JP2002318910A - International trading system of foreign security (stock) - Google Patents

Abstract

PROBLEM TO BE SOLVED: To provide a foreign stock trading method allowing an individual customer to easily perform an exchange of foreign security (stock) in a system in which the individual customer can sell and buy stocks through a domestic securities firm in the same manner as at present by the use of Internet technique and perform a settlement by yen currency. SOLUTION: When the customer 5 having each foreign security (stock) brand DB and a temporary foreign exchange/cost DB and living in the country orders the foreign security (stock) of this brand, this order information is transmitted to the foreign associated securities firm. The associated securities firm 3 executes the order in a stock exchange in this country based on the order contents, and returns the contract information of the executed trading contract to the securities firm 3 of the ordering country. The securities firm of the ordering country calculates at least a certified delivery sum of money determined by adding the charge of the securities firm and tax to the exchange rate in a pay date and displays the contents.

Description

DETAILED DESCRIPTION OF THE INVENTION

[0001]

BACKGROUND OF THE INVENTION 1. Field of the Invention The present invention relates to an international trading system for foreign securities (stocks) that allows individual customers to directly purchase overseas securities (stocks) through a domestic securities company through the Internet or the like.

[0002]

2. Description of the Related Art Conventionally, individual customers have acquired overseas shares,
In order to manage overseas stock by buying or selling it,
For securities companies in Japan that have branches or other offices that are permitted to operate in the country where the shares are issued, or securities companies that do not have branches in these countries, They entrusted the brokerage of securities to a securities company licensed in the country to buy and sell securities (stocks) in that country.

This is generally due to the following reasons. That is, the business of buying and selling overseas securities (stocks) and brokerage business are subject to the approval of the competent authorities of the country concerned, and only those who are registered in advance on the stock exchanges in each country can trade. In addition, trading must be conducted in the currency of the country, and there are also linguistic problems associated with trading, making it difficult for a foreign individual to directly transact with a securities company in that country. Is accompanied. In particular, since the price of securities trading fluctuates based on the business condition of the brand company, it is essential to know the brand information. Under such restrictions, each domestic securities company intervenes a local corporation and a domestic brokerage firm that has established a local corporation,
Currently, securities trading is conducted on local stock exchanges through affiliated securities companies in the country.

FIG. 18 shows a system configuration in which a domestic securities company that does not have a branch in the country where securities (stocks) are issued buys and sells overseas securities (stocks) through a brokerage company overseas. In FIG. 18, reference numeral 100 denotes a general customer C who intends to manage overseas securities (stocks), and reference numeral 101 denotes a domestic customer who buys and sells overseas securities with the customer 100. Securities company A,
Actually, it is composed of an order sales department 102 which makes a transaction with the customer 100 and an execution store 103 which is an execution unit which executes this sales transaction. Reference numeral 104 denotes a domestic brokerage company that executes the transaction. The domestic brokerage company 104 has a local corporation 105 in the country where securities (stocks) are traded, and the local corporation 105 Through the local corporation 105 directly through the country's securities (stocks)
Exchanges 106 buy and sell securities, or the local corporation 105 buys and sells foreign securities (stocks) through the affiliated securities firm 107 in the country concerned, or the domestic brokerage firm 104 buys and sells foreign securities (stocks) through the affiliated securities firm 107. To do.

When the general customer 100 places an order to buy or sell overseas securities (stocks) at a store or using a telephone or the like, the sales staff of the order sales department 102 sends an order slip as shown in FIG. Raise a draft. FIGS. 19 (a) and 19 (b) are diagrams showing an example of a foreign securities (offer / trade) order voucher which is conventionally used and has a two-sided copy configuration. Alternatively, it is created by the order sales staff based on the contents of the order transmitted by telephone or the like. Among them, FIG. 19A shows a situation where the sales staff who received the order from the customer at the sales office issues a ticket. FIG. 19 (b) shows a situation in which, when a contract is received from the execution store in accordance with the order, the details thereof are additionally described in FIG. 19 (a).

[0006] That is, the portion of the same slip enclosed by a thick line is an area for describing order information of the transaction.
In the “account number” column 201, the account number of the customer
The item indicated by 02 is a column indicating the type of security. Here, “K: stock” is indicated, and the “stock code” column 203 is indicated by a predetermined code indicating the stock of the stock (stock). It shows the brand. In another column of “offer / sell / buy” indicated by reference numeral 204, here, “U: sell” and “transaction” column 205 indicate the transaction type of the transaction, here “1”, that is, “consignment in the field”. Things. The “quantity” column 206 is used to enter the transaction quantity, and the “appointment” column 207 is used to enter the trading unit price of one share of the stock to be purchased or sold, and to enter “N” when this is not specified. Here, "N" means "Nariyuki" which is available at the market price.
In addition, when specifying the trading unit price of one share, enter “finger”. The “finger” means “limit price (sash)”, and in this case, the unit price of one share is entered in the “unit price” column 208.

[0007] Here, it means that the player has bid for "$ 14 5/8". Also, the “delivery method” column 209
The column describing the delivery method of the securities for this transaction is "1: Protected custody". The “transfer tax” column 210 is a column that describes the type of tax on transfer gain of the customer C at the time of sale and is “1: withholding tax”. The order slip describing the contents of the transaction up to this point is passed to the manager (not shown) of the order sales department. The manager stamps the order time, saves the order time, and sends the order details by telephone or the like. To the execution store 103.

In the execution store 103, as described above,
The contents of the transaction are described in the order slip shown in FIG. FIGS. 20 (a) and 20 (b) show an example of a description of a foreign securities order slip prepared at the execution store when the order is received, and FIG.
Shows an example of the description of the foreign securities order slip that the execution store receives an order from the sales office and issues a ticket,
FIG. 2B shows an example in which the execution agency additionally describes the execution details when the execution details are notified from the brokerage securities company.

[0009] That is, the code number of the name of the sales department or the name of the branch that has been contacted is described in the "department store" column 301. The “account number” column 302 is an order slip (see FIG. 1) issued by the sales staff.
9 (a)) corresponding to the “account number” column 201 and “product”
Column 303 is “item” 202, “brand code” in FIG.
304 is the “brand code” 203, “trading” 305 is the “item” 204, and “quantity” 306 is the “item” 20
6, “unit price” 307 is “item” 208, “transaction” 3
09 is the “item” 205 and “transfer tax” 314 is the description of the contact corresponding to the “item” 210.

In the slip shown in FIG.
2001, a branch customer named “XXXXX” placed an order to sell 4,000 shares of “Archard Daniel Midland” at a unit price of 14 5/8 (USD) in 2001.
This means that the sales department 102 received the request from the sales department 102 at 13:00 on January 11, and the executive department store 103 received it from the sales department 102 at 13:05. The “order slip” created at the executive office 103 is a basic slip for contacting the domestic brokerage firm 104, filling in the contract when receiving the contract notification, and converting the contents of the contract into data. It is. The executive office 103 places an order to sell the issue to the domestic brokerage firm 104, which is the depository of the issue, by telephone.

[0011] The "foreign securities order slip" is issued each time a foreign securities order is sent from a plurality of sales departments at the executive store 103, and the depository (customer) of the target brand by country.
It is characterized in that each of the domestic brokerage firms 104, which is the depository, is ordered to purchase or sell securities in the country. The transactions ordered include, as described above, the sale and purchase of locally issued securities (stock certificates) at the local exchange 106 from the domestic brokerage firm 104 through the local corporation 105 or the local affiliated securities firm 107. Do.

[0012] When a trade is made on an overseas exchange, the local corporation 105 or the local affiliated securities company 107 provides the contents such as the contracted unit price and quantity of the traded securities (brand), fees and taxes in the local transaction. Etc. and the settlement amount of the transaction (based on foreign currency) is communicated to the securities company 104, and the agency securities company 104 adjusts the settlement amount (delivery amount) in foreign currency to a predetermined exchange rate for domestic agency transactions. Based on the standard, the local settlement amount in yen is calculated, and based on these amounts, the brokerage commission of the securities company 101 that has placed the order is added to the brokerage commission (the amount determined between the dealers 101 and 104) in Japan. 103, the settlement amount of the contracted brand in yen and the contents of the contract are notified.

