JP2005196570A - Foreign currency denominated investment trust transaction support system, foreign currency denominated investment trust transaction support program, and foreign currency denominated investment trust transaction support method - Google Patents

Abstract

PROBLEM TO BE SOLVED: To provide a foreign currency denominated investment trust transaction support system capable of easily handling foreign currency denominated investment trusts in a small financial institution or the like.
SOLUTION: A foreign currency-denominated investment trust transaction support system 2 includes a proxy association member system 4 installed in a proxy association member. The agency member system 4 is applied to the order of the order notification when receiving the order notification transmitted from the sales company system installed in the sales company via the network 6, for example, the sales company system 8a. Exchange rate is sent to the sales company system 8a. Next, the yen-denominated transaction information transmitted from the sales company system 8a, that is, the transaction information indicating the purchase (sale) amount of the foreign currency-denominated investment trust in Japanese yen is received, and the foreign currency-denominated transaction corresponding to the received yen-denominated transaction information is received. Transaction information, that is, transaction information indicating the purchase (sale) amount of foreign currency-denominated investment trust in foreign currency is created and stored. When the predetermined time is reached, the stored foreign currency denominated transaction information is aggregated for each issue, and the aggregated foreign currency denominated transaction information is transmitted to the investment trust company system 10 via the network 6 and settled in foreign currency. It is carried out.
[Selection] Figure 1

Description

  The present invention relates to a foreign currency-denominated investment trust transaction support system, a foreign currency-denominated investment trust transaction support program, and a foreign currency-denominated investment trust transaction support method for supporting transactions in foreign currency-denominated investment trusts (foreign currency-denominated investment trusts).

  Foreign currency-denominated investment trusts are investment trusts that are established based on foreign legal systems and are operated overseas, and can be purchased through securities companies, banks, and other sales companies in Japan (for example, non-patent literature) 1 and Non-Patent Document 2).

  Here, settlement of foreign currency-denominated investment trusts is performed in the currency indicated on the face of the investment trust beneficiary certificate. Therefore, if a currency other than Japanese yen is written on the ticket, settlement is performed in a currency other than Japanese yen. However, exchange of trading value between investors recruited in Japan, that is, customers who purchase foreign currency-denominated investment trusts in Japan and sales companies, is generally performed in Japanese yen. Therefore, for example, the sales company calculates the number of purchases (sale) by converting Japanese yen into foreign currency (foreign currency) such as US dollars, and purchases (sells) foreign currency-denominated investment trusts together with the calculated number of foreign currency-denominated investment trusts. ) Create transaction information showing the amount in foreign currency. In many cases, the transaction information created by the sales company is notified to the investment trust company via a proxy association member who has concluded a contract with the investment trust company that is the issuer of the foreign investment trust beneficiary certificate. Used by sales companies.

  The agency member is a member of the Japan Securities Dealers Association, concludes a contract with a foreign investment trust beneficiary certificate issuer (investment trust company), announces the net asset price per unit, and reports the financial statements and other An association member who submits or sends documents to the Japan Securities Dealers Association and a sales company (sales company) (see Non-Patent Document 3).

http://www.morningstar.co.jp/fund/f_news/01_12/fn2501_1.htm http://www.nomura.co.jp/retail/ffund/ffund.html http://www.acmfunds.co.jp/products/pdf/americangrowth_rev0305.pdf

  By the way, when selling foreign currency-denominated investment trusts or the like at a sales company, a system capable of performing settlement or the like using yen and foreign currency is required. In other words, in the case of yen settlement, the exchange rate of Japanese yen and foreign currency in the foreign exchange market is periodically acquired, and the number of foreign currency denominated investment trusts that can be purchased with customer funds (Japanese yen) based on the acquired exchange rate A system is required to calculate, create transaction information indicating the purchase (sale) amount of foreign currency-denominated investment trusts in foreign currency, and perform settlement in yen. Therefore, it is often difficult for small securities companies and financial institutions that do not have the above-mentioned systems to have capital and systems that can handle foreign currency exchange processing. There was a problem that it was difficult to sell.

  An object of the present invention is to provide a foreign currency-denominated investment trust transaction support system, a foreign currency-denominated investment trust transaction support program, and a foreign currency-denominated investment trust transaction support method for supporting a foreign-currency-denominated investment trust easily in a small-scale financial institution or the like It is to be.

  The foreign currency denominated investment trust transaction support system according to claim 1 is a foreign currency denominated investment trust transaction support system comprising a sales company system of a sales company that sells foreign currency denominated investment trusts and a proxy association member system of a proxy association member. The system includes an order notification transmitting means for transmitting an order notification indicating that an order has been received to the agency association system each time an order from a customer related to buying and selling of foreign currency-denominated investment trusts is received, and the agency association system transmitting the order notification. Exchange rate receiving means for receiving an exchange rate applied to an order, and transaction information including yen-denominated transaction information and foreign currency-denominated transaction information based on the order using the exchange rate received by the exchange rate receiving means A transaction information creation means for creating the transaction information and a transmission condition of the transaction information defined between the sales company and the agency member Yen denominated transaction information, foreign currency denominated transaction information, or yen currency included in the transaction information created by the transaction information creating means with reference to the transmission condition storage means and the transmission conditions stored in the transmission condition storage means Transaction information transmitting means for transmitting the denominated transaction information and the foreign currency denominated transaction information to the agency association system, and the agency association system stores exchange information including an exchange rate applied to the order of the foreign currency denominated investment trust. Exchange information storage means, order notification reception means for receiving an order notice transmitted from the sales company system, and exchange information stored in the exchange information storage means, received by the order notification reception means. Exchange rate transmission means for transmitting the exchange rate applied to the order of the ordered notification to the sales company system, and the yen denomination transmitted from the sales company system Transaction information receiving means for receiving transaction information including discount information, foreign currency denominated transaction information, or yen denominated transaction information and foreign currency denominated transaction information, and the transaction information including foreign currency denominated transaction information is received by the transaction information receiving means. In this case, the apparatus includes a foreign currency denominated transaction information totaling unit that totalizes foreign currency denominated transaction information included in the received transaction information for each brand.

