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WO2003010629A3 - Securities market and market maker activity tracking system and method - Google Patents

Securities market and market maker activity tracking system and method Download PDF

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Publication number
WO2003010629A3
WO2003010629A3 PCT/US2002/023403 US0223403W WO03010629A3 WO 2003010629 A3 WO2003010629 A3 WO 2003010629A3 US 0223403 W US0223403 W US 0223403W WO 03010629 A3 WO03010629 A3 WO 03010629A3
Authority
WO
WIPO (PCT)
Prior art keywords
level
data
processing block
market
database
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Ceased
Application number
PCT/US2002/023403
Other languages
French (fr)
Other versions
WO2003010629A2 (en
Inventor
Stephen Cutler
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Individual
Original Assignee
Individual
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority claimed from US09/911,772 external-priority patent/US7664695B2/en
Application filed by Individual filed Critical Individual
Priority to EP02744879A priority Critical patent/EP1446740A4/en
Priority to JP2003515939A priority patent/JP2004537114A/en
Priority to US10/480,089 priority patent/US20050075965A1/en
Priority to CA002455017A priority patent/CA2455017A1/en
Priority to IL16000502A priority patent/IL160005A0/en
Publication of WO2003010629A2 publication Critical patent/WO2003010629A2/en
Publication of WO2003010629A3 publication Critical patent/WO2003010629A3/en
Anticipated expiration legal-status Critical
Ceased legal-status Critical Current

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING OR CALCULATING; COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Landscapes

  • Business, Economics & Management (AREA)
  • Accounting & Taxation (AREA)
  • Finance (AREA)
  • Engineering & Computer Science (AREA)
  • Development Economics (AREA)
  • Economics (AREA)
  • Marketing (AREA)
  • Strategic Management (AREA)
  • Technology Law (AREA)
  • Physics & Mathematics (AREA)
  • General Business, Economics & Management (AREA)
  • General Physics & Mathematics (AREA)
  • Theoretical Computer Science (AREA)
  • Financial Or Insurance-Related Operations Such As Payment And Settlement (AREA)

Abstract

A method, system and computer program to monitor securities market activity. Level 1 and/or level 2 data is analyzed to track the activity of market makers and to derive indicators of momentary upward or downward price pressure. As items of information relating to level 2 data are received, processing block (218) will pass these items to the level 2 data subprocess (238). In processing block (240) the level 2 data subprocess (238) will determine if each incoming level 2 data value corresponds to an item contained within the user's database, including securities contained within the watch list and alerts. If not, the level 2 data item will be discarded in processing block (242). Otherwise, the level 2 data item will be passed to processing block (244). Any changes to the user's database since loading of the information contained within the user's database in processing block (212) will be considered by processing block (240). Those updates will also be considered for each of the processing blocks (244) through (256).
PCT/US2002/023403 2001-07-24 2002-07-23 Securities market and market maker activity tracking system and method Ceased WO2003010629A2 (en)

Priority Applications (5)

Application Number Priority Date Filing Date Title
EP02744879A EP1446740A4 (en) 2001-07-24 2002-07-23 Securities market and market maker activity tracking system and method
JP2003515939A JP2004537114A (en) 2001-07-24 2002-07-23 Systems and methods for tracking securities markets and market makers
US10/480,089 US20050075965A1 (en) 2001-07-24 2002-07-23 Securities market and market maker activity tracking system and method
CA002455017A CA2455017A1 (en) 2001-07-24 2002-07-23 Securities market and market maker activity tracking system and method
IL16000502A IL160005A0 (en) 2001-07-24 2002-07-23 Securities market and market maker activity tracking system and method

Applications Claiming Priority (4)

Application Number Priority Date Filing Date Title
US09/911,772 US7664695B2 (en) 2001-07-24 2001-07-24 Securities market and market maker activity tracking system and method
US09/911,772 2001-07-24
US10/167,950 US7680721B2 (en) 2001-07-24 2002-06-12 Securities market and market marker activity tracking system and method
US10/167,950 2002-06-12

Publications (2)

Publication Number Publication Date
WO2003010629A2 WO2003010629A2 (en) 2003-02-06
WO2003010629A3 true WO2003010629A3 (en) 2003-08-14

Family

ID=26863649

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2002/023403 Ceased WO2003010629A2 (en) 2001-07-24 2002-07-23 Securities market and market maker activity tracking system and method

Country Status (5)

Country Link
EP (1) EP1446740A4 (en)
JP (1) JP2004537114A (en)
CA (1) CA2455017A1 (en)
IL (1) IL160005A0 (en)
WO (1) WO2003010629A2 (en)

Families Citing this family (8)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
GB2411977A (en) * 2004-02-03 2005-09-14 Patsystems Electronic trading system displaying market sentiment
US7529707B2 (en) 2004-08-04 2009-05-05 Bgc Partners, Inc. System and method for managing trading using alert messages for outlying trading orders
US7577605B2 (en) 2004-08-04 2009-08-18 Bgc Partners, Inc. System and method for managing trading using alert messages for outlying trading orders
US7933828B2 (en) 2005-07-26 2011-04-26 Cfph, Llc System and method for displaying and/or analyzing a limit order book
US10915958B2 (en) 2008-04-30 2021-02-09 Intercontinental Exchange Holdings, Inc. Advisory thresholds and alerts for managing position concentration risk
JP5292138B2 (en) * 2009-03-16 2013-09-18 株式会社東京金融取引所 Forex trading system and bid / offer filtering method
US9805419B1 (en) 2013-10-16 2017-10-31 Jason Weisz System and method for facilitating primary and secondary offerings in restricted securities for publically traded corporate entities
US20250342527A1 (en) * 2024-05-02 2025-11-06 Hans P. Hansen Stock filter for targetting a small list of likely favorable stocks

Citations (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5101353A (en) * 1989-05-31 1992-03-31 Lattice Investments, Inc. Automated system for providing liquidity to securities markets
US5761442A (en) * 1994-08-31 1998-06-02 Advanced Investment Technology, Inc. Predictive neural network means and method for selecting a portfolio of securities wherein each network has been trained using data relating to a corresponding security
US6338047B1 (en) * 1999-06-24 2002-01-08 Foliofn, Inc. Method and system for investing in a group of investments that are selected based on the aggregated, individual preference of plural investors

Patent Citations (3)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5101353A (en) * 1989-05-31 1992-03-31 Lattice Investments, Inc. Automated system for providing liquidity to securities markets
US5761442A (en) * 1994-08-31 1998-06-02 Advanced Investment Technology, Inc. Predictive neural network means and method for selecting a portfolio of securities wherein each network has been trained using data relating to a corresponding security
US6338047B1 (en) * 1999-06-24 2002-01-08 Foliofn, Inc. Method and system for investing in a group of investments that are selected based on the aggregated, individual preference of plural investors

Also Published As

Publication number Publication date
JP2004537114A (en) 2004-12-09
EP1446740A2 (en) 2004-08-18
WO2003010629A2 (en) 2003-02-06
CA2455017A1 (en) 2003-02-06
IL160005A0 (en) 2004-06-20
EP1446740A4 (en) 2005-04-06

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