CN1299123C - Parameter estimation method for modelling noise Doppler of airborne radar - Google Patents
Parameter estimation method for modelling noise Doppler of airborne radar Download PDFInfo
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Abstract
本发明公开了一种机载雷达的模型化杂波多普勒参数估计方法。本发明提供的杂波模型为多普勒分布式杂波模型(DDC),该模型描述的杂波协方差矩阵由多普勒中心fc、多普勒谱宽扩展系数ρf、杂波起伏参数σc 2和噪声起伏参数σv 2四个待定参数解析表达。对杂波的参数估计包括:1)机载雷达发射脉冲信号,并采集回波数据;2)由采集信号中的杂波数据构成样本的干扰协方差矩阵;3)根据样本的干扰协方差矩阵联合估计DDC杂波模型中的未知参数。本发明的DDC模型同时刻划了机载雷达杂波多普勒中心和谱宽的变化。而且,本发明的联合参数估计方法可突破瑞利限,并克服顺序估计的误差传播效应,因此其性能优于现有的机载雷达杂波多普勒参数估计方法。
The invention discloses a modeled clutter Doppler parameter estimation method for airborne radar. The clutter model provided by the present invention is the Doppler distributed clutter model (DDC), and the clutter covariance matrix described by the model consists of Doppler center f c , Doppler spectral width expansion coefficient ρ f , clutter fluctuation The parameter σ c 2 and the noise fluctuation parameter σ v 2 are four parameters to be determined analytically. The parameter estimation of the clutter includes: 1) The airborne radar transmits the pulse signal and collects the echo data; 2) The interference covariance matrix of the sample is formed by the clutter data in the collected signal; 3) According to the interference covariance matrix of the sample Joint estimation of unknown parameters in DDC clutter models. The DDC model of the present invention simultaneously characterizes the change of Doppler center and spectral width of airborne radar clutter. Moreover, the joint parameter estimation method of the present invention can break through the Rayleigh limit and overcome the error propagation effect of sequential estimation, so its performance is better than the existing airborne radar clutter Doppler parameter estimation method.
Description
技术领域technical field
本发明涉及雷达,更具体地说,本发明涉及一种机载雷达的杂波多普勒参数估计方法。The present invention relates to radar, and more specifically, the present invention relates to a method for estimating clutter Doppler parameters of airborne radar.
背景技术Background technique
机载雷达具有全天时、全天候、穿透性等优良特性,在导航、测绘、侦察、警戒、火控等民用和军事领域有着广泛的应用。然而,机载雷达信号处理中存在许多悬而未决的技术难题,而其中的许多问题都可以归结为在运动平台条件下,杂波多普勒参数(如多普勒中心、多普勒谱宽和多普勒调频率等)的估计问题。Airborne radar has excellent characteristics such as all-day, all-weather, and penetrating, and has a wide range of applications in civil and military fields such as navigation, surveying and mapping, reconnaissance, warning, and fire control. However, there are many unresolved technical problems in airborne radar signal processing, and many of them can be attributed to the clutter Doppler parameters (such as Doppler center, Doppler spectral width and Doppler Tuning frequency, etc.) estimation problem.
例如,在机载雷达的运动目标检测中,接收信号通常包括目标信号、杂波信号和噪声信号。由于机载雷达通常处于下视模式,地杂波分布广、强度大,尤其在城市和山区地带,杂波强度可达60~90dB;另一方面,平台运动致使杂波多普勒谱宽fB大大扩展,导致目标淹没在杂波中,雷达目标的检测能力受到严重的影响(参见文献[1]:D.C.Schleher,“MTI and pulsed Doppler radar”,Artech House Inc.,London,1991)。因此机载雷达需要通过自适应地估计杂波谱的分布(包括估计多普勒谱宽fB、多普勒中心fc等参数)以区分和抑制杂波,达到提高目标检测性能的目的。For example, in the moving target detection of airborne radar, the received signal usually includes target signal, clutter signal and noise signal. Since the airborne radar is usually in the downward-looking mode, the ground clutter is widely distributed and strong, especially in urban and mountainous areas, where the clutter intensity can reach 60-90dB; on the other hand, the platform movement causes the clutter Doppler spectral width f B It is greatly expanded, causing the target to be submerged in the clutter, and the detection ability of the radar target is seriously affected (see literature [1]: DCSchleher, "MTI and pulsed Doppler radar", Artech House Inc., London, 1991). Therefore, airborne radar needs to adaptively estimate the distribution of clutter spectrum (including estimating parameters such as Doppler spectral width f B , Doppler center f c ) to distinguish and suppress clutter, so as to improve target detection performance.
