HK1122631B - Method of obfuscating computer instruction streams - Google Patents
Method of obfuscating computer instruction streams Download PDFInfo
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- HK1122631B HK1122631B HK09103026.3A HK09103026A HK1122631B HK 1122631 B HK1122631 B HK 1122631B HK 09103026 A HK09103026 A HK 09103026A HK 1122631 B HK1122631 B HK 1122631B
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Description
The present invention relates to the field of computer science, and more particularly to a method and apparatus for obfuscating computer instruction streams.
Some modem compilers, most notably the Java compiler from Sun Microsystems, are designed to compile source code (e. g. Java Programs or Java Applets) into sequences of instructions to be executed on a stack-based virtual machine. A key benefit of compiling source code for execution on a virtual machine is that any processor that can be programmed to implement a virtual machine, regardless of the processor's internal architecture, may execute the compiled code.
When a human readable unit of source code is compiled into a stream of instructions for a virtual machine by a typical compiler, the mechanically compiled virtual machine instructions can be deterministically transformed back into a version of the human readable source code. This process of decompilation of instructions for a virtual machine into a version of the human readable source code enables reverse engineering of the intellectual properties embedded in the source code. After spending a large amount of time and resources developing a software program, developers do not want to place their applications in the public domain in a form that gives away their efforts.
Obfuscation is the process of transforming a stream of computer instructions into another stream of instructions that executes the same set of logical operations as that in the original stream so that it is more difficult to be transformed back into a version of the human readable source code.
Dummy instructions 322 are not intended to be executed by a virtual machine for efficiency. For example, null instructions may be used as the dummy instructions to change the patterns of mechanically compiled instruction streams in order to prevent some software programs from de-compiling the instruction stream into a version of the human readable source code.
However, the obfuscation methods as in Figures 1 and 2 are subject to attack. The distinct characteristics of the parts, which are taken from a logically cohesive source, and the dummy instructions, which do not perform any logical operation, make it possible to filter out the dummy instructions from the obfuscated instruction stream. Just as chaff can be separated from wheat because of the different physical characteristics, so can be the dummy instructions when an obfuscated instruction stream is compared to an instruction stream that is from a logically cohesive source. The chaff can be seen and removed. The dummy instructions may be shown to be garbage or not producible from a valid source, and thus be detected and removed.
Since in operation 204 the transformations applied to the parts are chosen from a transformation library, a large pool of obfuscated virtual machine instruction streams may be processed to derive the transformation library. With a derived transformation library, an obfuscated instruction stream produced according to the methods in Figures 1 and 2 can be transformed back into a version of a human readable source code once the dummy instructions are removed.
"A Taxonomy of obfuscating transformations", Collberg et al, Technical report department of Computer Science, University of Auckland, no. 148, July 1997 (19970-07) discloses a number of different obfuscation techniques. In particular, it discloses an obfuscation technique wherein two methods of the same class are interleaved by merging the bodies and parameter lists of the methods and adding an extra parameter to discriminate between calls to individual methods.
Methods and apparatuses for obfuscating computer instruction streams to prevent reverse engineering the human readable source codes of the instruction streams are described here.
In one aspect of the present invention, an exemplary system and method includes breaking each of at least two operative instruction streams into a plurality of parts and interleaving the parts into a new instruction stream, in accordance with claim 1 and 9 appended herein.
The present invention includes apparatuses which perform these methods, including data processing systems which perform these methods and machine readable media which when executed on data processing system cause the systems to perform these methods.
The present invention also includes machine readable media which contain obfuscated computer instruction streams produced by these methods.
Other features of the present invention will be apparent from the accompanying drawings and from the detailed description which follows.
The present invention is illustrated by way of example and not limitation in the figures of the accompanying drawings in which like references indicate similar elements.
- Figure 1 shows a method of obfuscating a computer instruction stream according to one example of the prior art.
- Figure 2 shows a block diagram of an obfuscation method according to one example of the prior art.