[0013] The execution store 103 of the securities company 101 that has ordered
Receives the communication of the contract contents, writes the contract contents in the ordered order slip shown in FIG. 20, contacts the orderer's sales department 102, and inputs contract data from the system terminal. Based on the contract data, a transaction report to the customer is created and mailed to the customer the day after the entry. In addition, the contract data
Also creates various business forms.

The sales department store 102 reports the contract to the customer 100, fills in the order slip (see FIG. 19), and stores it. The execution slip at the execution store 103 is the same as the foreign securities order slip shown in FIG.
Entered in DYY, indicating that January 12, 2001 is the contract date. The “Domestic delivery date” column 312 shows the customer 100 and the securities company 101 on the fourth business day from the domestic trade date.
Is the day to liquidate. At the same time, the day when the securities company 101 and the brokerage securities company 104 settle the account.

"Local delivery date" column 310, "Exchange rate"
In a column 308, a “local fee” column 315, and a “local transaction tax” column 316, the amount notified from the brokerage securities company 104 is entered. The “in-store COM” column 319 is a handling fee amount paid by the customer 100 to the securities company 101. Securities company 101 confirmed on January 12, 2001,
Settlement will be on the 12th of January and settled on the 17th of January. At that time, the exchange rate to be converted into yen is 116.75 yen (1 US dollar), the local fee is 147.00 (USD), and the local transaction The tax shows that it cost 1.95 (USD).

These contents are also communicated to the sales department store 102, and the contract contents are entered in the foreign securities order slip shown in FIG. Fill in the number of each contacted in the contract amount column and the contract unit price column, and further, the "contract date" column 211
This corresponds to the “Domestic execution date” column 311 of the foreign securities order slip described in FIG. Hereinafter, the "domestic delivery date" column 212 and "domestic delivery date" column 312, the "local delivery date" column 213, the "local delivery date" column 310, the "exchange rate" column 215, and the "exchange rate" column 308 and the margin are filled with the amount of settlement of the yen with the customer (delivery amount).

As a result, the selling order of the “Archard Daniel Midland” brand ordered by the customer 100 was executed locally on January 11, 2001, and 4,000 shares were executed at 145/8 US dollars as the limit order. Indicates that the transfer amount in Japanese yen will be transferred on January 17th.

For example, if it is attempted to buy or sell securities in Japan from Japan, the trade information of the trade is sent to the execution store 103 by the brokerage securities company 104 in the usual manner. Even if contact is made, it is not possible to determine the exchange rate, so it is based on the local currency, and it will not be possible to calculate the settlement price based on the yen conversion amount. Therefore, the payment amount cannot be transmitted to the customer. The date and time when the details of the contract will be notified will be the business day following the day of the local contract, and the customer will also be contacted on the same day, and even if the contract is executed on the date of placing the order, the settlement amount of the yen amount will be transmitted. The date is the second business day from the trade date, and the confirmation by documents is 2-3 days after the transaction report is sent to the customer on the third business day from the trade date.

[0019]

As described above, if an overseas securities (stock) is acquired from a country other than the country concerned, for example, from Japan, the securities (stocks) of the country are obtained. In addition to the problems described above, even if the buyer and seller of overseas securities (stocks) are traded based on the above-mentioned route, the execution information of the purchase and sale is obtained in the usual way by the execution store 10
The date and time at which the details of the contract are sent from the domestic agent 104 to the third business day are the business days following the day on which the contract was executed (contract date) even in a normal transaction. Details of the execution store 103 and the order sales department 10
The information transmitted to 2 is usually two business days after the trade day, and the customer knows the details the next day (three business days after the trade day).

Therefore, overseas securities (stocks) must be traded while constantly being exposed to the prices of the securities (stock) market that fluctuates every day and the prices of the foreign exchange market that also fluctuates every day. We cannot escape the constraint of having to do this, and for our customers,
Your order is traded at some price,
You must place an order without knowing the exchange rate at which you will be required to pay, and know the exact settlement amount in yen, such as how much the contract will be executed and the actual payment amount will be There are various problems in the execution of the transaction, such as taking a long time (one or two days after the execution of the contract), and in addition, if the contract is made through a domestic brokerage company, the commission is also collected at that brokerage company, Customers were burdened with paying the commissions of both the broker and the broker who placed the order, which was a major obstacle for individuals to engage in international trading of foreign securities. The present invention has been made in view of the above-mentioned problems in the conventional transaction form, and uses Internet technology to buy and sell through domestic securities companies as in the case of individual customers, and to settle in yen. The purpose is to provide an overseas stock trading method that allows individual customers to easily execute overseas securities (stock) transactions with a mechanism that can be used.

[0021]

In order to achieve the above object, the invention according to claim 1 of the present application provides an international trading system for foreign securities (stocks) in real-time stock price information created by an overseas affiliated securities company. A stock DB that codes and stores the stock information of each security (stock) stock in the country based on market information, and at least the closing exchange rate on the previous business day and general fees required by the overseas affiliated securities company; Preliminary exchange / cost D with the national tax stored
B, when a customer resident in Japan orders overseas securities (stocks) of the issue based on the issue information, the provisional delivery amount of the order based on the issue DB and the temporary exchange / cost DB Is calculated and displayed together with the contents of the order, and the order information is sent to the overseas partner securities company, and based on the contents of the order,
The order is executed on the stock exchange in that country, and the contract information of the executed trade agreement is sent back to the securities company in the ordering country. Calculate the final delivery amount considering tax, and display the contents. The invention according to claim 2 of the present application is the international trading system for foreign securities (stocks) according to claim 1, wherein the securities company in the ordering country, when calculating the final delivery amount, uses the overseas partner securities company And comparing the executed order information with the order information, and calculating the confirmed transfer amount based on the returned executed contract information. Further, the invention according to claim 3 of the present application is the international trading system for overseas securities (stocks) according to claim 1, wherein the securities company in the ordering country has at least a customer DB, a deposit certificate DB, and a deposit for each customer. A DB and an order content file DB are provided, and the contents of the deposit security DB, deposit money DB, and order content file DB are updated based on the provisional delivery amount and the confirmed delivery amount. Then, the invention according to claim 4 of the present application is directed to claim 1
In the international trading system for overseas securities (stocks) related to
In the securities company of the ordering country, the provisional delivery amount and the confirmed delivery amount are displayed at the time of ordering and / or execution.

[0022]

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS An international trading system for overseas securities (stocks) according to one embodiment of the present invention will be described in detail with reference to the drawings. FIG. 1 is a schematic configuration diagram showing an embodiment of an international trading system for foreign securities (stocks) according to the present invention (hereinafter, sometimes also referred to as “this system”). the foreign network of the system connecting the country, 2 _1, 2 _2, 2 _3, 2 _4, ... is the home network in a country affiliated with the system, for example, 2 _1, Japan Domestic network, 2
₂ is, for example, a domestic network in Korea, 2 ₃ is, for example, a domestic network in Taiwan, 2 ₄ is a domestic network in Hong Kong, and their respective domestic networks 2 ₁ ,
, 2 ₂ , 2 ₃ , 2 ₄ ,... Form a large network by the overseas network 1 so that each member country can freely access other overseas countries. Reference numerals 3 ₁ , 3 ₂ , 3 ₃ , 3 ₄ ,... Represent domestic securities companies in each country, 4 ₁ , 4 ₂ , 4 ₃ , 4 ₄ ,.
Are the securities servers installed in the domestic securities companies 3 ₁ , 3 ₂ , 3 ₃ , 3 ₄ ,..., 5 ₁ , 5 ₂ , 5 ₃ , 5 ₄ ,.
Means that these domestic securities companies 3 ₁ , 3 ₂ , 3 ₃ , 3 ₄ , ...
And a computer terminal of a customer 5 such as an investor in each country where securities transactions are made.

Reference numeral 6 designates one of the domestic securities companies 3 ₁ , 3 ₂ , 3, which is installed in any one of the overseas networks 1.
_3, 3 _4, the portal is the site, the terminal 5 ₁ national customers with information database to be stored securities information from ... the (market information) in a predetermined language (not shown),
By connecting to the portal site 6 at 5 ₂ , 5 ₃ , 5 ₄ ,..., The market information of the member countries can be obtained.