  According to the foreign currency denominated investment trust transaction support system according to claim 1, in the agency association system, the exchange rate is notified to the sales company system and the foreign currency denominated transaction information included in the transaction information transmitted from the sales company system. For each brand. Therefore, even if a system that independently acquires exchange rates and converts between Japanese yen and foreign currency, for example, a small securities company or financial institution that does not have a currency exchange system, etc. Jen investment trusts can be sold.

  In addition, the foreign currency denominated investment trust transaction support system according to claim 2 is configured such that when the agency member system receives transaction information including only yen-denominated transaction information by the transaction information receiving unit, the exchange information storage unit Foreign currency denominated transaction information creating means for creating foreign currency denominated transaction information corresponding to yen denominated transaction information included in the transaction information received by the transaction information receiving means based on the stored exchange information, and the foreign currency denominated transaction A foreign currency denominated transaction information transmitting means for transmitting the foreign currency denominated transaction information created by the information creating means to the sales company system, and the foreign currency denominated transaction information collecting means is created by the foreign currency denominated transaction information creating means. The foreign currency denominated transaction information is collected for each issue, and the sales company system receives the foreign currency denominated transaction information transmitted by the foreign currency denominated transaction information transmitting means. An information receiving means, characterized in that it comprises a foreign currency transaction information storing means for storing the foreign currency transaction information received by the foreign currency transaction information receiving unit.

  According to the foreign-currency-denominated investment trust transaction support system according to claim 2, transaction information including only yen-denominated transaction information generated in the sales company system by notifying the sales company system of the exchange rate in the agency association system. Receive. And the foreign currency denominated transaction information corresponding to the received yen denominated transaction information is created, and the created foreign currency denominated transaction information is transmitted to the sales company system system and tabulated for each brand. Therefore, even if a system that independently acquires exchange rates and converts between Japanese yen and foreign currency, for example, a small securities company or financial institution that does not have a currency exchange system, etc. Jen investment trusts can be sold.

  The foreign currency-denominated investment trust transaction support system according to claim 3, wherein the order notification transmission unit includes an order aggregation unit that aggregates orders from a plurality of customers related to the trading of foreign currency-denominated investment trusts, and the order aggregation unit aggregates the orders. Based on the order, an order notification indicating that the order from the customer has been accepted is transmitted to the agency member system.

  According to the foreign-currency-denominated investment trust transaction support system according to claim 3, since orders received from customers are aggregated at the sales company, and order notifications are transmitted to the agency members based on the aggregated orders, it is efficient. Can handle foreign currency denominated investment trusts. Note that the notification may be performed every time an order is received from a customer or every elapse of a predetermined period.

  The foreign currency denominated investment trust transaction support system according to claim 4 is characterized in that the agency member system is connected to the sales company system via a network.

  According to the foreign currency denominated investment trust transaction support system described in claim 4, since the agency association system and the sales company system are connected via the network, the foreign currency denominated investment trust transaction can be quickly performed via the network. Processing can be performed.

  Further, the foreign currency denominated investment trust transaction support system according to claim 5 is a sales information indicating that the exchange information storing means for storing the exchange information including the exchange rate applied to the foreign currency denominated investment trust and the order regarding the buying and selling of the foreign currency denominated investment trust are accepted. The order notice receiving means for receiving the order notice transmitted from the company system and the exchange notice information stored in the exchange information storing means are applied to the order notice order received by the order notice receiving means. Exchange rate transmission means for transmitting an exchange rate to the sales company system, and yen-denominated transaction information, foreign currency-denominated transaction information, or yen-denominated transaction information related to the buying and selling of the foreign currency-denominated investment trust transmitted from the sales company system, and Transaction information receiving means for receiving transaction information including foreign currency denominated transaction information, and transaction information including foreign currency denominated transaction information is received by the transaction information receiving means. Expediently, characterized by comprising a foreign currency transaction information collecting unit to aggregate the foreign currency transaction information contained in the received transaction information for each brand.

  According to the foreign currency denominated investment trust transaction support system described in claim 5, the exchange rate is transmitted to the sales company system, the transaction information transmitted from the sales company system is received, and the foreign currency denominated transaction information included in the received transaction information is received. Aggregating. Therefore, it is possible to perform the necessary exchange processing in a lump for trading orders of foreign currency-denominated investment trusts of multiple sales companies, and even for a small sales company that does not have a system for processing exchanges, it is easy. Can sell foreign currency-denominated investment trusts.

  Further, the foreign currency denominated investment trust transaction support system according to claim 6, when transaction information including only yen-denominated transaction information is received by the transaction information receiving means, the exchange information stored in the exchange information storage means The foreign currency denominated transaction information creating means for creating foreign currency denominated transaction information corresponding to the yen denominated transaction information included in the transaction information received by the transaction information receiving means, and the foreign currency denominated transaction information creating means A foreign currency denominated transaction information transmitting means for transmitting foreign currency denominated transaction information to the sales company system, wherein the foreign currency denominated transaction information totaling means includes the foreign currency denominated transaction information created by the foreign currency denominated transaction information creating means. It is characterized by counting every time.