- Figure 3 shows a block diagram example of a data processing system which may be used with the present invention.
- Figure 4 shows a method of obfuscating computer instruction streams according to one embodiment of the present invention.
- Figure 5 shows a block diagram of an obfuscation method according to one embodiment of the present invention.
- Figure 6 shows another example of obfuscating computer instruction streams according to the present invention.
- Figure 7 shows a detailed example of interleaving parts from two computer instruction streams into an obfuscated stream.
- Figure 8 shows an example of obfuscating computer instruction streams according to the present invention where transformed and interleaved parts from two streams of instructions are interrelated.
- Figure 9 shows examples of executing computer instruction streams obfuscated using various methods of the present invention.
- Figure 10 shows a block diagram example of executing a combined computer instruction stream.
- Figure 11 shows an example of a machine readable media, which may be used to store software and data which when executed by a data processor system causes the system to perform various methods of the present invention.
The subject invention will be described with reference to numerous details set forth below, and the accompanying drawings will illustrate the invention. The following description and drawings are illustrative of the invention and are not to be construed as limiting the invention. Numerous specific details are described to provide a thorough understanding of the present invention. However, in certain instances, well known or conventional details are not described in order not to unnecessarily obscure the present invention in detail.
As shown in Figure 3 , the computer system 101, which is a form of a data processing system, includes a bus 102 which is coupled to a microprocessor 103 and a ROM 107 and volatile RAM 105 and a non-volatile memory 106. The microprocessor 103, which may be a G3 or G4 microprocessor from Motorola, Inc. or IBM is coupled to cache memory 104 as shown in the example of Figure 3 . The bus 102 interconnects these various components together and also interconnects these components 103, 107, 105, and 106 to a display controller and display device 108 and to peripheral devices such as input/output(I/O) devices which may be mice, keyboards, modems, network interfaces, printers and other devices which are well known in the art. Typically, the input/output devices 110 are coupled to the system through input/output controllers 109. The volatile RAM 105 is typically implemented as dynamic RAM(DRAM) which requires power continually in order to refresh or maintain the data in the memory. The non-volatile memory 106 is typically a magnetic hard drive or a magnetic optical drive or an optical drive or a DVD RAM or other type of memory systems which maintain data even after power is removed from the system. Typically, the non-volatile memory will also be a random access memory although this is not required. While Figure 3 shows that the non-volatile memory is a local device coupled directly to the rest of the components in the data processing system, it will be appreciated that the present invention may utilize a non-volatile memory which is remote from the system, such as a network storage device which is coupled to the data processing system through a network interface such as a modem or Ethernet interface. The bus 102 may include one or more buses connected to each other through various bridges, controllers and/or adapters as is well known in the art. In one embodiment the I/O controller 109 includes a USB (Universal Serial Bus) adapter for controlling USB peripherals. It will be apparent from this description that aspects of the present invention may be embodied, at least in part, in software. That is, the techniques may be carried out in a computer system or other data processing system in response to its processor, such as a microprocessor, executing sequences of instructions contained in a memory, such as ROM 107, volatile RAM 105, non-volatile memory 106, cache 104 or a remote storage device. In various embodiments, hardwired circuitry may be used in combination with software instructions to implement the present invention. Thus, the techniques are not limited to any specific combination of hardware circuitry and software nor to any particular source for the instructions executed by the data processing system. In addition, throughout this description, various functions and operations are described as being performed by or caused by software code to simplify description. However, those skilled in the art will recognize what is meant by such expressions is that the functions result from execution of the code by a processor, such as the microprocessor 103.
At least one embodiment of the present invention seeks to produce obfuscated streams of virtual machine instructions that are not reversible into a version of human readable source codes. According to the present invention, parts of a number of operative instruction streams are interleaved to produce a combined instruction stream. The combined instruction stream is obfuscated so that it cannot be de-compiled into a version of the human readable source code. Since parts of operative instruction streams are interleaved, each part of the obfuscated stream is a logically cohesive part of an instruction stream. No part of the obfuscated instruction stream can be shown to be garbage or not producible from a valid source. For simplicity, an operative instruction stream will be understood to be a series of instructions corresponding to a method in a source code (e. g. , a method in a class, a function, or a subroutine).