再例如,在机载合成孔径雷达(SAR)的高分辨率成像中,需要精确地测定平台的姿态与运动参数以实现成像的运动补偿(参见文献[2]:J.C.Curlander,R.N.McDonough.Synthetic Aperture Radar:System & Signal processing,John Wiley & Sons,NewYork,1991)。而目前的测量设备(如惯导等)由于硬件的限制,并不能够满足测量精度的要求。因此,需要通过分析实际采集的数据(即杂波数据),提取相关多普勒参数(如多普勒中心fc和多普勒调频率等),以实现平台姿态及运动参数的精确估计和反演,最终获得满意的成像效果。Another example, in the high-resolution imaging of airborne synthetic aperture radar (SAR), it is necessary to accurately measure the attitude and motion parameters of the platform to achieve motion compensation for imaging (see literature [2]: JCCurlander, RNMcDonough.Synthetic Aperture Radar: System & Signal processing, John Wiley & Sons, New York, 1991). However, the current measurement equipment (such as inertial navigation, etc.) cannot meet the requirements of measurement accuracy due to hardware limitations. Therefore, it is necessary to extract relevant Doppler parameters (such as Doppler center f c and Doppler modulation frequency) by analyzing the actually collected data (that is, clutter data) in order to realize accurate estimation and analysis of platform attitude and motion parameters. Inversion, and finally obtain a satisfactory imaging effect.
在现有技术中,对杂波的多普勒参数的估计通常是采用快速傅立叶变换(FFT),对杂波功率谱在频域进行建模和多普勒参数提取(参见文献[1])。然而,这类方法的频谱分辨率受到瑞利限的限制,即:分辨率大于相干处理间隔(CPI)的倒数。当脉冲采样有限时,这种限制必然会影响参数估计的精度。另外,其对多普勒参数的估计一般采用顺序估计,如其对fB和多普勒调频率的估计是建立在fc估计的基础上的,因此fc参数估计的误差不可避免地传递到后继参数估计中。In the prior art, the estimation of the Doppler parameters of the clutter usually adopts the fast Fourier transform (FFT), and the power spectrum of the clutter is modeled in the frequency domain and the Doppler parameters are extracted (see literature [1]) . However, the spectral resolution of such methods is limited by the Rayleigh limit, ie, the resolution is larger than the inverse of the coherent processing interval (CPI). When pulse sampling is limited, this limitation will inevitably affect the accuracy of parameter estimation. In addition, its estimation of Doppler parameters generally adopts sequential estimation, for example, its estimation of f B and Doppler frequency is based on f c estimation, so the error of f c parameter estimation is inevitably transmitted to Subsequent parameter estimation.
总之,对杂波的精确建模和参数估计作为机载雷达多种工程应用的一个核心环节,已经引起了广泛的重视和研究。有鉴于传统方法的不足,因此,就需要有一种新的更高精度的多普勒参数估计方法。In a word, the accurate modeling and parameter estimation of clutter, as a core part of various engineering applications of airborne radar, has attracted extensive attention and research. In view of the deficiencies of the traditional methods, a new method for estimating Doppler parameters with higher precision is required.
发明内容Contents of the invention
本发明的目的在于克服现有技术中多普勒参数估计方法的不足,通过提供一种包含对杂波先验认识的杂波模型来精确描述杂波的统计特性,从而提供一种机载雷达模型化的杂波多普勒参数估计方法,实现对杂波的多普勒参数的精确估计。The purpose of the present invention is to overcome the shortcomings of the Doppler parameter estimation method in the prior art, and accurately describe the statistical characteristics of clutter by providing a clutter model that includes prior knowledge of clutter, thereby providing an airborne radar A modeled clutter Doppler parameter estimation method realizes accurate estimation of clutter Doppler parameters.
为了实现上述发明目的,本发明提供的一种机载雷达的模型化杂波多普勒参数估计方法,包括如下步骤:In order to achieve the above-mentioned purpose of the invention, a method for estimating a modeled clutter Doppler parameter of an airborne radar provided by the present invention comprises the following steps:
(1)在机载雷达的信号处理系统中建立杂波模型,所述的杂波模型是指杂波和噪声的干扰协方差矩阵:(1) set up clutter model in the signal processing system of airborne radar, described clutter model refers to the interference covariance matrix of clutter and noise:
其中,[R]m,n是干扰协方差矩阵的第(m,n)元素,M是一个相干处理间隔中的脉冲个数,σc 2是杂波起伏参数,σv 2是噪声起伏参数,δmn为Delta函数,f是多普勒频率,αl是杂波环的高低角,Δ是雷达脉冲重复间隔,fmax=2V/λ,fmin=-2V/λ,V是载机的速度,λ是雷达载频的波长;B2(f,αl)是雷达波束的双向功率方向图,包括多普勒中心fc和多普勒谱宽扩展系数ρf两个待定参量。where [R] m,n is the (m,n)th element of the interference covariance matrix, M is the number of pulses in a coherent processing interval, σ c 2 is the clutter fluctuation parameter, σ v 2 is the noise fluctuation parameter , δ mn is the Delta function, f is the Doppler frequency, α l is the elevation angle of the clutter ring, Δ is the radar pulse repetition interval, f max =2V/λ, f min =-2V/λ, V is the carrier , λ is the wavelength of the radar carrier frequency; B 2 (f, α l ) is the two-way power pattern of the radar beam, including two undetermined parameters of the Doppler center f c and the Doppler spectral width expansion coefficient ρ f .
