,s为待检测的目标信号矢量。Step 6: Obtain the optimal weight vector w opt according to the clutter covariance matrix R, and the optimal weight vector w opt = μR -1 s, where R -1 is the inverse matrix of the clutter covariance matrix R, and μ is constant, s is the target signal vector to be detected.

以上最优权值的计算方法通过引入DDC模型这一参数化的先验信息,可以将AIOP对i.i.d样本的要求降到极低。The above optimal weight calculation method can reduce the requirements of AIOP on i.i.d samples to a very low level by introducing the parameterized prior information of the DDC model.

下面就NLOP、S-ESPRIT(扩展的旋转不变信号参数估计法)和ML(最大似然估计)三种方法在i.i.d样本数要求、实现复杂度和改善因子三方面进行性能比较:The following is a performance comparison of the three methods of NLOP, S-ESPRIT (extended rotation invariant signal parameter estimation method) and ML (maximum likelihood estimation) in terms of i.i.d sample number requirements, implementation complexity and improvement factor:

(1)i.i.d样本数(1) i.i.d number of samples

应该指出:在上述的步骤4中,对fc和ρf的估计精度是与i.i.d样本数有关的。但在强杂波背景的机载雷达应用中,利用对R的结构的先验知识,是可以在少量、甚至单个距离单元采样矢量上完成对R的准确估计,因此其可以显著降低对i.i.d采样量的要求。首先根据雷达参数产生满足高斯型DDC模型的多普勒信号,进而三种方法在设定的仿真条件下,在不同的i.i.d样本数、杂噪比(CNR)条件实现R的估计(如图5(a)和图5(b)所示)。其中,ML方法是利用公式(3)式直接计算R;NLOP采用(8)和(9)获取DDC参数,然后代入(4)式得到R的估计,定义估计协方差矩阵的均方根误差如下:It should be pointed out that in the above step 4, the estimation accuracy of f c and ρ f is related to the iid sample number. However, in the application of airborne radar with strong clutter background, using the prior knowledge of the structure of R, it is possible to complete the accurate estimation of R on a small number of or even a single range unit sampling vector, so it can significantly reduce the iid sampling volume requirements. Firstly, according to the radar parameters, a Doppler signal satisfying the Gaussian DDC model is generated, and then the three methods realize the estimation of R under the set simulation conditions under different iid sample numbers and noise-to-noise ratio (CNR) conditions (as shown in Figure 5 (a) and Figure 5(b)). Among them, the ML method uses formula (3) to directly calculate R; NLOP uses (8) and (9) to obtain DDC parameters, and then substitutes into (4) to get the estimate of R, and defines the root mean square error of the estimated covariance matrix as follows :

RMSERMSE == &Sigma;&Sigma; ii == 11 Mm &Sigma;&Sigma; jj == 11 Mm || RR ~~ (( ii ,, jj )) -- RR (( ii ,, jj )) || 22 -- -- -- (( 1616 ))

图5(a)是设定CNR=35dB,不同i.i.d样本数下对R估计的性能曲线;图5(b)则是在单个距离单元采样,不同CNR的估计性能曲线。由图5可知:虽然NLOP与S-ESPRIT不是R的渐近一致估计,但它们基于单个距离样采样数据的估计性能要超过对R结构“盲”的ML方法在大样本数量(>2M)下的估计性能。因此,基于DDC模型的先验知识,新方法对i.i.d样本数要求可以降到最低。Figure 5(a) is the performance curve of R estimation under different i.i.d sample numbers when CNR=35dB is set; Figure 5(b) is the estimation performance curve of different CNR in a single distance unit sampling. It can be seen from Figure 5 that although NLOP and S-ESPRIT are not asymptotically consistent estimates of R, their estimation performance based on a single range sample sampling data is better than that of the ML method "blind" to the R structure under large sample size (>2M) estimated performance. Therefore, based on the prior knowledge of the DDC model, the new method can minimize the i.i.d sample number requirement.

(2)实现复杂度(2) Implementation complexity

首先给出三种方法实现复杂度如表1所示。可见三种方法的总体复杂度均为O[M3],但在估计R估计的复杂度方面,采用NLOP方法较传统ML方法的有一个数量级的改善。Firstly, the implementation complexity of three methods is given as shown in Table 1. It can be seen that the overall complexity of the three methods is O[M 3 ], but in terms of estimating the complexity of R estimation, the NLOP method has an order of magnitude improvement compared with the traditional ML method.