In the international trading system for overseas securities (stocks) according to the embodiment shown in FIG. 1, the portal site 6 is provided independently in the overseas network 1, and customers 5 ₁ , 5 in each country are provided. _It is configured such that information for ordering foreign securities (stocks) can be obtained from an information database (not shown) stored in English or another language for ₂ , 5, ₃ , 5, ₄ , etc. This means that, without having to set up an independent portal site 6, domestic securities companies 3 ₁ ,
3 ₂ , 3 ₃ , 3 ₄ ,... Installed in the securities server 4 ₁ , 4 ₂ , 4 ₃ , 4 ₄ ,. May be configured so that they can be mutually acquired through the Internet.

The market information of each country of the portal site 6 is provided by domestic securities companies 3 ₁ , 3 ₂ , 3 ₃ ,
3 ₄ ,... May translate the market information of the country into a predetermined language and upload it.
Other information from a third party may be uploaded. Further, such information is uploaded in a language of each country integrated into the system in consideration of the convenience of the customer who uses the information. For example, as shown in this embodiment, Japan, Korea, Taiwan, a member of each domestic securities of Hong Kong, in the case of operating the present embodiment, domestic securities company 3 ₁ of Japan, the Japanese Outside, upload English translation as common language. Securities companies in other countries translate this English into their own language such as Korean or Chinese and upload it in advance, so that customers in each country can
Information from any country will be available in their own language.

Next, in order to carry out overseas transactions of overseas securities (stocks), predetermined information is presented and partner securities companies 3 ₁ , 3 ₂ , 3 ₃ , 3 ₄ , 3 ₄ The mechanism in the securities servers 4 ₁ , 4 ₂ , 4 ₃ , 4 ₄ ,... Will be described. Partner securities companies in these countries 3 ₁ , 3 ₂ , 3
_3, 3 _4, ... Securities servers 4 _1, 4 _2, 4 _{3, 4} 4, -
・ ・ Present information required for overseas transactions of overseas securities (stocks) as described below is presented to domestic customers, and customers living in Japan place orders for overseas securities (stocks) in overseas countries. If necessary, various databases (D) can be used to perform operations such as inquiring the order or canceling the order.
B). Hereinafter, each DB in the server of each affiliated securities company will be described.

FIG. 2 shows each of the domestic securities companies 3₁, 3_Two, 3
_Three, 3_Four, ... in the securities server 4 ₁, 4_Two, 4_Three, 4_Four,
... Specific domestic securities companies established in certain countries
3 shows an embodiment of the present system configuration of a server 4 in 3
4 is a server, 10 is the country
A client that stores customer information of customers 5 who do business with securities companies 3
This is a customer DB, for example, the identification number (cord) of the customer.
C), code of the department where the trading account is located, account number, stock price information
Access to information and its time limit, address, name, phone number,
E-mail addresses, etc. of overseas securities (stock
Formula) Memorize the basic personal information of the customer that forms the basis of the transaction
This is a “customer DB” which is a database to store.

Reference numeral 11 denotes a "brand DB" which codes brand information of overseas securities (stocks) and stores the coded information in the language of each country, including "country code", "local brand code", and "local code". "Trade name DB" which is a "trade condition item" that quantifies English, the translated name of the language of the country to which the specified member domestic securities company belongs, and the conditions necessary for trading (order price range, trading unit, etc.). It is. Reference numeral 12 denotes a “deposit” which records information such as “customer deposit”, which is an increase record due to deposits and sales from customers, and “customer withdrawal”, which is a decrease record due to withdrawals and purchases to the customer. DB ”.

Reference numeral 13 denotes a database which holds information such as "increase in customer custody" composed of records of increase due to customer custody and purchase, and "decrease in customer custody" composed of decrease records due to return and sale to customers. This is a certain “secured deposit DB”. The “deposit DB” 12 and the “deposited securities DB” 13 form the basis of a contract database for overseas securities (stock) transactions in the present system.

Further, 14 is based on the contents of the order execution,
In order to calculate the "tentative delivery amount", we calculate the temporary delivery amount in local currency and Japanese yen, and based on this,
This is a “temporary exchange / expense table DB” that captures data for performing “calculation of charge / unsatisfaction of the transfer amount” by comparison with the “deposit DB”. This temporary exchange / expense table DB
14 stores the exchange rate of the closing price of the previous business day among the exchange rates with the relevant country. Further, reference numeral 15 denotes a “fixed exchange / cost table DB” in which the exchange rate on the day of execution in a transaction in which execution of an order for an overseas securities (stock) is executed is stored in advance. Further, 16 is to input the local delivery amount fixed during the day with this “fixed exchange rate / expense table DB” (if there is no change, do not input and output the value as it is), the fixed yen delivery amount Is a "delivery amount recalculation DB". Also, 17
Is an “order content file DB” that stores the order details of overseas securities (stocks) of the customer.

First, the domestic securities company 3 in Japan registers the address, name and identification ID of the customer 5 in the customer DB 10 in advance. Customer 5, trying to international trade in foreign securities (stock) calls the site of the domestic securities company 3 from the terminal 5 ₁ having the self through the domestic network 2.
Then, the user is required to input a branch number, an account number, and a password (also referred to as “ID” in the present system) to be connected, collated with the information registered in advance, and when the collation is established, “login” Is done.

FIG. 3 is a schematic diagram showing an outline of a login screen of a site operated by a domestic securities company in Japan.
Reference numeral 21 denotes the branch number input field, reference numeral 22 denotes the account number input field, and reference numeral 23 denotes the password input field for inputting a pre-registered customer password. When these are input, the input information is collated in the customer DB 10, and if collated, it is possible to proceed to the next foreign stock exchange market selection screen (FIG. 4).

FIG. 4 shows these portal sites 6 and, in some cases, the aforementioned domestic securities companies 3 ₁ , 3 ₂ , 3 ₃ ,
In ₃₄ , ..., "market information" of each country,
It is a figure which shows the outline of the "foreign stock market selection" screen for selecting "stock price information" and "order / trade inquiry", FIG. 4 shows the outline of the foreign stock exchange market selection screen, Market information display fields 24 ₁ , 24 ₂ , 24 ₃ , ...
·, Stock information display field 25 _1, 25 _2, 25 _3, ..., order-transaction query column 26 _1, 26 _2, 26 _3, area of the country that can each access, which consists of ... 27 _1, 27 _2, 27 ₃ ,
.. Are displayed.

That is, in FIG. 4, 24 ₁ is a “Korean market information selection” column for selecting “Korean market information”, and 25 ₁ is a “Korean stock price information” for selecting the Korean “stock price information”. Display selection "column, and 26 ₁ is
This is a column for selecting "Order / Transaction Inquiry" in the same Korea. Also, 24 ₂ is
The “Hong Kong market information selection” field for selecting “market information” in the Hong Kong, and 25a ₂ is “Hong Kong stock price information (Real Time) display selection” for selecting “stock price information” displayed in real time in the Hong Kong. 25b
₂ is the “Hong Kong stock price (Delay) display selection” column that displays the Hong Kong “stock price information” after a certain period of time, which is not displayed in real time among the Hong Kong “stock price information” , 26 ₂ is a column to select the "Hong Kong order, transaction inquiry" to select the "order-trading inquiry" in the same Hong Kong. Furthermore, 24 _3, a "Taiwan market information selection" column for selecting the "market information" in the Taiwan, 25a ₃ selects "stock quote" displayed in real time of the Taiwan "Taiwan share prices ( 25b ₃ is the “Stock Price Information” of Taiwan.
Among, but are not displayed in real time, a "Taiwan share prices (Delay) display selection" column displaying "stock quotes" in Taiwan after a certain period of time, 26 _3, "orders in the Taiwan This is a column for selecting "Taiwan order / transaction inquiry".

Here, the "market information" of each country mainly refers to securities transaction information of the country provided for the convenience of overseas securities (stock) transactions presented to customers resident in other countries, and the relevant system. each domestic securities company 3 ₁ to join in,
Based on the market research and analysis results of the country of 3 ₂ , 3 ₃ , 3 ₄ , etc., “market comment”, “economic / corporate news”, “market compass”, “investment information of each country” of the country , "Asian stock lecture", "Asian investment guide" and other economic information.