该杂波模型可称为多普勒分布式杂波(DDC)模型。This clutter model may be referred to as a Doppler distributed clutter (DDC) model.
当B2(f,αl)为高斯型双向功率方向图时,所述杂波模型(DDC)可简化为:When B 2 (f, α l ) is a Gaussian bidirectional power pattern, the clutter model (DDC) can be simplified as:
所述杂波模型包括多普勒中心fc、多普勒谱宽扩展系数ρf、杂波起伏参数σc 2和噪声起伏参数σv 2四个待定参数。多普勒谱宽扩展系数ρf与杂波多普勒谱宽fB存在简单的线性关系,具体形式与波束的形状有关。当B2(f,αl)为高斯型双向功率方向图时,有
(2)机载雷达通过发射机和天线系统向探测区域发射脉冲信号;(2) The airborne radar transmits pulse signals to the detection area through the transmitter and antenna system;
(3)机载雷达通过天线系统和接收机接收探测区域的后向散射信号,所述的后向散射信号包括目标回波、杂波信号以及系统噪声;(3) The airborne radar receives the backscatter signal of the detection area through the antenna system and the receiver, and the backscatter signal includes target echo, clutter signal and system noise;
(4)机载雷达将接收信号经混频和A/D转换后送入信号处理系统,信号处理系统将数字化的接收信号构成样本的干扰协方差矩阵;(4) The airborne radar sends the received signal to the signal processing system after frequency mixing and A/D conversion, and the signal processing system forms the interference covariance matrix of the sample with the digitized received signal;
(5)信号处理系统通过样本的干扰协方差矩阵和步骤(1)中所述的干扰协方差矩阵的解析表达式来联合估计未知参数[fc,ρf,σc 2,σv 2](5) The signal processing system jointly estimates the unknown parameters [f c , ρ f , σ c 2 , σ v 2 ] through the interference covariance matrix of the sample and the analytical expression of the interference covariance matrix described in step (1).
其中,步骤(5)中估计未知参数采用的方法为最大似然法,所述最大似然法为牛顿搜索法。步骤(5)中估计未知参数采用的方法为伪子空间分解法,所述的伪子空间分解法包括分布信号参数估计子(DSPE)、扩展信号参数化估计(DISPARE)、加权子空间匹配(WSF)。步骤(5)中估计未知参数采用的方法为基于协方差矩阵的近似方法,所述的基于协方差矩阵的近似方法包括扩展的旋转不变信号参数估计法(S-ESPRIT)、通用的旋转不变信号参数估计法(G-ESPRIT)。Wherein, the method used to estimate the unknown parameters in step (5) is the maximum likelihood method, and the maximum likelihood method is the Newton search method. The method used for estimating unknown parameters in step (5) is a pseudo-subspace decomposition method, and the pseudo-subspace decomposition method includes distributed signal parameter estimator (DSPE), extended signal parameterized estimation (DISPARE), weighted subspace matching ( WSF). The method used to estimate the unknown parameters in step (5) is an approximation method based on the covariance matrix, and the approximation method based on the covariance matrix includes the extended rotation-invariant signal parameter estimation method (S-ESPRIT), the general rotation-invariant Variable signal parameter estimation method (G-ESPRIT).
本发明的优点在于:The advantages of the present invention are:
1)DDC模型能够同时刻划杂波多普勒谱中心和谱宽的变化,尤其适合于描述机载雷达平台运动造成的杂波多普勒展宽以及谱中心偏移。1) The DDC model can describe the changes of the clutter Doppler spectral center and spectral width at the same time, and is especially suitable for describing the clutter Doppler broadening and spectral center shift caused by the movement of the airborne radar platform.
2)现有杂波模型侧重于描述频域中的谱特性,而DDC模型则描述杂波时域中的协方差矩阵性质,因此可以通过样本直接获取样本协方差矩阵,从而避免了变换域处理。2) The existing clutter model focuses on describing the spectral characteristics in the frequency domain, while the DDC model describes the covariance matrix properties in the clutter time domain, so the sample covariance matrix can be directly obtained through the sample, thus avoiding the transformation domain processing .
3)基于DDC模型的多普勒参数估计通常采用基于协方差矩阵分析的时域联合估计方法,可以突破瑞利限,因此性能要优于传统的顺序估计方法。3) The Doppler parameter estimation based on the DDC model usually adopts the time-domain joint estimation method based on covariance matrix analysis, which can break through the Rayleigh limit, so the performance is better than the traditional sequential estimation method.
4)由于DDC模型本身包含了对杂波统计特性的先验知识,因此可以在样本数较少的情况下得到较高精度的参数估计。4) Since the DDC model itself contains prior knowledge of the statistical characteristics of clutter, it can obtain higher-precision parameter estimation with a small number of samples.