In one embodiment of the present invention, stack-based instruction streams, such as instruction streams for a Java virtual machine, are broken into a number of stack-balanced blocks. Stack-balanced blocks are instruction sequences that, after execution, leave the stack in the same state as before execution. More specifically, a stack-balanced block is a sequence of instructions that, when executed, causes an equal number of stack push and pop operations to take place in an order such that, throughout execution of the sequence of instructions, the number of completed stack pop operations does not exceed the number of completed stack push operations. Thus, it is perfectly legal for instructions within a stack-balanced block to push values onto the stack, but the values must be popped off the stack by the end of stack-balanced block so that the stack is unchanged.
When a block of stack-balanced instructions is inserted into an instruction stream, the stack operations caused by the block of stack-balanced instructions do not interfere with the stack operations of the original instruction stream. The local variables used by the block of stack-balanced instructions may be changed so that the operation of the block of stack-balanced instructions has no side effect on the local variables used by the original instruction stream. The local variables and values on the stack may also be transformed within these blocks via functions which, when executed over the course of the entire method in series with the intended function of the method, equal the identity function applied to the intended function of the method. In some embodiments of the present invention, side effects may be intentionally preserved so that the inserted block of stack-balanced instructions enriches the functionality of the original instruction stream. Access to a non-local variable by the block of stack-balanced instructions may be substituted by access to a variable of the same type, which is accessible to the original instruction stream.
After the instruction streams 414 and 424 are broken into parts, operation 431 interleaves these parts into a new instruction stream 430. For example, parts 426 and 428 taken from the instruction stream 424 are inserted between parts 416 and 418 taken from the instruction stream 414. As a result, in the obfuscated instruction stream 430, parts 446 and 448, which correspond to parts 426 and 428 from the instruction stream 424, are located between parts436 and438, which correspond to parts 416 and 418 from the instruction stream 414.
While Figure 5 shows an example of interleaving two instruction streams into an obfuscated stream, multiple instructions streams can be interleaved into a single obfuscated instructions stream according to the present invention. Figure 6 shows an example where three streams of computer instructions are interleaved.
The order of the parts in an interleaved stream may be different from the order of the corresponding parts in the original stream. Figure 6 shows such an example. Parts from an important stream 610 and unimportant streams 620 and 630 are transformed and interleaved into a new combined stream 640. In Figure 6 it is assumed that part 614 does not depend on part 612. Thus, part 614 can be moved before part 612. In the original instruction stream 610, part 612 is located before part 614. Part 612 is transformed into part 642 in the combined stream 640, and part 614 is transformed into part 644. In the combined stream 640, part 642 is placed after part 644. Parts 652 and 662, which are transformed from part 622 of stream 620 and part 632 of stream 630, are inserted between the parts 644 and 642 in the combined stream 640.
In Figure 6 the combined stream 640 contains the parts from the important stream 610, as well as the parts from the unimportant stream 620 and 630. Since the parts from the unimportant streams can also be executed by the virtual machine to perform useful tasks, they don't have to be codes just for the purpose of obfuscation. The unimportant stream 620 and 630 can be compiled from computer programs which perform certain related tasks. These computer programs may be a part of an application.
In one embodiment of the present invention, references to non-local variables in the parts taken from the stream for obfuscation purpose are substituted with references to variables of the same type in the stream to be obfuscated in order to avoid violating any access restriction imposed by a Java Virtual Machine. Calls to methods that invoke GUI (Graphical User Interface) operations are discarded or substituted with calls to methods that do not create noticeable effects. Some instructions in the parts from the stream for obfuscation purpose may cause control flow changes that may interfere with the proper execution of the stream to be obfuscated. Therefore, these instructions are discarded or substituted with other instructions that have no adverse effects on the proper execution of the stream to be obfuscated. From the above illustration, those skilled in the art can see that various transformations may be applied to the parts to ensure the resulting obfuscated stream is functionally equivalent to the stream to be obfuscated.