  According to the foreign currency-denominated investment trust transaction support system according to claim 6, the exchange rate is transmitted to the sales company system, the transaction information including only the yen-denominated transaction information is received from the sales company system, and the yen-denominated transaction information is handled. Foreign currency denominated transaction information is created, and the created foreign currency denominated transaction information is transmitted to the sales company system and aggregated for each issue. Therefore, it is possible to perform the necessary exchange processing in a lump for trading orders of foreign currency-denominated investment trusts of multiple sales companies, and even for a small sales company that does not have a system for processing exchanges, it is easy. Can sell foreign currency-denominated investment trusts.

  The foreign currency-denominated investment trust transaction support program according to claim 7 is a foreign currency information storage function for storing exchange information including a currency exchange rate applied to the foreign currency-denominated investment trust in a computer in order to support sales transactions related to foreign currency-denominated investment trusts. An order notification receiving function for receiving an order notification transmitted from a sales company system indicating that an order relating to the buying and selling of the foreign currency-denominated investment trust has been received, and the order notification from the exchange information stored by the exchange information storage function Exchange rate transmission function for transmitting to the sales company system the exchange rate applied to the order of the order notification received by the reception function, and yen-denominated transaction information regarding the buying and selling of the foreign currency denominated investment trust transmitted from the sales company system Transaction information receiving function for receiving transaction information including foreign currency denominated transaction information, or yen denominated transaction information and foreign currency denominated transaction information, When transaction information including foreign currency denominated transaction information is received by the transaction information receiving function, function as a foreign currency denominated transaction information aggregation function that aggregates foreign currency denominated transaction information included in the received transaction information for each brand. Features.

  According to the foreign currency denominated investment trust transaction support program according to claim 7, the exchange rate is transmitted to the sales company system, the transaction information from the sales company system is received, and the foreign currency denominated transaction information included in the received transaction information is aggregated. You can make your computer function as you do. Accordingly, even in a sales company that does not have a system for regularly acquiring exchange information from a foreign exchange market or the like, the exchange rate is notified from the agency association member, so foreign currency-denominated investment trusts can be easily sold.

  The foreign currency denominated investment trust transaction support pro program according to claim 8 is stored in the exchange information storage function when the transaction information including only the yen denominated transaction information is received by the transaction information receiving function. Foreign currency denominated transaction information creation function for creating foreign currency denominated transaction information corresponding to yen currency denominated transaction information included in the transaction information received by the transaction information receiving function, the foreign currency denominated transaction information creation function The foreign currency denominated transaction information created by the foreign currency denominated transaction information creating function is made to function as a foreign currency denominated transaction information transmitting function for transmitting the foreign currency denominated transaction information to the sales company system. Transaction information is aggregated for each brand.

  According to the foreign-currency-denominated investment trust transaction support program according to claim 8, the exchange rate is transmitted to the sales company system, the transaction information including only the yen-denominated transaction information is received from the sales company system, and the yen-denominated transaction information is handled. It is possible to make the computer function so that foreign currency denominated transaction information is created, the created foreign currency denominated transaction information is transmitted to the sales company system, and totalized for each brand. Therefore, even a small-scale sales company that does not have a system for performing exchange processing can easily sell foreign currency-denominated investment trusts.

  The foreign currency-denominated investment trust transaction support method according to claim 9 includes: an order notification receiving step for receiving a notification from a sales company that an order relating to buying and selling of foreign currency-denominated investment trust has been received; and the order received by the order notification receiving step An exchange rate notification step of notifying the sales company of the exchange rate applied to the order of notification; and a yen-denominated transaction, a foreign currency-denominated transaction, or a yen-denominated transaction related to the buying and selling of the foreign currency-denominated investment trust from the sales company; A transaction accepting step for accepting a transaction including a transaction denominated in a foreign currency, and if the transaction accepted by the transaction accepting step includes a transaction denominated in a foreign currency, the foreign currency denominated transaction information included in the accepted transaction is And a foreign currency denominated transaction information totaling step for totaling each time.

  According to the foreign currency-denominated investment trust transaction support method described in claim 9, the exchange rate is notified to the sales company, the order of the transaction from the sales company is accepted, and the foreign currency-denominated transaction information of the foreign currency-denominated transaction included in the accepted transaction is obtained. Aggregating. Therefore, even a small-scale sales company that does not have an exchange processing system or the like can easily sell foreign currency-denominated investment trusts.

  Furthermore, in the foreign currency denominated investment trust transaction support method according to claim 10, when a transaction including only a yen denominated transaction is accepted in the transaction accepting step, the yen denominated transaction included in the transaction accepted in the transaction accepting step. A foreign currency denominated transaction information creating step for creating foreign currency denominated transaction information corresponding to a foreign currency denominated transaction, and a foreign currency denominated transaction information notifying step for notifying the sales company of the foreign currency denominated transaction information created in the foreign currency denominated transaction information creating step. In the foreign currency denominated transaction information aggregation step, the foreign currency denominated transaction information created in the foreign currency denominated transaction information creation step is aggregated for each brand.

  According to the foreign currency-denominated investment trust transaction support method according to claim 10, a foreign currency-denominated transaction corresponding to a yen-denominated transaction is received by notifying the sales company of the exchange rate, receiving an order for a transaction including only a yen-denominated transaction from the sales company. The foreign currency denominated transaction information is created and notified to the sales company, and is aggregated for each issue. Therefore, even a small-scale sales company that does not have an exchange processing system or the like can easily sell foreign currency-denominated investment trusts.