附图说明Description of drawings
图1是机载雷达的结构示意图;Figure 1 is a schematic structural diagram of an airborne radar;
图2是单通道机载雷达系统的工作示意图;Fig. 2 is a working diagram of a single-channel airborne radar system;
图3是本发明的机载雷达的模型化杂波多普勒参数估计方法的流程图;Fig. 3 is the flowchart of the modeled clutter Doppler parameter estimation method of the airborne radar of the present invention;
图4(a)是在不同CNR条件下多普勒角频率中心参数的估计性能比较;Figure 4(a) is the estimation performance comparison of Doppler angle frequency center parameters under different CNR conditions;
图4(b)是在不同CNR条件下多普勒角频率扩展参数的估计性能比较;Figure 4(b) is the estimation performance comparison of Doppler angle frequency extension parameters under different CNR conditions;
图5(a)是在不同角扩展条件下多普勒角频率中心参数的估计性能比较;Figure 5(a) is the estimation performance comparison of Doppler angular frequency center parameters under different angular spread conditions;
图5(b)是在不同角扩展条件下多普勒角频率扩展参数的估计性能比较;Fig. 5(b) is the estimation performance comparison of Doppler angular frequency extension parameters under different angular extension conditions;
图6(a)是在不同脉冲数条件下多普勒角频率中心参数的估计性能比较;Fig. 6(a) is the estimation performance comparison of Doppler angular frequency center parameter under different pulse number conditions;
图6(b)是在不同脉冲数条件下多普勒角频率扩展参数的估计性能比较;Fig. 6(b) is the estimation performance comparison of Doppler angle frequency extension parameters under different pulse number conditions;
图7是机载雷达实测数据的成像结果。Figure 7 is the imaging result of the airborne radar measured data.
具体实施方式Detailed ways
下面结合附图和具体实施方式对本发明进一步详细描述。The present invention will be further described in detail below in conjunction with the accompanying drawings and specific embodiments.
图1示出了常规的机载雷达的结构示意图,主要由收发系统1、信号处理系统2和终端显示系统等部分组成。收发系统又由发射机、接收机及天线系统组成。发射机将特定形式的脉冲信号调制到射频载波上通过天线系统发射到空间中。发射信号经探测区域中的目标及地物反射后,其后向散射信号被机载雷达天线系统接收,通过接收机将射频信号混频后得到中频信号,该中频信号再经过多级的混频后变换到适合采集的信号,然后送到后继的信号处理系统中。Figure 1 shows a schematic structural diagram of a conventional airborne radar, which is mainly composed of a
信号处理系统的A/D转换器将模拟的接收信号变换为数字信号,再由由多块DSP处理板数字信号进行处理,实现目标检测、参数估计、成像识别等多种功能。The A/D converter of the signal processing system converts the analog received signal into a digital signal, and then the digital signal is processed by multiple DSP processing boards to realize various functions such as target detection, parameter estimation, and imaging recognition.
终端显示系统通过二次处理(数据处理)、多种形式的显示器、人机接口等动态、交互、直观地将处理结果显示出来。The terminal display system displays the processing results dynamically, interactively and intuitively through secondary processing (data processing), various forms of displays, and man-machine interfaces.
图2示出了机载雷达的工作示意图,机载雷达通常采用脉冲-多普勒体制,即通过不断地发射和接收相参的脉冲信号实现对目标的检测或成像。其中,机载雷达杂波的多普勒信号与杂波源的位置、平台运动速度和雷达波束等诸多因素有关。此处为方位角;u()表示对应的杂波单元,V为载机速度;fp和Δ=1/fp分别表示雷达重复频率(PRF)和雷达重复间隔(PRT);Rl和αl分别为第l个距离环对应的雷达斜距和高低角;F(,αl)则是由雷达天线双向电压方向图。Figure 2 shows the working diagram of the airborne radar. The airborne radar usually adopts the pulse-Doppler system, that is, the detection or imaging of the target is realized by continuously transmitting and receiving coherent pulse signals. Among them, the Doppler signal of the airborne radar clutter is related to many factors such as the position of the clutter source, the moving speed of the platform, and the radar beam. Here is the azimuth; u() represents the clutter unit corresponding to , V is the speed of the carrier aircraft; f p and Δ=1/f p represent the radar repetition frequency (PRF) and radar repetition interval (PRT) respectively; R l and α l are the radar slant distance and elevation angle corresponding to the l-th range ring respectively; F(, α l ) is the bidirectional voltage pattern of the radar antenna.