In another scenario, mechanically compiled instruction streams are transferred from a number of computers to a client before a combined and obfuscated stream is produced according to one of the method of the present invention. For example, servers 910 and 930 have instruction streams 911 and 932. The downloaded streams 921 and 922 on client 920 correspond to the streams 911 and 932 on the servers 910 and 930. After the obfuscation process 924, streams 921 and 922 are interleaved into a combined stream, which is executed on a virtual machine 927 on client 920.
In another scenario, mechanically compiled instruction streams, as well as the program which when executed causes a processor to carry to one of the method of the present invention to produce a combined and obfuscated stream, are transferred from a number of computers to a client before the parts from the transferred stream are interleaved into a combined and obfuscated stream. For example, the client 940 downloads an obfuscation program 933 from the server 930, in addition to downloading the streams 911 and 932. Having the downloaded instruction streams 941,942 and the downloaded obfuscation program 943, client 940 executes the obfuscation program to carry out obfuscation process 944, which interleaves the parts from the instruction streams 941 and 942 into an obfuscated stream for execution on a virtual machine 947.
In the foregoing specification, the invention has been described with reference to specific exemplary embodiments thereof. It will be evident that various modifications may be made thereto without departing from the broader scope of the invention as set forth in the following claims. The specification and drawings are, accordingly, to be regarded in an illustrative sense rather than a restrictive sense.
Various embodiments of the invention include features such as the following:
A method comprising: breaking each of at least two operative instruction streams into a plurality of parts; interleaving the parts into a new instruction stream.
The method may further comprise: inserting into the new instruction stream an obfuscation code that interrelates the parts from the operative instruction streams.
The method may further comprise: transforming at least one of the parts after said breaking and before said interleaving. Said transforming may be such that the new instruction stream performs at least the same logical operations of one of the operative instruction streams.
The method may further comprise: transforming one of the operative instruction streams before said breaking.
The method may be such that two of the operative instruction streams are the same.
A digital processing system comprising: means for breaking each of at least two operative instruction streams into a plurality of parts; means for interleaving the parts into a new instruction stream.
The digital processing system may further comprise: means for inserting into the new instruction stream an obfuscation code that interrelates the parts from the operative instruction streams.
The digital processing system may further comprise: means for transforming at least one of the parts after said breaking and before said interleaving. Said transforming may be such that the new instruction stream performs at least the same logical operations of one of the operative instruction streams.
The digital processing system may further comprise: means for transforming one of the operative instruction streams before said breaking.
Two of the operative instruction streams may be the same.
A machine readable media containing executable computer program instructions which when executed by a digital processing system cause said system to perform a method comprising: breaking each of at least two operative instruction streams into a plurality of parts; interleaving the parts into a new instruction stream.
Wherein the method may further comprise: inserting into the new instruction stream an obfuscation code that interrelates the parts from the operative instruction streams.
Wherein the method may further comprise: transforming at least one of the parts after said breaking and before said interleaving. Said transforming may be such that the new instruction stream performs at least the same logical operations of one of the operative instruction streams.
Wherein the method may further comprise: transforming one of the operative instruction streams before said breaking.
Wherein two of the operative instruction streams may be the same.
A processing system for combining computer instruction streams, said processing system comprising: a processor; a memory coupled to said processor, said memory storing at least two operative instruction streams, said processor breaking each of the streams into a plurality of parts, said processor interleaving the parts into a new instruction stream.
Said processor may insert into the new instruction stream an obfuscation code that interrelates the parts from the operative instruction streams.
Said processor may transform at least one of the parts after breaking each of the streams and before interleaving the parts. Said transforming may be such that the new instruction stream performs at least the same logical operations of one of the operative instruction streams.
