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CN114236814B - Design method of trapezoid Kinoform lens with high-efficiency focusing - Google Patents

Design method of trapezoid Kinoform lens with high-efficiency focusing Download PDF

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CN114236814B
CN114236814B CN202111484279.1A CN202111484279A CN114236814B CN 114236814 B CN114236814 B CN 114236814B CN 202111484279 A CN202111484279 A CN 202111484279A CN 114236814 B CN114236814 B CN 114236814B
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童徐杰
陈宜方
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Fudan University
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Abstract

The invention belongs to the technical field of optical element design, and particularly relates to a design method of a trapezoid Kinoform lens with high-efficiency focusing. The invention provides a Kinoform lens with a trapezoid shape based on a thin grating approximate Kirz formula of a geometric optics theory, unifies the design theory of a zone plate and a Kinoform lens. Theoretical analysis and modeling are carried out on the appearance of the lens, and the theoretical focusing efficiency of the trapezoidal Kinoform lens is calculated. The method proves that the trapezoidal Kinoform lens combines the advantages of the phase type zone plate and the Kinoform lens, has the advantages of high focusing efficiency, easiness in preparation and light structure, and is verified by experiments. The lens designed by the invention breaks through the theoretical limit of the traditional flat lens on focusing and imaging efficiency, and provides effective guidance for developing a novel-morphology high-efficiency focusing lens in the future.

Description

一种高效率聚焦的梯形Kinoform透镜的设计方法A design method for a high-efficiency focusing trapezoidal Kinoform lens

技术领域Technical Field

本发明属于光学透镜设计技术领域,具体涉及梯形Kinoform透镜的设计方法。The invention belongs to the technical field of optical lens design, and in particular relates to a design method of a trapezoidal Kinoform lens.

背景技术Background technique

在极紫外与X射线成像系统中,聚焦光学元件是至关重要的组成部分。其中,金属波带片是常见的聚焦光学元件,其利用衍射的原理进行聚焦,主要优势是体积小,制备工艺相对简单,但是相位型波带片的最大理论聚焦效率仅为40%,实际制备得到的效率一般都不超过20%。此外,在硬X射线波段透镜的高宽比要求达到了20以上,这对于加工技术是一个很大的挑战。折射Kinoform透镜由于其高聚焦效率而成为极紫外与X射线聚焦的有力候选者,不考虑材料吸收的理论聚焦效率可以达到100%,然而,直到近几年, Kinoform 透镜才得到实际的应用。而进一步的发展主要是由于制备技术的难点:(1)一维Kinoform透镜要增加透镜的孔径达200微米以上,要求更高的硅侧壁,由于陡直度和线宽度直接影响聚焦质量,给纳米加工提出了越来越严峻的挑战,也大大提高了透镜的制造成本;(2)二维Kinoform透镜的三角形结构对微纳工艺制备要求很高。上述的各种局限性,阻碍了Kinoform透镜的进一步发展与实际应用。In extreme ultraviolet and X-ray imaging systems, focusing optical elements are crucial components. Among them, metal zone plates are common focusing optical elements. They use the principle of diffraction for focusing. Their main advantages are small size and relatively simple preparation process. However, the maximum theoretical focusing efficiency of phase-type zone plates is only 40%, and the efficiency obtained in practice is generally no more than 20%. In addition, the aspect ratio of the lens in the hard X-ray band is required to reach more than 20, which is a great challenge for processing technology. Refractive Kinoform lenses have become a strong candidate for extreme ultraviolet and X-ray focusing due to their high focusing efficiency. The theoretical focusing efficiency can reach 100% without considering material absorption. However, it was not until recent years that Kinoform lenses were put into practical use. Further development is mainly due to the difficulty of preparation technology: (1) One-dimensional Kinoform lenses need to increase the lens aperture to more than 200 microns, requiring higher silicon sidewalls. Since the steepness and line width directly affect the focusing quality, it poses an increasingly severe challenge to nano-processing and greatly increases the manufacturing cost of the lens; (2) The triangular structure of two-dimensional Kinoform lenses has very high requirements for micro-nano process preparation. The above-mentioned limitations have hindered the further development and practical application of Kinoform lenses.

为了突破上述FZP与 Kinoform 透镜发展所遇到的技术瓶颈,未来急需针对极紫外与X射线成像系统中关键光学部件提出新的设计与加工方案,从而提供一种易于实际制备的新型Kinofrom透镜的设计方案,为高分辨和高效率的同步辐射X 射线的聚焦和成像开辟一条新的发展道路。In order to break through the technical bottlenecks encountered in the development of the above-mentioned FZP and Kinoform lenses, it is urgently necessary to propose new design and processing solutions for key optical components in extreme ultraviolet and X-ray imaging systems in the future, so as to provide a new Kinoform lens design that is easy to prepare in practice, and open up a new development path for high-resolution and high-efficiency synchrotron radiation X-ray focusing and imaging.