为了估计机载雷达所采集杂波信号的多普勒参数,可采用本发明提供的机载雷达的模型化杂波多普勒参数估计方法,该方法的流程图如图3所示。本发明的方法的基础是提供一种多普勒分布式杂波模型(DDC)。因此,在这里首先通过理论推导给出机载雷达的DDC模型。在推导DDC模型之前,给出如下两点前提假设:In order to estimate the Doppler parameters of the clutter signals collected by the airborne radar, the modeled clutter Doppler parameter estimation method of the airborne radar provided by the present invention can be used, and the flow chart of the method is shown in FIG. 3 . The basis of the method of the present invention is to provide a Doppler distributed clutter model (DDC). Therefore, the DDC model of the airborne radar is first given through theoretical derivation here. Before deriving the DDC model, the following two assumptions are given:
1)一个CPI(相干处理间隔)内,雷达与杂波源的相对几何关系不变,即:载机移动距离远小于雷达与杂波之间的斜距;1) Within a CPI (coherent processing interval), the relative geometric relationship between the radar and the clutter source remains unchanged, that is, the moving distance of the carrier aircraft is much smaller than the slant distance between the radar and the clutter;
2)载机作匀速直线运动;2) The loader moves in a straight line at a uniform speed;
这两个假设在一般情况下是成立的,在实际应用中还可通过缩短CPI使之更好地满足。基于上述假设,雷达接收到的干扰信号(杂波加噪声)的第m个脉冲采样可用如下的积分形式表达These two assumptions are generally established, and can be better satisfied by shortening the CPI in practical applications. Based on the above assumptions, the mth pulse sampling of the interference signal (clutter plus noise) received by the radar can be expressed in the following integral form
其中,τm=(m-1)Δ,s(t)代表杂波单元u()的散射信号,并且可视为是独立的随机过程; 表示m个脉冲的噪声采样,M是一个相干处理间隔中的脉冲个数,它们通常是时域上的高斯白噪声,其互相关E[vm(t)vn(t)]=σv 2δmn。令归一化的多普勒角频率Among them, τ m = (m-1)Δ, s (t) represents the scattering signal of clutter unit u(), and can be regarded as an independent random process; Represents the noise sampling of m pulses, M is the number of pulses in a coherent processing interval, they are usually Gaussian white noise in the time domain, and their cross-correlation E[v m (t)v n (t)]=σ v 2 δ mn . Let the normalized Doppler angular frequency
将其代入(1)式可得Substitute it into (1) to get
此处,sf(t)代表杂波单元u()中的散射点的内部波动导致的随时间变化的散射信号。当杂波在方位上均匀,并且其内部运动可以忽略不计时,有sf(t)=sf,即:杂波单元的散射函数退化为独立同分布(i.i.d)的随机变量,且
此处x=[x1(t),x2(t),…,xM(t)]T,v=[v1(t),…,vM(t)]T,a(f)=[1,ej2πfΔ,…,ej2πf(M-1)Δ]T。则干扰协方差矩阵R=E(xxH)的第(m,n)元素可表示为Here x=[x 1 (t), x 2 (t), . . . , x M (t)] T , v=[v 1 (t), . . . , vM ( t)] T , a(f)= [1, e j2πfΔ , ..., e j2πf(M-1)Δ ] T . Then the (m, n)th element of the interference covariance matrix R=E(xx H ) can be expressed as
其中,上式即为机载雷达杂波的广义的DDC模型,这里的“广义”是指上式给出的协方差元素的具体表达式可随B2(f,αl)的不同有具体的表达。下面给出B2(f,αl)为高斯型时的特例。假设机载雷达具有高斯型的双向功率方向图,即Among them, the above formula is the generalized DDC model of airborne radar clutter, and the "generalized" here means that the specific expressions of the covariance elements given by the above formula can vary according to the difference of B 2 (f, α l ). expression. A special case when B 2 (f, α l ) is Gaussian is given below. Assume that the airborne radar has a Gaussian bi-directional power pattern, namely
(其中指方位角,c是波束的方位指向,ρ是波束的扩展系数,αl是距离环对应的高低角),这在实际的单通道机载雷达中通常是满足的。可以证明当ρ→0和c→π/2,有下式成立 (where refers to the azimuth angle, c is the azimuth pointing of the beam, ρ is the expansion coefficient of the beam, and α l is the height angle corresponding to the range ring), which is usually satisfied in the actual single-channel airborne radar. It can be proved that when ρ →0 and c →π/2, the following formula holds
此处 d是一个由已知参数确定的常数。(6)式说明:在窄波束、小斜视的情形下,具有高斯型方向图的机载雷达的杂波多普勒谱也是高斯型的。here d is a constant determined by known parameters. (6) Explanation: In the case of narrow beam and small squint, the clutter Doppler spectrum of the airborne radar with Gaussian pattern is also Gaussian.
将(6)式代入(5)式,利用傅立叶变换的性质,有Substituting formula (6) into formula (5), using the property of Fourier transform, we have
其中
再次参见图3,根据得到的DDC模型即可进行杂波多普勒参数的估计,包括如下步骤:Referring to Figure 3 again, the clutter Doppler parameters can be estimated according to the obtained DDC model, including the following steps:
(1)机载雷达通过发射机和天线系统向探测区域发射脉冲信号;(1) The airborne radar transmits pulse signals to the detection area through the transmitter and antenna system;
(2)机载雷达通过天线系统和接收机接收由探测区域的后向散射信号,所述的后向散射信号包括目标回波、杂波信号以及系统噪声;机载雷达从反射信号中获得独立同分布的N个干扰采样。该N个干扰采样构成矢量X=[x(t1),…,x(tN)]。实际应用中,X可用包含待处理距离单元附近的N个单元中的采样矢量构成。(2) The airborne radar receives the backscatter signal by the detection area through the antenna system and the receiver, and the described backscatter signal includes target echo, clutter signal and system noise; the airborne radar obtains independent N interference samples with the same distribution. The N interference samples form a vector X=[x(t 1 ), . . . , x(t N )]. In practical applications, X can be composed of sample vectors in N units near the distance unit to be processed.