The content of the "stock price information" is slightly different depending on the country. However, by inputting a predetermined "stock code", the user can select either the stock market display format or the chart format. For example, in the stock ticker format, the "high price" of the stock in the country,
"Low Price", "Previous Day Discount", "Current Price", "Volume", "Trading Volume", "Spread", "Change Value", "Change Rate",
It refers to the details of “unit price” and “buy price” and “sell price” over several orders. In the chart format display, as shown in FIG. 5, information that can be displayed in a predetermined chart diagram format. As shown in FIG. 5, the chart can be displayed for each brand, and can be displayed by designating daily, weekly, monthly and the like.

In this system, the server in the portal site 6 and the domestic securities companies 3 ₁ , 3 ₂ ,
3 ₃ , 3 ₄ ,... Stock servers 4 ₁ , 4 ₂ , 4 ₃ ,
Uploaded and stored in 4 ₄ ,... For customers from Japan as well as abroad, by using the terminals owned by those customers, "market information" and "stock price information (Real Time )), "Stock Price Information (Delay)", and "Order / Transaction Inquiry" are displayed and used. This display is updated by the affiliated securities company in the country, and based on the identification information at the time of login, information is selected according to the pre-registered division used by each customer, and the customer's own language and English are used. To be displayed.

[0038] Here, the "market comment" is information indicating a trend of a stock exchange (market) in each country, and the "economic / corporate news" is an economic news from a macro perspective of each country. And news information mainly in the business world of the country, such as acquisitions and mergers of companies in the country, new product trends, etc. The "market compass" is a well-known index of the country's stock price, for example, in the case of Japan, "Nikkei Average", "TSE Stock Index", "Part Volume", "Nikkei Store Average", "10 Information such as annual government bond yields and US dollar conversion rates are stored and displayed for each country. Further, "investment information in each country" is information linked to the location of each country on the world map, and linked to the "market comment" and "economic / corporate news". Based on the identification information, it is possible to read “comments” and “news” in the customer's language uploaded in advance.

In the "Asian Stock Lecture", stocks and the like that each domestic securities company pays attention to are individually presented together with the "investment report". The "Asian Investment Guide", along with the Asia map, clicks on the displayed area and clicks on the "market type" of that country or the "trading system" of that country,
In the case of Taiwan, there are two exchanges, the Taiwan Stock Exchange and the over-the-counter market.The characteristics of listing standards, the number of listed companies, market capitalization, individual trading ratios, etc., trading hours, holidays, trading units, etc. Is stored, and accessed by the customer, the content uploaded in advance in the language of each country including English is displayed in the language used by the customer in that country.

Based on the market information displayed in this manner, domestic customers can purchase securities (stocks) issued overseas.
The partner securities company is configured to be updated in accordance with the update of its own domestic information. In particular, stock price information, etc. can be obtained instantly, at least as quickly as domestic customers in the country, by overseas customers, and this disclosure is one of the features of this system. It is a feature.

The "customer DB" 10 stores information on customers who can view stock price information in real time, information on customers who can view delay stock prices (stock prices before a certain time has elapsed), and information on their expiration dates. And is automatically managed based on the login information when the customer accesses. That is, the information (member) category specified by the customer in advance is set in the customer DB, and the content is stored in advance in which the stock price information uses either the real stock price or the delay stock price, and is based on the storage status. And let it be determined. Also, by managing this division, for example, it is possible to make the real stock price payable and the delay stock price free. For example, the customer may select the “stock price information (Real Time)” or “stock price information (Dela
y) "selection fields 25 ₁ , 25 _a2 , 25 _b2 , 25 _a3 ,
When _25b3 is clicked, the classification to which the member belongs is determined based on the information on the customer DB. If the member is a real stock price category, the member is linked to the real stock price of the country the customer is trying to know, and the delay stock price If it is a division, it is similarly divided so as to be linked to the delay stock price, and is configured to be expressed in a customer's language including English uploaded in advance by securities companies in each country. In the international trading system for foreign securities (stocks) having such a configuration, for example, a customer resident in Japan purchases overseas securities (stocks) in Hong Kong, for example, through a domestic securities company located in Japan. The method will be described.

Therefore, in order to order / inquire for overseas stocks in the Hong Kong market, the Hong Kong area 2 in FIG.
When you click the order-trading inquiry field 26 ₂ of 7 _2,
The Hong Kong market stock order screen shown in FIG. 6 is displayed. FIG. 6 shows an outline of a Hong Kong market stock order screen for making a stock order in the Hong Kong market, and is configured so that the customer 5 can select a stock brand in the Hong Kong market to be ordered. .

In FIG. 6, reference numeral 28 denotes a stock code input field, in which a domestic securities company assigns in advance the name of a company listed on the Hong Kong exchange with the same code as the exchange, and writes it in English or Japan. This is a column for inputting the code of the stock brand in the Hong Kong market stored in the brand DB11.
Is a code search input field that allows the user to search for a stock code simply by inputting a company name when he / she wants to place an order to buy stocks in the Hong Kong market but does not know the stock code. The search here is to search for the brand that contains the character from the input character information. For Japanese customers, if you enter in Japanese, the relevant brand will be hit. Is done. Further, for example, when searching for the brand name “China Ryoko”, the brand DB is configured such that hitting the hit keyword “China” or “Ryoko” results in a hit.

FIG. 7 schematically shows a brand search result screen in an example in which the above-mentioned hit keyword is input in the code search input field 29 and the result of the brand search is displayed.
The result of the brand search is formed such that the listed market and the brand names in Japanese and English are displayed together with the brand code. In this embodiment, since the display is provided to Japanese customers, the language is displayed in Japanese and English, but the display in other countries, for example, Korea, etc. May be displayed in Korean. Then, if the desired brand is searched, the brand code is clicked in the column of the brand, and the screen shifts to the next stock order: input screen.

FIG. 8 shows an outline of a stock order: input screen. A stock display column 30 for displaying the selected stock, a quantity column 31 for inputting the number of shares to be ordered, and a limit price for the stock are input. It has a limit column 32, a market column 33 indicating where the order is placed in the market, and a trading column 34 for inputting the type of trading. Then, when the input in these columns 31, 32 and 34 is completed, the order button is confirmed by clicking the confirmation button 35 for confirming the order contents. As is clear from FIG. 8, in order to display constraints such as order quantity and order expiration, necessary explanations in each column, for example, that the number of shares must be entered in half-width numerals, For this issue, the trading unit shall be 2,000 shares, and shall be entered as an integral multiple of the trading unit. Orders shall, in principle, be limited to one day on the most recent local market day. Are displayed.

When the confirmation button 35 is clicked, the transfer amount of the yen in this order is calculated with reference to the temporary exchange / expense table DB14, and the transfer amount is further calculated for the customer DB10 and the deposit DB12. Than,
By referring to the customer's deposit amount, it is determined whether the purchase price is sufficient.If the purchase price is not sufficient, re-order such as changing the quantity is urged. Move to stock order: content confirmation.

FIG. 9 shows an outline of a stock order: content confirmation screen for confirming the contents of a stock order in the international securities (stock) international trading system and executing the order if the confirmed contents are satisfactory. Yes, each of a brand display column 36, a quantity display column 37, a limit display column 38, an approximate local delivery amount display column 39 at the time of order, an approximate Japanese yen transfer amount display column 40, a market display column 41, and a trade specific display column 42 at the time of ordering. It consists of a display column.
In addition, when correcting the display content, it has a return button 43 for reordering and an order button 44 for executing an actual order. When the order button 44 is clicked, a stock order:
The screen shifts to an order end screen, a receipt number is assigned, the content is displayed, an order content file is created based on the order content, and the content is stored in the order content file DB 17.
And provide it for customer inquiries, as described below.

Next, the flow of contract information when a customer 5 places a purchase order in an international trading system of overseas securities (stocks) through a Japanese domestic securities company 3 will be described with reference to the drawings. FIG. 10 shows a customer 5 resident in Japan.
FIG. 3 is a schematic diagram showing a flow of contract information when an overseas order is placed. In the schematic flow chart, a customer 5 resident in Japan accesses an Internet homepage or the like of a domestic securities company 3 or 101 in Japan through the domestic network 2 or the like and performs a predetermined ID collation operation or the like, and If it is confirmed that the company 3 or 101 has an account, the user logs in to the network of the domestic securities company 3 or 101.