  According to the foreign currency denominated investment trust transaction support system according to the present invention, in the agency association system, the exchange rate is transmitted to the sales company system, and the transaction information including only the yen denominated transaction information is transmitted from the sales company. Creates transaction information denominated in foreign currency corresponding to yen-denominated transaction information included in the transmitted transaction information, and totals the created foreign currency denominated transaction information for each brand. Further, when transaction information including foreign currency denominated transaction information is transmitted from the sales company, the foreign currency denominated transaction information included in the transmitted transaction information is aggregated. Therefore, since the sales company currently handles foreign currency exchange processing, this has been a heavy burden on the sales company. For example, a small securities company that does not have a system for currency exchange processing, etc. And sales companies such as financial institutions can easily handle various foreign currency-denominated investment trusts. In addition, a member of the agency can efficiently process a trade order from a sales company with a small administrative burden.

  In addition, according to the foreign currency denominated investment trust transaction support program according to the present invention, for example, by incorporating this foreign currency denominated investment trust transaction support program into a computer installed in a representative association member, it functions as a foreign currency denominated investment trust transaction support system. be able to. That is, it is possible to handle foreign currency-denominated investment trusts in a wide range of sales companies without significantly increasing the administrative processing burden on the agency association.

  In addition, according to the foreign currency denominated investment trust transaction support method according to the present invention, the sales company can create, for example, yen-denominated transaction information using the exchange rate notified from the agency member. In other words, foreign currency-denominated investment trusts can be easily handled without performing a process such as construction of a system for performing exchange processing or making a major correction to the account system to perform exchange processing. In addition, the agency member can realize efficient processing with a slight increase in the burden of paperwork.

  Hereinafter, a foreign currency denominated investment trust transaction support system according to an embodiment of the present invention will be described with reference to the drawings.

  FIG. 1 is a block diagram of a foreign currency denominated investment trust transaction support system according to an embodiment of the present invention. The foreign currency-denominated investment trust transaction support system 2 includes a proxy association member system 4 installed in a proxy association member. This agency member system 4 is connected via a network 6 to sales company systems 8a, 8b, 8c installed in each of a plurality of sales companies and an investment trust company system 10 installed in an investment trust company.

  In general, securities companies with a certain size or more are often members of agency associations, and even securities companies that are agency association members sell foreign currency-denominated investment trusts to general customers as sales companies. It has been broken. In addition, sales companies are small securities companies that are not members of agency associations, and financial institutions such as banks, life insurance companies, and non-life insurance companies. It is a company that operates. The sales company receives orders for trading transactions related to foreign currency-denominated investment trusts from customers (investors) in Japan. In addition, the agency member may, for example, collect and order the trading transactions related to foreign-currency-denominated investment trusts ordered by the sales company and the trading transactions ordered by the agency member once a day. Translates prospectuses and operational reports issued in Japan and sends them to sales companies and the Japan Securities Dealers Association.

  FIG. 2 is a block configuration diagram of the agency member system according to the embodiment of the present invention. As shown in FIG. 2, the agency member system 4 includes a data control unit 20 that controls processing of data in the agency member system 4. The data control unit 20 stores exchange information including a communication control unit 22 that controls communication between the sales company systems 8a, 8b, and 8c and the investment trust company system 10 and exchange rates applied to foreign currency denominated investment trusts. The exchange information storage unit 24 is connected. Further, the data control unit 20 stores the transaction information storage unit 26 that stores transaction information related to trading transactions of foreign currency-denominated investment trusts, and data that stores an order notification indicating that there has been a trade order of foreign currency-denominated investment trusts received from a customer. A storage unit 28 is connected.

  The exchange information storage unit 24 stores exchange information, that is, information including the exchange rate between the Japanese yen and the US dollar regularly acquired from the foreign exchange market, the exchange rate between the Japanese yen and the foreign currency such as the Japanese yen and the euro, and the like. ing. In addition, when the exchange rate applied for each sales company is different, the exchange rate for each sales company is also stored.

  Further, in the transaction information storage unit 26, transaction information from the sales company received via the communication control unit 22, that is, transaction information regarding a sales transaction ordered from a customer accepted by the sales company, is stored in each sales company. Is stored in correspondence with the sales company identification number assigned to. Here, when the transaction information for the order received at the sales company indicates the purchase (sale) amount of the foreign currency-denominated investment trust in Japanese yen, it is stored in the transaction information storage unit 26 as yen-denominated transaction information. Further, when the transaction information indicates the purchase (sale) amount in a foreign currency, the transaction information is stored in the transaction information storage unit 26 as foreign currency denominated transaction information. The transaction information includes information indicating the brand of the foreign currency denominated investment trust, the type of transaction (purchase, sale), the number of units, the purchase (sale) amount, and the like.

  Further, the transaction information storage unit 26 further stores foreign currency denominated transaction information corresponding to orders from customers accepted as sales companies by the agency member in which the agency member system 4 is installed. In other words, the agency association also accepts orders related to foreign currency-denominated investment trust transactions directly from the customer as a sales company, and foreign currency-denominated transaction information corresponding to the orders from the customers received by the agency association as a sales company It is stored in the information storage unit 26.