(3)将机载雷达的接收信号经混频和A/D转换后送入信号处理系统,该信号处理系统将转换后的接收信号构成样本的干扰协方差矩阵,即
(4)由机载雷达的信号处理系统根据样本的干扰协方差矩阵来联合估计前述所得到的杂波模型的未知参数x=[fc,ρf,σc 2,σv 2]。本发明提供了基于协方差矩阵逼近、基于协方差矩阵的子空间分析,基于协方差矩阵的近似模型等三大类杂波多普勒参数估计新方法,这三类方法均能够实现DDC模型的未知参数矢量x的估计,且它们均能够取得明显优于传统频域方法的多普勒参数估计的性能。(4) The signal processing system of the airborne radar jointly estimates the unknown parameters x=[f c , ρ f , σ c 2 , σ v 2 ] of the clutter model obtained above according to the interference covariance matrix of the samples. The present invention provides new methods for estimating three types of clutter Doppler parameters based on covariance matrix approximation, subspace analysis based on covariance matrix, and approximate model based on covariance matrix. These three types of methods can realize the unknown of DDC model Estimation of the parameter vector x, and they can achieve significantly better performance than traditional frequency domain methods for Doppler parameter estimation.
本发明第一类杂波多普勒参数估计方法是基于协方差矩阵逼近的方法,如最大似然估计(ML)、加权最小二乘匹配(WLS)等方法等。本说明书以ML方法(参见文献[3]:T.Trump and B.Otterson.Estimation of nominal direction of arrival andangular spread using an array of sensors,Signal Processing,Vol.50,pp57~69,Apr.1996)为例给出其实现过程,估计杂波多普勒参数的ML方法需要极小化如下的负对数似然函数The first type of clutter Doppler parameter estimation method in the present invention is a method based on covariance matrix approximation, such as methods such as maximum likelihood estimation (ML), weighted least square matching (WLS), and the like. This manual uses the ML method (see literature [3]: T.Trump and B.Otterson.Estimation of nominal direction of arrival and angular spread using an array of sensors, Signal Processing, Vol.50, pp57~69, Apr.1996) as The implementation process is given as an example. The ML method for estimating clutter Doppler parameters needs to minimize the following negative log-likelihood function
其中|R|为矩阵R的行列式。上述4维非线性极小化问题可以采用搜索方法求解,例如采用牛顿型搜索算法(参见文献[3])。本发明给出ML方法得到的参数估计误差矢量的协方差矩阵Where |R| is the determinant of matrix R. The above 4-dimensional nonlinear minimization problem can be solved by a search method, for example, a Newton-type search algorithm (see literature [3]). The present invention provides the covariance matrix of the parameter estimation error vector obtained by the ML method
式中D=vecR0/zT, 为估计的参数矢量,为Kronecker积。同时由(9)式得到的参数估计误差,即CML的对角矢量,也给出了各估计参数误差的Cramer-Rao(CRB)界。Where D=vecR 0 /z T , is the estimated parameter vector, is the Kronecker product. At the same time, the parameter estimation error obtained by (9), that is, the diagonal vector of C ML , also gives the Cramer-Rao (CRB) bound of each estimated parameter error.
本发明第二类杂波多普勒参数估计方法是基于协方差矩阵的子空间分析的方法,如分布信号参数估计子(DSPE)(参见文献[4]:S.Valaee,B.Champagne,P.Kabal,“Parametric localization of distributed sources,”IEEE Tans.Signal Processing,vol.43,no.9,pp2144-2153,1995)、扩展信号参数化估计(DISPARE)(参见文献[5]:Y.Meng,P.Stoica,and K.M.Wong,“Estimation of the directions of arrival of spatially dispersedsignals in array processing,”Proc.Inst.Elect.Eng.,Radar,Sonar,Navigat.,vol.143,pp.1-9,Feb.1996)、加权子空间匹配(WSF)(参见文献[6]:Bengtsson M,Ottersten B,“AGeneralization of Weighted Subspace Fitting to Full-Rank Models,”IEEE Trans.SignalProcessing,vol.49,no.5,pp1002-1012,2001)等伪子空间类的算法。本说明书以WSF法为例给出其实现过程。首先将协方差矩阵R奇异值分解为如下的信号子空间和噪声子空间The second type of clutter Doppler parameter estimation method of the present invention is the method based on the subspace analysis of covariance matrix, as distributed signal parameter estimator (DSPE) (referring to literature [4]: S.Valaee, B.Champagne, P. Kabal, "Parametric localization of distributed sources," IEEE Tans.Signal Processing, vol.43, no.9, pp2144-2153, 1995), extended signal parameterization estimation (DISPARE) (see literature [5]: Y.Meng, P. Stoica, and K.M. Wong, "Estimation of the directions of arrival of spatially dispersed signals in array processing," Proc. Inst. Elect. Eng., Radar, Sonar, Navigat., vol.143, pp.1-9, Feb. .1996), Weighted Subspace Fitting (WSF) (see literature [6]: Bengtsson M, Ottersten B, "AGeneralization of Weighted Subspace Fitting to Full-Rank Models," IEEE Trans.SignalProcessing, vol.49, no.5, pp1002-1012, 2001) and other pseudo-subspace algorithms. This description takes the WSF method as an example to give its implementation process. First, decompose the singular value of the covariance matrix R into the following signal subspace and noise subspace