After logging in, the customer accesses a stock list DB of overseas securities (stocks) created for each country to purchase the overseas securities (stocks), and selects a stock to be purchased. When the order of the securities (stocks) in the country, the purchase quantity, and the limit are indicated (step (a)), the order information is transmitted to the overseas network 1 through the overseas network 1 for the overseas securities that the customer wants to buy and sell. The order information is sent to the affiliated securities company 3 ', 107 (for example, the Korean securities company 3 ₂ in the example shown in FIG. 1) in the country that performs the trading business.

On the other hand, in the domestic securities companies 3 and 101,
Based on the order, based on the previous day's exchange rate,
In addition, the local calculation, the local tax, the domestic fee, and the domestic tax are taken into account, and a predetermined calculation is performed, and an approximate result of the trading amount required for the overseas securities (stock) order is calculated (step (b)). Is displayed as a provisional delivery price to be described later. Further, the order information of the foreign securities (stock) at the same time, the tie securities company 107 (e.g., in Korea brokerage 3 ₂ of the embodiment shown in FIG. 1) as an ordering information of the foreign securities (step (c) ). So, based on this order information,
The partner securities company 3, 107 (for example, a Korean securities company 3 ₂ ) executes an order on the stock exchange 106 in that country (step (d)), executes the order, and buys or sells overseas securities. When the transaction is established, the result based on the transaction is executed as the contract information, as in the case of the ordinary transaction, by the partner securities company 3,
107 (for example, a domestic securities company 3 ₂ ) (step (e)).

On the other hand, the affiliated securities companies 3 ′ and 107
It is checked whether or not the contract at the site is executed in accordance with the contents of the order. If the contract matches, the collation result is notified to the domestic securities companies 3 and 101 (step (g)). ). The securities (stocks) are delivered and stored by the standing proxy on the day of local delivery for security storage in the country in advance (step (h)).

Further, the affiliated securities company 3, 107 (for example, a Korean securities company 3 ₂ ) sends the contract information to the domestic securities company 3, 101 in Japan where the order was placed. The domestic securities companies 3 and 101 calculate the settlement amount based on the exchanged contract result on the contract date of the overseas securities (stocks) based on the exchanged contract result on the day of the contract (the same-day exchange rate), and based on the information, determine the settlement amount. Post the executed contract information in the network. That is, the price, the local fee, the local tax, the domestic fee, and the domestic tax of the issue for which the actual execution was executed are calculated, and the finalized price is calculated in consideration of the domestic tax, and the calculated final price is displayed in a predetermined format described later in the network (step (step ( Li)).

In this way, the Japanese customer can confirm his or her contract content at any time by accessing the network (step (f)). That is, the customer 5 can confirm at any time whether the contract has been established (completed) or not (unsatisfactory). As described above, according to the present system, the steps (a) to (g) and the step (i) can be performed on the trade day.

If the purchased securities (stocks) are provided with a dividend, etc., the standing proxy 3 ″ is notified of the fact to the domestic securities company 3 in Japan (step S1). (Nu)) When the dividend is actually paid to the account of the designated bank of the Japanese domestic securities company 3 (step (l)), the designated bank notifies the deposit to that effect (step (l)). (ヲ)) Based on this, the Japanese domestic securities company 3 informs the customer 5 of the payment of the right dividend to that effect and pays the right dividend (step (W)). In addition, this payment is made to be transferred to a trading account of a customer of the Japanese domestic securities company. When a customer resident in Japan sells his or her overseas securities (stocks), the same steps are performed as described above.

Next, a case where a customer resident overseas places an order to purchase securities (stocks) issued in Japan will be described. FIG. 11 is a flow chart showing the schematic steps when a customer resident overseas places an order for securities (stocks) issued in Japan and thereby a domestic securities company purchases securities (stocks) from a Japanese stock exchange. It is a conceptual diagram.

[0056] First of all, overseas (for example, South Korea) customer 5 ₂ living in is, securities companies 3 _2, 1 of the country (for example, in Korea)
Internet Web page or the like in the opening 07, with access through a national network 2 _2, and the like of the the country, carried out an operation such as a given ID verification, confirmed to have an account in the securities company 3 _2, 107 If done,
The customer 5 _2, it is possible to log in to the securities company 3 _2, 107 business systems.

After logging in, the customer, in the same manner as described above, registers the securities (stocks) of the country to be purchased on the basis of the stock DB displaying a list of previously prepared overseas securities (stocks). Select, indicate the quantity and limit price, etc.,
Place an order (step (a)). If this order is executed, the securities company 3 _2, 107 of the overseas, based on the order contents, in consideration of the day before the futures rate, local fees to this, local tax, the country commission, the national tax, etc. Taking this into account, the temporary delivery price of the trading price required for the order is calculated (step (c)).

On the other hand, the order information is stored in the overseas network.
Japanese securities firm 3 through Network 1 _Two, 107 (for example
For example, Japanese securities company 3 in the example shown in FIG.₁)
Here, the name of the Japanese securities (stock) designated by the customer
Execution is executed by quantity, limit order, etc. (step
(G)). Therefore, based on this order information, Japanese securities
Company 3₁, 101 send the received order information as is.
Also, securities trading in Japan via the trading system
Execute the order by submitting the order to
Once the (stock) trade is completed, it will be
From the exchange as the contract information
Book brokerage 3₁) Is contacted (step (yu)).
The contract information is provided by the securities company 3₁Server 4 in₁Inside
Is stored in this securities company 3₁Server 4 in₁Written in
The contract information remembered is the contract that includes the settlement amount in Japanese yen.
Contact the overseas securities company as information (step
(Me)).

On the other hand, after the sale is completed, the overseas securities company 3 ₂ , 107 can check whether the contract is executed according to the contents of the order (step (M)). when match what performs delivery instruction of the securities (stock) on a predetermined Japanese definitive custody standing proxy 3 for the brokerage 3 ₂ '', is stored (step (sheet)) .

In addition, the securities companies 3 ₂ and 107 in South Korea calculate the settlement amount at a predetermined exchange rate based on the contracted result, and post the settlement amount through the domestic network 2. Therefore, the customer 5 ₂ living in the overseas, said through a domestic network 2 and overseas network 1, when at even, it is possible to confirm the confirmed delivery price. Also,
The overseas securities companies 3 ₂ and 107 can also check the contents through the domestic network 2 and the overseas network 1. For this reason, the customer 5 _2, whether the contract is established (can), it is possible to confirm or not taken as of the (poor workmanship) at any time.

As described above, according to the present system, similarly to the above, each of the above steps (A) to (D) can be performed on the day of the trade day. It should be noted that, in the case of rights such as dividends is attached to the purchased securities (stock) is, from the standing proxy 3 '', the communication to the effect that is communicated to the domestic securities company 3 ₂ of the Korea (step (j )), the payment amount is said is done payment of the dividend in securities companies 3 ₂ of the specified bank accounts of Korea (step (k)), said from the designated bank, there is a payment contact to that effect (step (ヲ)), and based on this, the Korean securities company 3
_2, along with the contact of the right dividend payment to that effect to the customer 5 _2, pay the right dividends (step (Wa)). In addition,
Payments from standing agents to securities companies in Korea will be made in yen.

When the payment is made, the Korean securities company transfers the transaction to the customer's transaction account with the Korean won.
In addition, if the customer 5 ₂ living abroad to sell the hand-held foreign securities (stocks) are to be performed in the same steps as described above, securities companies also amount of money from the sale of foreign securities (shares) of the Korea 3 ₂ performs the transfer to the customer 5 ₂ of the trading account.

It takes almost no time until a customer places an order, a contract is executed on an overseas exchange, and the customer himself can confirm each of them. For this purpose, the terms and conditions of overseas securities transactions and the exchange of error messages are determined in advance by both securities companies and set in the international trading system. With this, a series of order data can be transmitted from the customer to the ordering securities company, from the ordering securities company to the executing country securities company, from the executing country securities company to the exchange, and when the contract is executed, the contract data is transmitted through the opposite route. Come back. This mechanism is exactly the same whether it is from Japan to overseas or from overseas to Japan, and the same applies to the above-mentioned ordering from Japan to overseas.