  Further, the data storage unit 28 stores an order notification, that is, a notification indicating that an order from a customer is accepted at the sales company. In addition, the data storage unit 28 stores prospectus data and operation report data issued by the investment trust company, Japanese translation data of the prospectus and operation report, and the like. Further, the data storage unit 28 stores a reference value of foreign currency-denominated investment trusts, that is, an evaluation amount per unit of foreign currency-denominated investment trusts (funds). This base price is calculated by the investment trust company every business day as “base price = total net assets of trust assets ÷ total number of beneficiary rights”, notified to the agency member, and stored in the data storage unit 28. “Total net assets of trust assets” is the total amount of assets (valued by market value of assets such as stocks and bonds), subtracting the total amount of fund liabilities (operating expenses, etc.). “Total units” means the total number of funds on the calculation date. In addition, the data storage unit 28 stores transaction information transmission conditions determined between each sales company and the agency member for each sales company. For example, a certain sales company sends only yen-denominated transaction information as transaction information to the agency association system, and another sales company sends only foreign currency-denominated transaction information as transaction information to the agency association system. Further, another sales company stipulates that both yen-denominated transaction information and foreign currency-denominated transaction information are transmitted as transaction information to the agency association system.

  FIG. 3 is a block diagram of the sales company system 8a according to the embodiment of the present invention. As shown in FIG. 3, the sales company system 8a includes a data control unit 30 that controls data processing in the sales company system 8a. Connected to the data control unit 30 are a communication control unit 32 that controls communication with the agency member system 4 and an input unit 34 that inputs information related to orders of sales transactions from customers. The data control unit 30 is connected to a data storage unit 36 that stores information on foreign currency-denominated investment trusts sold at sales companies.

  The data storage unit 36 receives the exchange rate received via the communication control unit 32, that is, when an order notification indicating that the order from the customer has been received is transmitted to the agency member system 4, the order is received. Data indicating the exchange rate applied to the received order transmitted from the agency member system 4 in response to the notification is stored. In addition, the data storage unit 36 stores data indicating the reference price of each brand of foreign currency-denominated investment trust that is periodically transmitted from the agency member system 4 and received via the communication control unit 32. Furthermore, the data storage unit 36 stores yen-denominated transaction information and foreign currency-denominated transaction information created based on the exchange rate and the reference value. In addition, the data storage unit 36 includes, as transaction information transmission conditions determined with an agency member, for example, transaction information, yen-denominated transaction information, foreign currency-denominated transaction information, or yen-denominated transaction information and foreign currency-denominated currency. The conditions which determined that both transaction information are transmitted are memorize | stored. Note that the configuration of the sales company systems 8b and 8c is the same as the configuration of the sales company system 8a, and a description thereof will be omitted.

  Next, with reference to the flowchart of FIG. 4, the transaction support process by the foreign currency denominated investment trust transaction support system according to the embodiment of the present invention will be described. In the following, US dollar-denominated investment trusts (US dollar-denominated investment trusts) are handled by the sales company, and only yen-denominated transaction information is sent as transaction information from the sales company system to the agency association system based on the transmission conditions. An example will be described.

  For example, when the sales company in which the sales company system 8a is installed accepts an order for a trading transaction related to US dollar-denominated investment trust from a customer, the agency member is notified that the order has been received from the customer. That is, in the sales company system 8a, an order notice indicating which brand US dollar-denominated investment trust order has been received, together with the sales company identification number assigned to the sales company, via the communication control unit 32, the agency member system 4 to send.

  The agency member system 4 determines whether or not an order notice has been received from the sales company (see step S10, FIG. 4). That is, it is determined whether or not the order notification transmitted from any of the sales company systems 8a, 8b, and 8c via the network 6 is received via the communication control unit 22.

  When the order notification is received (step S10), the exchange rate applied to the accepted order is notified to the sales company system that is the transmission source of the received order notification (step S11). That is, the exchange rate applied to the order notification received in step S10 is selected from the exchange information stored in the exchange information storage unit 24, and the selected exchange rate is selected at the order notification transmission source. The data is transmitted to a sales company system of a sales company, for example, the sales company system 8a. The received order notification and the applied exchange rate are stored in the data storage unit 28 in association with the received sales company identification number.

  In the sales company system, for example, the sales company system 8a, the exchange rate transmitted from the agency member system 4 via the network 6 is received via the communication control unit 32 and stored in the data storage unit 36. Next, based on the exchange rate stored in the data storage unit 36 and the base price stored in the data storage unit 36, the number of units that can be purchased (sold) by the customer, for example, the purchase funds 1 million yen prepared by the customer The number of US dollar-denominated investment trusts that can be purchased in Japan is calculated. Next, yen-denominated transaction information including brands of US dollar-denominated investment trusts to be purchased, the calculated number of purchases, the purchase amount in yens, and the like is created, and the created yen-denominated transaction information is stored in the data storage unit 36. Further, for example, foreign currency denominated transaction information indicating the purchase amount in US dollars is created and stored in the data storage unit 36 in correspondence with the corresponding yen denominated transaction information. Then, referring to the transmission conditions stored in the data storage unit 36, for example, the transmission conditions that determine that only transaction information denominated in yen is transmitted to the agency member, and based on the referenced transaction conditions The transaction information stored in the data storage unit 36 is transmitted to the agency member system 4 through the communication control unit 32 together with the sales company identification number. The data storage unit 36 stores information related to transaction settlement together with yen-denominated transaction information and foreign currency-denominated transaction information. For example, suppose that the purchase amount of US dollar-denominated investment trust is 990,000 yen when the customer prepares 1 million yen of purchase funds. In this case, the purchase funds of 1 million yen, the purchase amount of 990,000 yen and the difference of 10,000 yen are stored in the data storage unit 36 together with the yen-denominated transaction information and the foreign currency-denominated transaction information as information related to settlement.

  In the agency association system 4, for example, the yen-denominated transaction information transmitted from the sales company system 8a via the network 6 is received via the communication control unit 22 (see step S12, FIG. 4). The transaction information is stored in the transaction information storage unit 26 in association with the sales company identification number (step S13).