而DDC模型参数估计的可辨识条件成立,即:x=x0成立的充分必要条件为And the identifiable condition of DDC model parameter estimation is established, that is, the sufficient and necessary condition for the establishment of x=x 0 is
span[Us(x)]=span[Us(x0)] (11)span[U s (x)]=span[U s (x 0 )] (11)
利用伪信号子空间估计和伪子空间匹配方法的分布源参数估计分别为The distribution source parameter estimation using pseudo-signal subspace estimation and pseudo-subspace matching methods are respectively
其中‖‖为待定的矩阵范数。可见未知参数矢量x可由(12)或(13)式确定的准则进行搜索获得。而由DDC模型参数估计的可辨识条件知,当N足够大时,由(12)式和(13)式得到的是一致估计。考虑加权二次范数,这两种算法是渐近等效的,即对应(12)式中的每个加权范数,(13)式中存在另一个加权范数,使二者得到的参数估计具有相同的大样本分布,反之亦然。这里给出WSF方法得到的参数估计误差矢量的协方差矩阵为Where ‖‖ is the undetermined matrix norm. It can be seen that the unknown parameter vector x can be obtained by searching the criteria determined by (12) or (13). According to the identifiable conditions of parameter estimation of DDC model, when N is large enough, the estimates obtained from (12) and (13) are consistent estimates. Considering the weighted quadratic norm, the two algorithms are asymptotically equivalent, that is, corresponding to each weighted norm in formula (12), there is another weighted norm in formula (13), so that the parameters obtained by the two estimates have the same large-sample distribution, and vice versa. The covariance matrix of the parameter estimation error vector obtained by the WSF method is given here as
本发明第三类杂波多普勒参数估计方法是针对小的角扩展ρf应用提出的基于协方差矩阵的近似方法,包括S-ESPRIT(扩展的旋转不变信号参数估计法)(参见文献[7]:Shahbazpanahi S,Valaee S,Bastani M,“Distributed source localization usingESPRIT algorithm,”IEEE Trans.Signal Processing,vol.49,no.10,pp 2169-2178,2001)、G-ESPRIT(通用的旋转不变信号参数估计法)(参见文献[8]:J S Jeong,KSakaguchi,“Generalization of MUSIC Using Extended Array Mode Vector for JointEstimation of Instantaneous DOA and Angular Spread,”IEICE Trans.Commun.,E84-B,no.7,pp1781-1789,2001)等低复杂度法。这里,以S-ESPRIT为例给出其实现过程。根据(5)式给出的协方差矩阵的表达,可知在小的角扩展ρf的条件下,协方差矩阵的特征值分布中只存在少量的大特征值。因此通过对多普勒角频率中心附近的微扰分量的2阶Taylor级数展开和一阶近似处理,可得Rc≈AAH/2,其中矩阵A=[a(f1)a(f2)]=[a(fc-σf)a(fc+σf)]。信号协方差矩阵的有效秩为2,杂波信号可以近似为2个多普勒频率分别为f1和f2的点信号的叠加。因此,可由The third type of clutter Doppler parameter estimation method of the present invention is the approximation method based on the covariance matrix proposed for the application of small angle spread ρ f , including S-ESPRIT (extended rotation-invariant signal parameter estimation method) (see literature [ 7]: Shahbazpanahi S, Valaee S, Bastani M, "Distributed source localization using ESPRIT algorithm," IEEE Trans.Signal Processing, vol.49, no.10, pp 2169-2178, 2001), G-ESPRIT (general rotation without variable signal parameter estimation method) (see literature [8]: J S Jeong, KSakaguchi, "Generalization of MUSIC Using Extended Array Mode Vector for JointEstimation of Instantaneous DOA and Angular Spread," IEICE Trans.Commun., E84-B, no.7 , pp1781-1789, 2001) and other low-complexity methods. Here, take S-ESPRIT as an example to give its realization process. According to the expression of the covariance matrix given by (5), it can be seen that under the condition of small angular expansion ρ f , there are only a small number of large eigenvalues in the eigenvalue distribution of the covariance matrix. Therefore, through the second-order Taylor series expansion and first-order approximation of the perturbation component near the Doppler angular frequency center, it can be obtained that R c ≈ AA H /2, where the matrix A=[a(f 1 )a(f 2 )]=[a( fc - σf )a( fc + σf )]. The effective rank of the signal covariance matrix is 2, and the clutter signal can be approximated as the superposition of two point signals whose Doppler frequencies are f 1 and f 2 respectively. Therefore, by
得到fc和ρf的估计。S-ESPRIT方法利用Rc的秩近似为2的特点将Rc进行特征值分解,即Estimates of f c and ρ f are obtained. The S-ESPRIT method uses the characteristic that the rank of R c is approximately 2 to decompose R c into eigenvalues, namely
其中M×2阶的矩阵Us的2个列矢量为Rc的2个最大的特征值对应的特征矢量,对角矩阵∑s的对角元素为Rc的2个最大的特征值,即为f1和f2的估计。Among them, the two column vectors of the matrix U s of order M×2 are the eigenvectors corresponding to the two largest eigenvalues of R c , and the diagonal elements of the diagonal matrix ∑s are the two largest eigenvalues of R c , namely is an estimate of f1 and f2 .