Said processor may transform one of the operative instruction streams before breaking each of the streams.
Two of the operative instruction streams may be the same.
A machine readable media containing an obfuscated instruction stream which is executable by a digital processing system, said obfuscated instruction stream is produced by a method comprising: breaking each of at least two operative instruction streams into a plurality of parts; interleaving the parts into a new instruction stream.
Wherein the method may further comprise: inserting into the new instruction stream obfuscation codes that interrelate the parts from the operative instruction streams.
Wherein the method may further comprise: transforming at least one of the parts after said breaking and before said interleaving. Said transforming may be such that the new instruction stream performs at least the same logical operations of one of the operative instruction streams.
Wherein the method may further comprise: transforming the operative instruction streams before said breaking.
Wherein two of the operative instruction streams may be the same.
A method comprising: storing an obfuscated stream; executing said obfuscated stream, wherein said obfuscated stream comprises parts which are interleaved, said parts having been taken from at least two operative instruction streams.
Said obfuscated stream may further comprise an obfuscation code that interrelates the parts from the operative instruction streams.
Wherein at least one of said parts may have been transformed before said parts are interleaved and after said parts are taken from the operative instruction streams.
Wherein at least one of said parts may have been so transformed before said parts are interleaved and after said parts are taken from the operative instruction streams that the obfuscated stream performs at least the same logical operations of one of the operative instruction streams.
Wherein one of the operative instruction streams may have been transformed before said parts are taken from the operative instruction streams.
Wherein two of the operative instruction streams may be the same.
A machine readable media containing executable computer program instructions which when executed by a digital processing system cause said system to perform a method comprising: storing an obfuscated stream; executing said obfuscated stream, wherein said obfuscated stream comprises parts which are interleaved, said parts having been taken from at least two operative instruction streams.
Wherein said obfuscated stream may be stored temporarily in DRAM.
Wherein said obfuscated stream may further comprise an obfuscation code that interrelates the parts from the operative instruction streams, and wherein said obfuscated stream may be stored temporarily in DRAM.
Wherein at least one of said parts may have been transformed before said parts are interleaved and after said parts are taken from the operative instruction streams, and wherein said obfuscated stream may be stored temporarily in DRAM.
Wherein at least one of said parts may have been so transformed before said parts are interleaved and after said parts are taken from the operative instruction streams that the obfuscated stream performs at least the same logical operations of one of the operative instruction streams.
Wherein one of the operative instruction streams may have been transformed before said parts are taken from the operative instruction streams, and wherein said obfuscated stream may be stored temporarily in DRAM.
Wherein two of the operative instruction streams may be the same, and wherein said obfuscated stream may be stored temporarily in DRAM.
Claims (16)
- A server digital processing system for providing obfuscated code (842, 848) comprising:memory (106) arranged to store the obfuscated code (842, 848) including an obfuscated computer instruction stream, the obfuscated stream comprising parts (410, 420, 612, 614, 622, 624, 632, 634, 711, 713, 722, 724, 812, 814, 826, 828, 1152, 1141 which are interleaved, the parts having been taken from at least two operative instruction streams including a first operative instruction stream and a second operative instruction stream, the first operative instruction streams being compiled from a first source code (412, 422), the second operative instruction streams being compiled from a second source code (412, 422) separate from the first source code;a processor (103) coupled with the memory; anda communication device coupled with the processor (103), the communication device to communicate the obfuscated stream to a client data processing system through a network for execution;wherein the parts include a second part interleaved between a first part and a third part, the second part being of the second operative instruction stream, the first part and the third part being of the first operative instruction stream; wherein the second part is reachable from the first part during the execution; wherein when the first part and the third part are executed, the second part is also executed; wherein execution of the second part and execution of the first and third parts avoid interference with each other; and wherein the interference includes operating on local variables of the first part in the execution of the second part.
- A server digital processing system as claimed in claim 1, wherein the second part is stack balanced.