  Next, foreign currency denominated transaction information corresponding to the yen denominated transaction information stored in the transaction information storage unit 26 is created (step S14). That is, a predetermined exchange rate in the exchange information stored in the exchange information storage unit 24, for example, the exchange rate transmitted to the sales company system 8a in step S11 is used to transmit the information from the sales company system 8a. The amount of purchase denominated in yen included in the transaction information denominated in yen is converted into US dollars. Then, foreign currency denominated transaction information corresponding to the yen denominated transaction information, that is, foreign currency denominated transaction information in which the purchase amount is indicated by the converted US dollar is created. The created foreign currency denominated transaction information is stored in the transaction information storage unit 26 in correspondence with the yen denominated transaction information. Further, the created foreign currency denominated transaction information is transmitted to the sales company system 8a that is the transmission source of the yen denominated transaction information via the communication control unit 22. Here, every time foreign currency denominated transaction information is created, it may be transmitted to the sales company system that is the source of the yen denominated transaction information, and the created foreign currency denominated transaction information is extracted for each sales company. Then, the extracted foreign currency denominated transaction information may be aggregated for each brand and transmitted to the sales company system. For example, in the sales company system 8 a, foreign currency denominated transaction information is received via the communication control unit 32 and stored in the data storage unit 36.

  Next, it is determined whether or not it is a predetermined time, that is, whether or not it is the time for the agency association system 4 to aggregate the transactions to be ordered to a preset investment trust company (step) S15). If it is not the predetermined time (step S15), the process returns to step S10, and it is determined whether or not an order notification is received from any of the sales company systems 8a, 8b, and 8c. When an order notice transmitted from any sales company system, for example, the sales company system 8b is received (step S10), the exchange rate is transmitted to the sales company system 8b (step S11). And the yen-denominated transaction information transmitted from the sales company system 8b is received (step S12), the received yen-denominated transaction information is stored (step S13), and the corresponding foreign currency denominated transaction information is created (step S14). .

  When it is a predetermined time, that is, when it is time to aggregate transactions ordered to the investment trust company (step S15), the foreign currency denominated transaction information stored in the transaction information storage unit 26 is stored. Totals for each brand (step S16). That is, the foreign currency denominated transaction information for the same brand is extracted from the foreign currency denominated transaction information stored in the transaction information storage unit 26. Based on the extracted foreign currency denominated transaction information, for example, the number of purchases and the purchase price The total value of is calculated. Here, in the transaction information storage unit 26, in addition to the foreign currency denominated transaction information corresponding to the yen denominated transaction information transmitted from the sales company systems 8a, 8b, and 8c, the agent association accepts directly from the customer as the sales company. The foreign currency denominated transaction information related to the buying and selling of foreign currency denominated investment trusts based on the orders is stored. Accordingly, the foreign currency denominated transaction information corresponding to the order received from the customer accepted by the sales company is included for each brand including the foreign currency denominated transaction information corresponding to the order received from the customer accepted by the agency member. The tabulated foreign currency denominated transaction information is stored in the transaction information storage unit 26 as tabulated foreign currency denominated transaction information.

  Next, the total foreign currency denominated transaction information stored in the transaction information storage unit 26 is transmitted to the investment trust company system 10 (step S17). For example, the total foreign currency denominated transaction information including the total number of purchased units and the total value of the purchase amount is transmitted to the investment trust company system 10 via the communication control unit 22.

  According to the foreign-currency-denominated investment trust transaction support system according to the embodiment of the present invention, in the agency association system, the exchange information of Japanese yen and foreign currency is periodically acquired from the foreign exchange market, and the order accepted by the sales company The applicable exchange rate is sent to the sales company system. In addition, in the agency member system, foreign currency denominated transaction information corresponding to the yen denominated transaction information sent from the sales company system is created, and the created foreign currency denominated transaction information is aggregated for each issue and sent to the investment trust company system. Settlement in foreign currency. Therefore, even small securities firms that do not have a system for currency exchange processing, such as converting Japanese yen into foreign currency, and financial institutions such as small banks can easily sell foreign currency-denominated investment trusts. it can.

  Further, according to the foreign currency denominated investment trust transaction support system according to the embodiment of the present invention, for example, the sales company does not need to modify the accounting system in order to perform the exchange processing, thereby reducing the initial cost. At the same time, it can sell various foreign currency-denominated investment trusts and hold foreign currency assets. In addition, since the agency members have been processing exchanges, it is possible to process transaction orders from sales companies efficiently with a small administrative burden, and fees for performing exchange processing on behalf of them. An increase in income is expected. Furthermore, since an investment trust company can secure a large number of sales companies serving as sales contacts for foreign currency-denominated investment trusts, it is possible to effectively increase trust assets.

  Moreover, according to the foreign currency denominated investment trust transaction support program according to the embodiment of the present invention, for example, by incorporating the foreign currency denominated investment trust transaction support program into the computer installed in the agency association member, the above foreign currency denominated investment trust transaction support program A transaction support system using the system can be easily realized.

  In addition, according to the foreign currency denominated investment trust transaction support method according to the embodiment of the present invention, the sales company calculates the number of purchases (sale) of foreign currency denominated investment trusts based on the exchange rate notified by the agency association. Yen-denominated transaction information can be created. Therefore, it is possible to easily sell foreign currency-denominated investment trusts without performing a process such as construction of a system for performing exchange processing or making significant corrections to the account system for performing exchange processing. In addition, since agency members generally sell foreign-currency-denominated investment trusts themselves, foreign-currency-denominated transaction information from sales companies can be easily created to slightly increase administrative burdens. Therefore, for example, an increase in exchange fees can be easily realized.