As described in detail above, in the international transaction of overseas securities (stocks) in this system, customers resident inside and outside the country can freely move overseas securities (stocks) across borders.
Trading of securities (stocks) involves the transfer of funds between these countries in connection with the trading of securities (stocks). Fund transfer across borders
Depending on the country, there are restrictions such as the case where only a certain currency is allowed, and even if funds can be freely transferred,
The so-called currency exchange rate fluctuates depending on the receiving relationship of the currency used at that time.

Conventionally, it takes time to obtain the final execution result of the execution from the order of the above-mentioned overseas securities (stocks), and how much money was actually purchased. The details, such as at what exchange rate it was carried out, were almost unknown at the time of the contract, and at present it was only possible to know from the results. This has made it difficult to trade overseas securities (stocks).

However, in today's transactions in which transaction information is exchanged instantaneously, it is a demand of today that the contract information is also transmitted instantaneously and the settlement is performed based on the information. However, on the other hand, for customers seeking to trade in foreign securities (stocks), forcing both parties to take into account both fluctuating security prices and rates to make such trades poses certain risks. However, it is inevitable that this will result in excessive risk.

Therefore, in this system, prior to ordering overseas securities (stocks), a provisional delivery amount is calculated in advance based on the previous day's rate and the stock price of the order, and can be displayed through a network or the like. And then
Even if the trading of overseas securities (stocks) is executed, the executed prices, exchange rates, and commission information, including the required fees, are promptly sent to the intermediary securities companies,
In the securities company, the actual contract details are determined, and the determined information is also displayed in a predetermined format described later.

Next, the calculation of the provisional transfer amount and the fixed transfer amount in the present system will be described. (1) Calculation of temporary delivery amount Calculation of local temporary delivery amount This calculation is based on the following formula. Local delivery price = number of shares x unit price + local commission + local tax and fees

Here, the number of shares means the purchase quantity of the stocks which the customer intends to purchase, and the unit price is the price of the local stocks, and means the stock price to be ordered. In addition, the local fee is a fee of a local securities company, and a fee of a fixed ratio is generally determined in advance depending on the transaction volume. In addition, the local taxes and expenses are local securities transaction taxes, etc., and the expenses refer to delivery fees, and these local fees, local taxes, and expenses are all the same as the provisional exchange / cost DB14. Is stored in

In this way, the local delivery amount is determined,
Based on the on-site delivery amount, the temporary delivery amount is calculated by the following formula, taking into account the exchange rate. Calculation of provisional delivery amount (yen) This calculation is based on the following formula. Temporary delivery amount (yen) = (local delivery amount x exchange rate) +
(Domestic securities company commission + commission consumption tax) Here, the exchange rate is updated in the above-mentioned provisional exchange / cost DB 14 such as the exchange rate stored in the provisional exchange / cost DB 14, for example, the closing exchange rate on the previous day. Means something.

These local fees, local taxes, various expenses, domestic fees, etc. are determined by the transaction amount, etc.
For example, the transaction amount varies depending on the country or the securities companies with which it is affiliated, such as the fact that the fee applied over a certain amount is cheaper and the tax rate increases as the amount increases . The preliminary exchange / cost D
B14 is for storing these various conditions so that the amount can be instantaneously presented when the customer places an order.

Next, the calculation of the fixed delivery amount will be described. (2) Calculation of the fixed delivery price Calculation of the local fixed delivery price This calculation is based on the following formula. Locally determined delivery amount = Number of shares x Unit price + Locally determined commission + Locally determined tax and various expenses Here, the number of shares is the number of shares at the time of purchase of securities (shares) at a local stock exchange by a local affiliated securities company The unit price is the price of a stock for which a local partner securities company has actually purchased securities (stocks) on a local stock exchange. This price will be communicated to the domestic securities company after the order is executed.

Further, the local fixed fee is a fee generated by the local securities company in the transaction concerned, and is a fee actually charged by the local securities company according to the transaction volume, special handling, etc.・ The fixed costs are
Taxes and expenses that are actually incurred in the transaction at the site. These are communicated from the local securities company to the domestic securities company as contract details. In this way, when the local settlement amount is notified, the final settlement amount is calculated by the following formula based on the local settlement amount, taking into account the exchange rate on the contract day.

Calculation of fixed delivery amount (yen) This calculation is based on the following formula. Fixed delivery amount (yen) = (local delivery amount x exchange rate)
+ (Domestic securities company commission + commission consumption tax) Here, the exchange rate is a sum of a fixed exchange fee to the mid-market exchange rate on the day when the contract is executed, and the fixed exchange / expense DB 15 Is stored. Also,
For local fixed fees, local fixed taxes, and fixed fees, the same details as described above will be applied based on the actual fixed details, if the contract details are actually sent from the local securities company and it differs from the order details. It is recalculated. The same applies to domestic fees.

As described above, when the customer places an order, the provisional delivery amount is calculated, or the order is executed, and the confirmed delivery amount is calculated. , The temporary delivery amount and the confirmed delivery amount are presented as follows. That is, as described above, the customer 5 was international trade in foreign securities (stocks), the domestic network 2 from the terminal 5 ₁ having the self (for example,
The site of the domestic securities company 3 is called through the Internet), and a predetermined entry is made in the branch number entry field 21, the account number entry field 22, and the password entry field 23 of the login screen shown in FIG. The input information is collated in the customer DB 10 and "logged in" in the system, and "selection of foreign stock exchange market" shown in FIG.
Order / transaction inquiry fields 26 ₁ , 26 ₂ , 26 ₃ , ... on the screen
When is selected, the stock order screen shown in FIG. 6 is displayed as described above.

Although this screen display has been described as a screen for ordering by designating the stock brand, it is also linked to the screen in order to know the trend in other markets, and at the same time, the customer's A screen for changing an ID, a tag for canceling an order, displaying a list of securities, displaying a history, and instructing logout are set. Then, when the “order inquiry” tag is selected from this screen, the “order inquiry” screen shown in FIG. 12 is displayed.

FIG. 12 shows an outline of a screen display for inquiring about the contents of an order, in which a column for displaying the “reception number” of the order, a column for displaying “separate transaction”, A column that displays the "code" indicating the stock code, a column that displays the "security stock name" in Japanese or English, and the home country, a column that displays the "quantity" of the ordered stock, and a "limit". Column, a column that displays the "reception time" of the order, a column that displays the "status" that indicates the current status of the order, and the unit price of the contract when the contract is executed locally. "Contract price (in local currency)" shown
, A field for displaying “local delivery” indicating the amount of local delivery, and a field for displaying “Japanese yen delivery (yen)” in Japanese yen for the contract.

In FIG. 12, reference numeral 50 denotes the “reception number” column, 51 denotes the “trading” column, 52 denotes the “code” display column, 53 denotes the “securities brand name” column, 5
4 is the “quantity” column, 55 is the “limit” column, 56
Is the “reception time” column; 57 is the “status” column;
8 is the "contract unit price (local currency display)" column, 59 is
The “local delivery” column, 60 indicates the “Japanese yen delivery (yen)” column.

Then, as shown in FIG. 12, in this contract, 2000 shares of "Hong Kong Rehikisho" indicated by the stock code 388 and a limit price of HK $ 16 (HK)
D), Web reception time 14:03 on January 10, 2001
It shows that you have placed an order to buy (buy) stock in 3 minutes,
The local delivery amount at this stage is 32,123.84 (HK $) with the letters “provisional” indicating that it is a provisional delivery amount, and the Japanese yen delivery amount (yen) is also the provisional delivery amount. 50 with the letters “temporary” indicating that
It is 3,140 yen.

The column 57 for displaying the “status” indicating the current status of the order is “Web”.
This transaction indicates that the transaction has not yet been executed on-site, as indicated by "Received", and therefore the unit price of the executed contract when executed on-site. Is blank, and the column 58 for displaying the above-mentioned “contract unit price (local currency display)” is blank. As shown in the “local delivery amount” column 59 and the “Japanese yen delivery amount” column 60 with these “provisional” indications, the exchange rate on the day before the contract day was HK $ 1 = 15.66 yen. It was shown that it was.