- A server digital processing system as claimed in claim 1, wherein the obfuscated stream further comprises an obfuscation code that interrelates the parts from the operative instruction streams.
- A server digital processing system as claimed in claim 1, wherein at least one of the parts has been transferred before the parts are interleaved and after the parts are taken from the operative instruction streams.
- A server digital processing system as claimed in claim 1, wherein at least one of the parts has been so transformed before the parts are interleaved and after the parts are taken from the operative instruction streams that the obfuscated stream performs at least the same logical operations of one of the operative instruction streams.
- A server digital processing system as claimed in claim 1, wherein one of the operative instruction streams has been transformed before the parts are taken from the operative instruction streams.
- A server digital processing system as claimed in claim 1, wherein two of the operative instructions streams are the same.
- A server digital processing system as claimed in any preceding claim, wherein the communication device comprises a network interface.
- A method of providing obfuscated code (842, 848) including an obfuscated computer instruction stream, comprising:storing an obfuscated stream, the obfuscated stream comprising parts (410, 420, 612, 614, 622, 624, 632, 634, 711, 713, 722, 724, 812, 814, 826, 828, 1152, 1141) which are interleaved, the parts having been taken from at least two operative instruction streams (A, B, 414, 424, 610, 620, 630, 710, 720, 810, 820, 1150 1140, 951, 952, 941, 942, 921, 922) including a first operative instruction stream and a second operative instruction stream, the first operative instruction streams being compiled from a first source code, the second operative instruction streams being compiled from a second source code separate from the first source code;transferring the obfuscated stream to a client data processing system through a network;wherein the parts include a second part interleaved between a first part and a third part, the second part being of the second operative instruction stream, the first part and the third part being of the first operative instruction stream; wherein the second part is reachable from the first part during the execution; wherein when the first part and the third part are executed, the second part is also executed; wherein execution of the second part and execution of the first and third parts avoid interference with each other; and wherein the interference includes operating on local variables of the first part in the execution of the second part.
- A method as claimed in claim 9, wherein the second part is stack balanced.
- A method as claimed in claim 9, wherein the obfuscated stream further comprises an obfuscation code that interrelates the parts from the operative instruction streams.
- A method as claimed in claim 9, wherein at least one of the parts has been transformed before the parts are interleaved and after the parts are taken from the operative instruction streams.
- A method as claimed in claim 12, wherein at least one of the parts has been so transformed before the parts are interleaved and after the parts are taken from the operative instruction streams that the obfuscated stream performs at least the same logical operations of one of the operative instruction streams.
- A method as claimed in claim 9, wherein one of the operative instruction streams has been transformed before the parts are taken from the operative instruction streams.
- A method as claimed in claim 9, wherein two of the operative instructions streams are the same.
- A machine readable medium containing executable computer program instructions which when executed by a data processing system cause said system to perform the method as claimed in any of claims 9 to 15.
Applications Claiming Priority (3)
| Application Number | Priority Date | Filing Date | Title |
|---|---|---|---|
| US915827 | 2001-07-25 | ||
| US09/915,827 US6694435B2 (en) | 2001-07-25 | 2001-07-25 | Method of obfuscating computer instruction streams |
| HK04106338.4A HK1063667B (en) | 2001-07-25 | 2002-07-24 | Method of obfuscating computer instruction streams |
Related Parent Applications (1)
| Application Number | Title | Priority Date | Filing Date |
|---|---|---|---|
| HK04106338.4A Addition HK1063667B (en) | 2001-07-25 | 2002-07-24 | Method of obfuscating computer instruction streams |
Related Child Applications (1)
| Application Number | Title | Priority Date | Filing Date |
|---|---|---|---|
| HK04106338.4A Division HK1063667B (en) | 2001-07-25 | 2002-07-24 | Method of obfuscating computer instruction streams |
Publications (2)
| Publication Number | Publication Date |
|---|---|
| HK1122631A1 HK1122631A1 (en) | 2009-05-22 |
| HK1122631B true HK1122631B (en) | 2010-07-23 |
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