  In the foreign currency denominated investment trust transaction support system according to the above-described embodiment, the sales company system and the agency association system, the agency association system and the investment trust company system are respectively connected via the network. Only one of them may be connected via a network. For example, an order notice may be transmitted between the sales company and the agency member using fax, telephone, mail, or the like. Further, the foreign currency denominated transaction information may be transmitted between the agency member and the investment trust company by fax or the like.

  In addition, in the foreign currency denominated investment trust transaction support system according to the above-described embodiment, the selling company is notified of the base value calculated by the investment trust company via the agency association system. The base price may be notified directly. For example, when the sales company system and the investment trust company system are connected via a network, the data indicating the base price via the network from the investment trust company system to both the agency association system and the sales company system. May be transmitted.

  Moreover, in the foreign currency denominated investment trust transaction support system according to the above-described embodiment, foreign currency denominated transaction information is created based on the yen denominated transaction information transmitted from the sales company system, and the created foreign currency denominated transaction information is However, the yen-denominated transaction information may be aggregated for each brand. That is, in the agency member system, after the yen-denominated transaction information is aggregated for each brand, foreign currency-denominated transaction information corresponding to the aggregated yen-denominated transaction information may be created and transmitted to the investment trust company system.

  Further, in the foreign currency denominated investment trust transaction system according to the above-described embodiment, the yen currency denominated transaction information is transmitted from the sales company system to the agent association system, but the foreign currency denominated transaction information may be transmitted. For example, if it is stipulated that the transaction condition is to transmit only foreign currency denominated transaction information or both yen denominated transaction information and foreign currency denominated transaction information as transaction information, the foreign currency denominated transaction information (or yen denominated transaction information) Both transaction information and foreign currency denominated transaction information) may be transmitted to the agency member system. Here, in the agency member system, when step S12 shown in the flowchart of FIG. 4 receives foreign currency denominated transaction information (or both yen denominated transaction information and foreign currency denominated transaction information) instead of yen denominated transaction information. 4 is omitted, the processing of step S13 and step S14 shown in the flowchart of FIG. 4 is omitted, the received foreign currency denominated transaction information is aggregated, and the aggregated aggregated foreign currency denominated transaction information is transmitted to the investment trust company.

  In the foreign currency-denominated investment trust transaction system according to the above-described embodiment, the order notification is transmitted to the proxy association system every time an order is received from the customer at the sales company, but the order notification is transmitted every predetermined period. You may make it do. In other words, orders from customers accepted at the sales company may be collected at predetermined intervals to be collected and notified to the agency member. In this case, it is possible to create yen-denominated transaction information and foreign currency-denominated transaction information in which orders from a plurality of customers are aggregated and collected, and therefore, processing related to foreign currency-denominated investment trust transactions can be performed efficiently.

It is a block block diagram of the foreign currency denominated investment trust transaction support system which concerns on embodiment of this invention. It is a block block diagram of the agency member system which concerns on embodiment of this invention. It is a block block diagram of the sales company system which concerns on embodiment of this invention. It is a flowchart for demonstrating the transaction assistance process which concerns on embodiment of this invention.

Explanation of symbols

2 ... Foreign currency-denominated investment trust transaction support system, 4 ... Agency association member system, 6 ... Network, 8a, 8b, 8c ... Sales company system, 10 ... Investment trust company system.

Claims (10)