Then, when the contract is executed locally at the local affiliated securities company, these displays are displayed as shown in FIG. That is, FIG. 13 shows that the order content file DB 17 is updated by the details of the execution without any change in the brand, quantity, limit price, etc. by the contact from the local affiliated securities company, and based on the content, the "status" Is changed to “Contracted”,
Indicates that this transaction is being executed locally,
In addition, since the column 58 for displaying the "contract unit price (displayed in local currency)" is displayed as 16, the local unit purchases this brand at the unit price of 16 (Hong Kong dollar) according to the limit and sets the "local delivery amount" The column 59 indicates “confirmed” which means “confirmed”
It is a figure which shows that it is 32,123.84 (Hong Kong dollar) attached with.

Note that, as the “Japanese yen transfer amount” column 60 indicates “510,769 yen” with “Sure”,
Exchange rate on this trade day (1 Hong Kong dollar = 15.90 yen)
The delivery amount (yen) in Japanese yen to be paid by
It shows that the price is fixed at 10,769 yen. FIGS. 12 and 13 show that the order content of the customer is only one order, and is displayed in one line. However, when there are a plurality of orders, as shown in FIG. The order details are displayed over a plurality of lines. FIG.
FIG. 4 is a diagram showing an outline of an order content inquiry screen, and FIG.
In 4, the display of the “order defect” in the column 57 for displaying the “state” indicating the current state of the order indicates that the order was not executed because the order did not meet the conditions. Further, the ruled line display indicates that the order has been canceled.

When canceling an order already placed by a customer,
This is performed by selecting the "cancel order" column 46 from the menu column at the top of FIGS. When the "cancel order" column 46 is selected, the order content file DB
Read the contents of the order currently placed from 17 and display the contents, and "The current order that can be canceled is the following order. Check the order you want to cancel and click" Confirm " Please click And the like, and at the same time, the same order details as shown in FIGS. 12 to 14 are displayed.

FIG. 15 is a diagram showing an outline of the “cancel order” screen. In FIG.
Is a confirmation click button. For the order to be canceled, check the check box 61 (if there is more than one, you may check more than one). If you click the confirmation button 62, an "order cancellation content confirmation" screen shown in FIG. Is displayed, and the order contents to be canceled are displayed. FIG. 16 shows an outline of the "order cancellation confirmation" screen, in which the order contents to be canceled are displayed. Here, when canceling the displayed order, FIG.
Click the cancel button 63 shown in the above, change the idea on the way,
When the order is to be maintained, the return button 64 is clicked to return to the previous state, and the cancellation of the order is canceled.

Then, when the cancel button 63 in FIG. 16 is clicked, the contents of the canceled order are displayed as shown in FIG. 17, and a message "The following contents have been canceled" is displayed. Is done. FIG.
It shows the outline of the "confirm order cancellation details" screen. When the user clicks on the "order inquiry" column 65, the "order inquiry" screen shown in FIG. 14 is displayed, and "cancel" is displayed at the left end of the canceled order.
As shown in (1), a ruled line is drawn on each item of the canceled order contents to display that the order has been canceled.

In the above description, the case of buying (buying) an order to buy overseas securities (stocks) has been described. However, in the case of selling (selling) orders of overseas securities (stocks) on an overseas exchange, selling, selling, Although there is another type of buying, the flow and display are exactly the same. Then, when these overseas securities (stocks) are ordered and executed, as a result, deposits of securities (stocks), payments of delivery money, and the like occur. Therefore, these security deposits and transfer of payments are performed through separate settlement processing, and this system also creates a database for each customer regarding the securities deposit status, deposit status, transaction history, etc. Then, it supplements a separate business system.

In the present system, the past transaction history of the customer is stored in the customer DB 10, so that the customer who has logged in to the system can view the transaction history at any time, and if necessary, change the ID. Etc. can be performed. Further, as shown below, in the present system, when the trading of overseas securities (stocks) is executed, as shown in Table 1 below, the above-mentioned (1) deposit securities DB13,
(2) deposit DB12, (3) order content file DB1
7 is updated.

[0088]

[Table 1]

Table 1 shows the above (1) in this system.
It shows the renewal time indicating the renewal time of the deposit certificate DB13, (2) deposit DB12, and (3) order content file DB17, respectively, at the time of inputting the order and at the time of inputting the temporary delivery amount of the contract (in Table 1). , "Contract input (provisional)"), when entering the fixed delivery amount of the contract (Table 1)
, The notation of “contract input (fixed)”)
This is a table showing the update status of these databases.
As can be known from, for example, in the deposit security DB 13, when an order to buy a security is made, no update is made at the time of order entry, but at the time of entering the contract temporary delivery amount, a plus (+) is added to the DB. ) Is entered, and no update is made when entering the final settlement amount of the contract.

On the other hand, in the deposit DB 12, when ordering the purchase of securities, when the order is entered, the temporary delivery amount due to the order is minus (-), the contract is executed, and the contracted temporary delivery amount is input. In the said DB
Then, the provisional delivery amount at the time of the order is added (+), and the provisional delivery amount calculated by the executed contract is subtracted (-). Further, at the time of inputting the fixed delivery amount of the contract, the temporary settlement amount at the time of execution is added (+) to this DB, and the fixed delivery amount is updated from this DB so as to be minus (-). Indicates that

These are intended to correctly display the customer's deposit by recalculating the delivery amount calculated at the time of each order and execution at the time of execution at the time of execution. If the contract could not be executed, in the case of a sell order
(-) Of "B" is canceled and returned to the original state, and the "deposit DB" is configured not to record money. In either case, there is no occurrence (movement) of securities and money.

In the “order contents file”, the word “cannot be used” is additionally written in the selling order contents of the customer.
In the “deposit DB”, the provisional delivery amount is (-) at the time of ordering, so that the same amount is (+) to return the amount (-) because there was no execution, and the situation before ordering is returned. Is calculated as In the “order content file”, the word “cannot be used” is additionally written in the purchase order content of the customer. In addition,
In this embodiment, only the execution of purchase orders for foreign securities (stocks) has been described, or only specific countries, for example, South Korea and Hong Kong, have been described as examples. , Making it possible to buy or sell, not limited to a particular country.

[0093]

According to the present system, since the system configuration as described above is used, a customer resident in Japan can instantaneously receive market information such as the current price and movement of overseas securities (stocks) through a securities company in the country concerned. Based on this information, when purchasing or selling securities (stocks), you can instantly know the funds required for the purchase and sale based on the exchange rate of the previous business day. In addition, the above-mentioned order to purchase or sell overseas securities (stocks) is instantaneously executed by a partner securities company in the relevant country via a network such as the Internet, and the partner securities companies execute trading contracts for securities (stocks). Then, the information is sent back to the securities company in the order sending country, and the securities company in the order sending country checks the contract contents against the order contents, fixes the contract information, and displays it. That way, the customer who places the order can always know what the status of their order is currently and what the delivery amount required for the order is, As before, even if an order is placed, it is possible to place an order based on the current market price without being forced to purchase or sell securities (stock) based on the stock price information and market information of the previous day. Also,
In the case of an order, it is possible to know the amount to be delivered in the order, to execute the order instantly, and to execute the order execution information immediately after the order is executed to the ordering country. You can know the transfer amount based on the rate.

In other words, in the present system, customers in any country can enjoy the following excellent effects. (1) Customers can know overseas stock price information and market information in real time. (2) Orders such as purchase and sale of overseas securities (stocks) can be made based on real-time information.

(3) By placing an order, it is possible to know at least the temporary delivery amount of the order based on the exchange rate of the closing price on the previous business day. (4) The order information is immediately transmitted to the affiliated securities company, and the order can be executed in a timely manner on the stock exchange in the country through the business system of the affiliated securities company. (5) The executed and executed trades are returned in a short time, and the transfer amount can be calculated at the exchange rate on the day. (6) The returned contract information is collated with the contents of the order at the ordering securities company, it can be verified whether there is any error, and even if the contract is different from the one at the time of the order, it is delivered with the contents of the contract. The amount can be calculated.

(7) The calculated delivery amount can be determined and displayed as the determined delivery amount. (8) The customer who has placed the order can always refer to his or her own order details, and can cancel the order at any time. (9) The customer can always know his or her past transaction history. (10) The customer deposit database and the deposit security database are updated based on both the above-mentioned provisional transfer amount and the fixed transfer amount, and the status of the customer account is always shown. You can know the status of the account. In this system, the above-described effects can be obtained in overseas securities (stock) transactions.