至此,本发明得到了DDC模型,及基于DDC模型的三类杂波多普勒参数估计的新方法。为了验证新模型及新方法的有效性,这里以中国电子科技集团华东电子工程研究所(ECRIEE)研制的X波段机载合成孔径雷达(SAR)为原型,设计一部仿真机载雷达参数如表1所示。为了提高可检测目标的多普勒动态范围,本文将原型的PRF从700Hz提高到2000Hz。设定该雷达为正侧视工作模式,即fc在0附近波动;CPI内脉冲数M=32。杂波的主波束对应的杂波带宽fB=2vβ/λ≈167.5Hz,由(6)式可知该雷达杂波对应的高斯型DDC模型的参数ρf≈142.5Hz。下面从仿真和实测数据两个方面比较各类方法的性能。以下采用fc和ρf的角频率θc和ρθ作为比较的指标。So far, the present invention has obtained a DDC model and a new method for estimating three types of clutter Doppler parameters based on the DDC model. In order to verify the effectiveness of the new model and new method, the X-band airborne synthetic aperture radar (SAR) developed by China Electronics Technology Group East China Electronic Engineering Research Institute (ECRIEE) is used as a prototype to design a simulated airborne radar with parameters as shown in the table 1. In order to increase the Doppler dynamic range of detectable targets, this paper increases the PRF of the prototype from 700Hz to 2000Hz. The radar is set to work in the side-looking mode, that is, fc fluctuates around 0; the number of pulses in the CPI is M=32. The main beam of the clutter corresponds to the clutter bandwidth f B =2vβ/λ≈167.5Hz. From formula (6), it can be seen that the parameter ρ f of the Gaussian DDC model corresponding to the radar clutter is ≈142.5Hz. In the following, the performance of various methods is compared from two aspects of simulation and measured data. In the following, the angular frequencies θ c and ρ θ of f c and ρ f are used as indicators for comparison.
表1机载雷达系统参数表
1)仿真性能分析1) Simulation performance analysis
根据设定的雷达参数,采用前文介绍的三种方法进行500次DDC参数估计的Monte Carlo实验。图4(a)和图4(b)给出了不同杂噪比(CNR)情况下,分别由ML、WSF、基于FFT的三种方法得到的θc和ρθ估计的均方根误差(RMSE)。此处
2)实测数据验证2) Verification of measured data
图7是2001年上半年ECRIEE-SAR系统对黄河河道地区采集的部分数据的成像结果。该图像经过四视处理,分辨率约为3m×3m。其对应区域约为3公里(纵向)×10公里(横向),其中图像纵向为平台飞行方向,横向为雷达斜距方向。该成像场景中包含的地物类型比较丰富,图像的左部为黄河,右部为山区和高原。区域1(area1)和区域2(area2)分别对应水面和高原平坦区域,将来自这两个区域的实际数据分别通过本发明提供的基于DDC模型的WSF方法和现有的基于FFT的方法对实际数据进行了多普勒参数的估计,表2给出了两种方法的多普勒参数估计结果,表中的数值为区域1和区域2中相邻的100个距离单元由两种方法得到的统计结果。从表2可见,由于WSF算法是一种超分辨的二维联合估计,其估计的标准差(STD)明显小于频域方法。同时表2也说明本发明的模型和方法是正确的。Figure 7 is the imaging result of some data collected by the ECRIEE-SAR system on the Yellow River channel area in the first half of 2001. The image has been processed by four-view, and the resolution is about 3m×3m. The corresponding area is about 3 kilometers (longitudinal) × 10 kilometers (horizontal), in which the vertical direction of the image is the flight direction of the platform, and the horizontal direction is the radar slant range direction. The imaging scene contains rich types of ground objects. The left part of the image is the Yellow River, and the right part is mountains and plateaus. Area 1 (area1) and area 2 (area2) correspond to the water surface and the plateau flat area respectively, and the actual data from these two areas are respectively analyzed by the WSF method based on the DDC model provided by the present invention and the existing FFT-based method. The Doppler parameters were estimated for the data. Table 2 shows the Doppler parameter estimation results of the two methods. The values in the table are obtained by the two methods for the 100 adjacent distance cells in
表2多普勒参数的估计结果
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