In a foreign currency denominated investment trust transaction support system comprising a sales company system of a sales company that sells foreign currency denominated investment trusts and a proxy association member system
The sales company system is:
An order notification transmission means for transmitting an order notification to the agency member system every time an order from a customer related to buying and selling of foreign currency-denominated investment trusts is received;
An exchange rate receiving means for receiving an exchange rate applied to the order transmitted from the agency member system;
Transaction information creating means for creating transaction information including yen-denominated transaction information and foreign currency denominated transaction information based on the order using the exchange rate received by the exchange rate receiving means;
A transmission condition storage means for storing a transmission condition of the transaction information determined between the sales company and the agency member;
With reference to the transmission conditions stored in the transmission condition storage means, yen-denominated transaction information, foreign currency-denominated transaction information, or yen-denominated transaction information and foreign currency-denominated transactions included in the transaction information created by the transaction information creation means Transaction information transmitting means for transmitting transaction information to the agency member system,
The agency association system is
Exchange information storage means for storing exchange information including exchange rates applied to orders of the foreign currency denominated investment trust;
Order notification receiving means for receiving the order notification transmitted from the sales company system;
An exchange rate transmission means for sending an exchange rate applied to the order notification order received by the order notification reception means from the exchange information stored in the exchange information storage means to the sales company system;
Transaction information receiving means for receiving transaction information including yen-denominated transaction information, foreign currency denominated transaction information, or yen denominated transaction information and foreign currency denominated transaction information transmitted from the sales company system;
A foreign currency denominated transaction information totaling unit that aggregates foreign currency denominated transaction information included in the received transaction information for each brand when transaction information including foreign currency denominated transaction information is received by the transaction information receiving unit; Foreign currency denominated investment trust transaction support system. The agency association system is
When transaction information including only yen-denominated transaction information is received by the transaction information receiving means,
Foreign currency denominated transaction information creating means for creating foreign currency denominated transaction information corresponding to yen denominated transaction information included in the transaction information received by the transaction information receiving means based on the exchange information stored in the exchange information storage means When,
Foreign currency denominated transaction information transmitting means for transmitting the foreign currency denominated transaction information created by the foreign currency denominated transaction information creating means to the sales company system,
The foreign currency denominated transaction information aggregation means is:
The foreign currency denominated transaction information created by the foreign currency denominated transaction information creating means is tabulated for each brand,
The sales company system is:
Foreign currency denominated transaction information receiving means for receiving foreign currency denominated transaction information transmitted by the foreign currency denominated transaction information transmitting means;
The foreign currency denominated transaction information support system according to claim 1, further comprising: a foreign currency denominated transaction information storage unit that stores foreign currency denominated transaction information received by the foreign currency denominated transaction information receiving unit. The order notification transmission means includes:
It has an order counting means to count orders from multiple customers related to buying and selling of foreign currency-denominated investment trusts,
The foreign currency denominated investment trust according to claim 1 or 2, wherein an order notification indicating that an order from a customer has been accepted is transmitted to the agency member system based on the order totaled by the order totaling means. Transaction support system. The agency association system is
4. The foreign currency denominated investment trust transaction support system according to any one of claims 1 to 3, wherein the foreign currency denominated investment trust transaction support system is connected to the sales company system via a network. Exchange information storage means for storing exchange information including exchange rates applied to foreign currency-denominated investment trusts;
An order notification receiving means for receiving an order notification transmitted from a sales company system indicating that an order relating to the buying and selling of foreign currency-denominated investment trusts has been received;
An exchange rate transmitting means for transmitting an exchange rate applied to the order notification order received by the order notification receiving means from the exchange information stored in the exchange information storage means to the sales company system; ,
Transaction information receiving means for receiving transaction information including transaction information including yen-denominated transaction information, foreign currency-denominated transaction information, or yen-denominated transaction information and foreign-currency-denominated transaction information related to the buying and selling of the foreign currency-denominated investment trust transmitted from the sales company system;
A foreign currency denominated transaction information totaling unit that aggregates foreign currency denominated transaction information included in the received transaction information for each brand when transaction information including foreign currency denominated transaction information is received by the transaction information receiving unit; Foreign currency denominated investment trust transaction support system. When transaction information including only yen-denominated transaction information is received by the transaction information receiving means,
Foreign currency denominated transaction information creating means for creating foreign currency denominated transaction information corresponding to yen denominated transaction information included in the transaction information received by the transaction information receiving means based on the exchange information stored in the exchange information storage means When,
Foreign currency denominated transaction information transmitting means for transmitting the foreign currency denominated transaction information created by the foreign currency denominated transaction information creating means to the sales company system,
The foreign currency denominated transaction information aggregation means is:
6. The foreign currency denominated investment trust transaction support system according to claim 5, wherein the foreign currency denominated transaction information created by the foreign currency denominated transaction information creating means is tabulated for each brand. Computers to support trading transactions related to foreign currency-denominated investment trusts,
Exchange information storage function for storing exchange information including exchange rates applied to the foreign currency denominated investment trust,
An order notification receiving function for receiving an order notification transmitted from a sales company system indicating that an order relating to the buying and selling of the foreign currency-denominated investment trust has been received;
An exchange rate transmission function for transmitting, to the sales company system, an exchange rate applied to the order notification order received by the order notification reception function from among the exchange information stored by the exchange information storage function;
Transaction information reception function for receiving transaction information including transaction information including yen-denominated transaction information, foreign currency-denominated transaction information, or yen-denominated transaction information and foreign currency-denominated transaction information related to the buying and selling of the foreign currency-denominated investment trust transmitted from the sales company system;
When the transaction information including foreign currency denominated transaction information is received by the transaction information receiving function, in order to function as a foreign currency denominated transaction information totaling function for totaling foreign currency denominated transaction information included in the received transaction information for each brand Foreign currency denominated investment trust trading support program. When the transaction information including only yen-denominated transaction information is received by the transaction information receiving function, the computer,
Foreign currency denominated transaction information creation function for creating foreign currency denominated transaction information corresponding to yen denominated transaction information included in the transaction information received by the transaction information receiving function based on the exchange information stored in the exchange information storage function ,
The foreign currency denominated transaction information created by the foreign currency denominated transaction information creation function functions as a foreign currency denominated transaction information transmission function for transmitting to the sales company system,
In the foreign currency denominated transaction information aggregation function,
8. The foreign currency denominated investment trust transaction support program according to claim 7, wherein the foreign currency denominated transaction information created by the foreign currency denominated transaction information creation function is tabulated for each brand. An order notification receiving step for receiving a notification from a sales company that an order relating to the buying and selling of foreign currency-denominated investment trusts has been received;
An exchange rate notification step of notifying the sales company of the exchange rate applied to the order notification order received by the order notification reception step;
Transaction accepting step for accepting a transaction including a yen-denominated transaction, a transaction denominated in a foreign currency, or a transaction including a transaction denominated in a foreign currency and a transaction denominated in a foreign currency, regarding the buying and selling of the foreign currency denominated investment trust from the sales company
Including a foreign currency denominated transaction information totaling step for totaling foreign currency denominated transaction information of foreign currency denominated transactions included in the accepted transaction when the transaction accepted by the transaction accepting step includes foreign currency denominated transactions. A foreign currency denominated investment trust transaction support method. In the transaction acceptance step, when a transaction including only a yen-denominated transaction is accepted,
Foreign currency denominated transaction information creation step for creating foreign currency denominated transaction information corresponding to a yen denominated transaction included in the transaction accepted in the transaction accepting step;
A foreign currency denominated transaction information notifying step of notifying the sales company of the foreign currency denominated transaction information created in the foreign currency denominated transaction information creating step,
In the foreign currency denominated transaction information aggregation step,
The foreign currency denominated investment trust transaction support method according to claim 9, wherein the foreign currency denominated transaction information created in the foreign currency denominated transaction information creation step is aggregated for each brand.

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