[Brief description of the drawings]

FIG. 1 is an international trading system for foreign securities (stocks) according to the present invention (hereinafter sometimes also referred to as “this system”).
Schematic configuration diagram of the present system showing one embodiment,

[Fig. 2] Fig. 2 shows the domestic securities companies 3 ₁ , 3 ₂ ,
3 ₃ , 3 ₄ ,... Stock servers 4 ₁ , 4 ₂ , 4 ₃ ,
4 _4, schematic diagram showing an embodiment of the system configuration of the server 4 in a particular domestic securities companies 3 installed in countries with ones of ...,

FIG. 3 is a schematic diagram showing an outline of a login screen of a site operated by a domestic securities company in Japan,

FIG. 4 shows these portal sites 6 and, in some cases, the above-mentioned domestic securities companies 3 ₁ , 3 ₂ , 3 ₃ , 3 ₄ ,
, A diagram showing an outline of a “foreign stock market selection” screen for selecting “market information”, “stock price information”, and “order / transaction inquiry” of each country,

FIG. 5 is a chart diagram in which “stock price information” of each stock is displayed in a chart format by inputting a predetermined “stock code”;

FIG. 6 is a view showing an outline of inputting an order brand code and a brand code search on a Hong Kong market stock order screen for making a stock order in the Hong Kong market,

FIG. 7 is a diagram schematically showing a brand search result screen in an example in which the above-mentioned hit keyword is input to the code search input field 29 and a brand search result is displayed;

FIG. 8 is a diagram schematically showing a stock order: input screen;

FIG. 9 is a diagram schematically showing a stock order: content confirmation screen for confirming the content of a stock order in the international securities (stock) international trading system and executing the order if the confirmed content is satisfactory; ,

FIG. 10 is a schematic diagram showing a flow of contract information when a customer 5 resident in Japan places an overseas order,

FIG. 11 is a schematic diagram of a case in which a customer resident overseas places an order for securities (stocks) issued in Japan and thereby a domestic securities company purchases securities (stocks) from a Japanese stock exchange. Flow conceptual diagram showing steps,

FIG. 12 is a diagram showing an outline of a screen display for inquiring order contents;

FIG. 13 is a view showing that the fixed exchange rate / expense DB 15 is updated according to the details of the contract without any change in the brand, the quantity, the limit price, etc. by the communication from the local affiliated securities company;
A column 57 for displaying the “state” based on the content.
Has been changed to "Contracted", indicating that this transaction has been executed locally, and a column 58 for displaying the "Contract Unit Price (Local Currency Display)" is displayed as 16. Therefore, at the local level, this brand was
6 (Hong Kong dollar) purchased and the above “Local delivery amount” column 59
32, 12 with “Sure” meaning “Fixed”
The figure showing that it is 3.84 (Hong Kong dollar),

FIG. 14 is a diagram showing an outline of an order content inquiry screen;

FIG. 15 is a diagram showing an outline of an “order cancellation” screen;

FIG. 16 is a diagram showing an outline of an “order cancellation confirmation” screen;

FIG. 17 is a diagram showing an outline of an “order cancellation content confirmation” screen,

FIG. 18 is a conceptual diagram showing a system configuration in which a domestic securities company that does not have a branch in the country where securities (stocks) are issued buys and sells overseas securities (stocks) via an overseas brokerage firm;

FIG. 19 is a diagram showing an example of a foreign securities (offer / trading) order slip in which a sales staff of a domestic securities company which has been conventionally used and has a copy configuration of two primary and secondary copies is issued.

FIG. 20 is a diagram showing an example of a foreign securities order slip conventionally used by an executive office of a domestic securities company.

[Explanation of symbols]

 1 ... Overseas network, 2 ... Domestic network, 3 ... Domestic securities company, 3 ... Standing custodian, 3 ... Standing proxy, 3 ... Partner securities company, 4 ... ..Securities server, 5 ... Customer, 5 ... Terminal, 6 ... Portal site, 11 ... Stock DB, 12 ... Deposit DB, 13 ... Deposit certificate DB ticket, 14.・ ・ Temporary exchange / expense DB, 15 ・ ・ ・ Fixed exchange / expense DB, 17 ・ ・ ・ Order content file DB, 24 ・ ・ ・ Market information display column, 25 ・ ・ ・ Stock price information display column, 26 ・ ・ ・Order / transaction inquiry column, 27 ... area, 30 ... brand display column, 31 ... quantity column, 32 ... limit column, 33 ... market column, 34 ... trading column, 35 ... ..Confirmation button, 36 ... brand display column, 37 ... quantity display column, 38 ... limit table Indication column, 39 ... estimated local delivery amount display column at the time of order, 40 ... estimated Japanese yen delivery amount display column, 41 ... market display column, 42 ... trade-specific display column, 43 ... Button, 44 ... order button, 46 ... "cancel order" column, 57 ... "state" column, 58 ... contract unit price (local currency display) "column, 59 ..." local "Delivery" column, 60 ... "Japanese yen delivery (yen)" column, 63 ... Cancel button, 64 ... button, 65 ... "Order details inquiry" column, 100 ... Customer 102・ ・ Sales department, 103 ・ ・ ・ Executive store, 104 ・ ・ ・ Agent brokerage company, 105 ・ ・ ・ Local corporation, 106 ・ ・ ・ Stock exchange, 107 ・ ・ ・ Local affiliated securities company, 201 ・ ・ ・ Account No. column, 202: A column showing the type of security, 203: A "brand code" column 204: "Offer, sale, Separate fields of “buy”, 205: “transaction form” field, 206: “quantity” field, 207: “designation” field, 208: “unit price” field, 209: “delivery” "Method" column, 210 ... "Transfer tax" column, 211 ... "Contract date" column, 212 ... "Domestic delivery date" column, 213 ... "Local delivery date" column, 215 ... "Exchange rate" column, 301 ... "department store" column, 302 ... "account number" column, 303 ... "product" column, 304 ... "brand code" column, 305 ... " 306: "Unit price" column, 308: "Exchange rate" column, 309: "Transaction" column, 310: "Local delivery date" Column, 311 ... "domestic contract date" column, 312 ... "domestic delivery date" column, 314 ... "transfer tax" column, 315 ... "local hand" Fee "column, 316 ..." local transaction tax "column, 319 ..." store COM "column, A ··· domestic securities company, C ··· general customers,

──────────────────────────────────────────────────続 き Continued on the front page (51) Int.Cl. ⁷ Identification symbol FI Theme coat ゛ (Reference) G06F 17/60 ZEC G06F 17/60 ZEC

Claims (4)

[Claims] Claims: 1. A stock DB that codes and stores the stock information of each securities (stock) stock in the country based on real-time stock price information and market information created by overseas affiliated securities companies, and at least the previous business day And a provisional exchange / cost DB in which the foreign exchange closing price, general fees required by the overseas affiliated securities company and taxes of the country are stored,
When a customer resident in Japan orders overseas securities (stocks) of the issue based on the issue information, the temporary delivery amount of the order is calculated based on the issue DB and the temporary exchange / cost DB, While displaying the order information, the order information is sent to the overseas affiliated securities company, and the affiliated securities company executes and executes the order on the stock exchange of the country based on the order content. The contract information of the trade agreement is sent back to the securities company in the ordering country, and the securities company in the ordering country calculates the final delivery amount, taking into account the commission and tax of the securities company, at least on the exchange rate on the contract date, and interprets the contents. An international trading system for foreign securities (stocks) characterized by the display. 2. The securities company in the ordering country compares the order information with the order information returned from the overseas affiliated securities company in calculating the finalized transfer amount, and based on the returned information, 2. The international trading system for overseas securities (stocks) according to claim 1, wherein the fixed delivery amount is calculated. 3. The securities company in the ordering country includes at least a customer DB, a deposit certificate DB, a deposit DB, and an order content file DB for each customer, and based on the provisional delivery amount and the confirmed delivery amount, Deposit security DB, deposit D
B. The international transaction system for overseas securities (stocks) according to claim 1, wherein each content of the order content file DB is updated. 4. The securities company in the ordering country displays the temporary delivery amount and the confirmed delivery amount at the time of ordering the order and / or at the time of execution of the order. International trading system for overseas securities (stocks).