表1三种算法复杂度比较(M1=9)Table 1 Comparison of complexity of three algorithms (M 1 =9)

NLOP NLOP     S-ESPRIT S-ESPRIT     ML ML   R估计复杂度 R estimated complexity O[M] O[M]     O[M1 3]O[M 1 3 ]     O[M2]O[M 2 ]   R-1估计复杂度R -1 estimated complexity O[M3]O[M 3 ]     O[M3]O[M 3 ]     O[M3]O[M 3 ]   总体复杂度 overall complexity O[M3]+O[M]O[M 3 ]+O[M]     O[M3]+O[M1 3]O[M 3 ]+O[M 1 3 ]     O[M3]+O[M2]O[M 3 ]+O[M 2 ]

(3)AIOP性能(3) AIOP performance

下面采用信干比改善因子(IF)作为指标比较以上三种方法在机载雷达AIOP方面的性能。其中IF的定义为:输出信干比SIRoutput与输入信干比SIRinput的比值,The following uses the signal-to-interference ratio improvement factor (IF) as an index to compare the performance of the above three methods in terms of airborne radar AIOP. The definition of IF is: the ratio of the output SIR output to the input SIR input ,

IF=10log(SIRonput/SIRinput)    (17)IF=10log(SIR onput /SIR input ) (17)

设定系统的CNR=35dB,NLOP和S-ESPRIT采用单个距离单元的杂波矢量估计自适应权值实现AIOP;ML方法则采用8个距离单元的杂波矢量。三种方法的性能曲线如图6所示。其中“optimal”表示直接采用仿真设定的R得到的最优权值实现AIOP得到的性能曲线;可见NLOP与S-ESPRIT的方法在单个i.i.d样本数条件下,仍然能够较好地逼近最优处理;而ML方法由于对i.i.d样本数有强烈的依赖,因此在小样本的应用中,性能严重恶化。Set the system's CNR = 35dB, NLOP and S-ESPRIT use the clutter vector of a single range unit to estimate the adaptive weight to realize AIOP; the ML method uses the clutter vector of 8 range units. The performance curves of the three methods are shown in Fig. 6. Among them, "optimal" means the performance curve obtained by directly using the optimal weight value obtained by the simulation set R to realize AIOP; it can be seen that the method of NLOP and S-ESPRIT can still approach the optimal processing well under the condition of a single i.i.d sample number ; and the ML method has a strong dependence on the number of i.i.d samples, so in the application of small samples, the performance is seriously deteriorated.

Claims (3)

1, a kind of optimum optimum weights method of estimation of handling of airborne radar target detection that is used for comprises the steps:
(1) by the unknown Doppler parameter in the distributed Clutter Model of clutter sample data estimating Doppler of record radar collection, the Doppler parameter of described the unknown comprises doppler centroid f cWith Doppler's spectrum width spreading coefficient ρ f
(2) according to the estimated Doppler parameter of step (1), the doppler distributed clutter (ddc) model that obtains having definite parameter; Obtain the clutter covariance matrix R of this model description simultaneously;
(3) obtain optimum weighted vector w according to clutter covariance matrix R Opt, described optimum weighted vector w Opt=μ R -1S, wherein, R -1Be the inverse matrix of clutter covariance matrix R, μ is a constant, and s is an echo signal vector to be detected.
2, optimum weights method of estimation according to claim 1 is characterized in that, the estimation of unknown Doppler parameter described in the step (1) obtains as follows:
(a) airborne radar by transmitter and antenna system to search coverage transponder pulse signal;
(b) airborne radar receives backscatter signal from search coverage by antenna system and receiver, and described backscatter signal comprises target echo, noise signal and system noise;
(c) airborne radar is sent into signal processing system with received signal after mixing and A/D conversion, and signal processing system constitutes digitized received signal the interference covariance matrix of sample;
(d) signal processing system is estimated Doppler parameter unknown in this Clutter Model by the interference covariance matrix and the doppler distributed clutter (ddc) model of sample.
3, optimum weights method of estimation according to claim 1 is characterized in that, at Doppler's spectrum width spreading coefficient ρ fLess than 0.2 o'clock, unknown Doppler parameter described in the step (1) can be directly sampled signal by airborne radar obtain,
f c = 1 2 &pi; ( M - 3 ) &Delta; &Sigma; k = 1 M - 3 angle ( x k + 2 2 - x k + 1 x k + 3 x k + 1 2 - x k x k + 2 )
&rho; f = 1 2.355 &pi; ( M - 4 ) &Delta; &Sigma; k = 1 M - 4 cos - 1 ( 1 2 | x k + 2 2 - x k 2 x k + 1 x k + 2 2 - x k + 1 x k + 3 | ) ,
Wherein, x=[x 1, x 2, Λ, x M] TThe expression airborne radar is a relevant interference sample of handling M pulse in the interval, and angle (*) represents the phase position operator of plural number, and Δ is the radar pulse recurrence interval.
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