发明内容Summary of the invention

本发明的目的在于提出一种易于实际制备的、高效率聚焦的梯形Kinoform透镜的设计方法,以解决上述背景技术中提到的其他透镜面临的问题。The purpose of the present invention is to propose a design method for a trapezoidal Kinoform lens that is easy to prepare in practice and has high focusing efficiency, so as to solve the problems faced by other lenses mentioned in the above background technology.

本发明提供的高效率聚焦的梯形Kinoform透镜的设计方法,是基于薄光栅近似公式的,具体步骤如下:The design method of the high-efficiency focusing trapezoidal Kinoform lens provided by the present invention is based on the thin grating approximation formula, and the specific steps are as follows:

(1)设定入射光场以及梯形Kinoform透镜参数;其中:(1) Set the incident light field and the parameters of the trapezoidal Kinoform lens; where:

所述入射光场参数包括波长λ、振幅C;The incident light field parameters include wavelength λ and amplitude C;

划分透镜中每个周期的梯形形貌的计算区域,分为三个计算区域:(Ⅰ)透光区,(Ⅱ)过渡区,(Ⅲ)平面区;The calculation area of the trapezoidal morphology of each period in the lens is divided into three calculation areas: (I) light transmission area, (II) transition area, and (III) plane area;

光学元件(即透镜)参数包括:光学元件结构参数m和n,0≤m,n≤0.5,优选0.1≤m,n≤0.5,分别描述透光区和平面区在单周期中的占比;厚度t;以及光学元件所用材料的折射率n0=(1-δ)-iβ;(1-δ)、β分别表示折射率的实部和虚部;所述的光学元件参数用于计算透镜中的相移Φ;The optical element (i.e. lens) parameters include: optical element structural parameters m and n, 0≤m, n≤0.5, preferably 0.1≤m, n≤0.5, respectively describing the proportion of the light-transmitting area and the plane area in a single period; thickness t; and the refractive index n 0 = (1-δ)-iβ of the material used for the optical element; (1-δ) and β respectively represent the real part and the imaginary part of the refractive index; the optical element parameters are used to calculate the phase shift Φ in the lens;

根据分区画出Φ-θ示意图,θ是在一个周期内到焦斑的光程长度差;Φ0 =2πtδ/λ是厚度为t的透镜的最大相移。A Φ-θ schematic diagram is drawn according to the partitions, where θ is the optical path length difference to the focal spot within one cycle; Φ 0 =2πtδ/λ is the maximum phase shift of a lens with a thickness of t.

(2)计算透镜中单个周期每个分区的相移函数Φ(θ):(2) Calculate the phase shift function Φ(θ) of each partition in a single period in the lens:

(Ⅰ)透光区:Φ(θ)=0,0<θ≤2mπ, (1)(I) Transparent region: Φ(θ)=0, 0<θ≤2mπ, (1)

(Ⅱ)过渡区:,2mπ<θ≤2(1-n)π,(2)(II) Transition zone: , 2mπ<θ≤2(1-n)π, (2)

(Ⅲ)平面区:Φ(θ)=Φ0,2(1-n)π<θ≤2π,(3)(III) Plane region: Φ(θ)=Φ 0 , 2(1-n)π<θ≤2π, (3)

(3)根据薄光栅近似公式求振幅之和:(3) Calculate the sum of the amplitudes according to the thin grating approximation formula:

一阶幅度总和A1由以下等式给出:The first order amplitude sum A1 is given by the following equation:

,(4) , (4)

(4)计算效率:(4) Computational efficiency:

,(5) , (5)

式(4)中, j表示虚数单位。In formula (4), j represents an imaginary unit.

(5)根据不同的结构参数m、n,重复以上的计算,画出结构参数关于厚度的效率图,找到效率较高的梯形结构对应的参数m和n。(5) Repeat the above calculations for different structural parameters m and n, draw an efficiency graph of the structural parameters with respect to thickness, and find the parameters m and n corresponding to the trapezoidal structure with higher efficiency.

本发明中,所述入射光为X射线或紫外线。In the present invention, the incident light is X-ray or ultraviolet light.

本发明中,所述透镜的每个周期的截面梯形形貌为直角梯形形貌,由参数定量描述。In the present invention, the cross-sectional trapezoidal morphology of each period of the lens is a right-angled trapezoidal morphology, which is quantitatively described by parameters.

本发明中,所述光学元件的每个梯形周期根据形貌特征,划分成3个区域。In the present invention, each trapezoidal period of the optical element is divided into three regions according to morphological characteristics.

本发明中,所述相移函数根据分区分别进行计算。In the present invention, the phase shift function is calculated respectively according to the partitions.

本发明中,所述每个周期的振幅是3个结构区域产生的振幅之和。In the present invention, the amplitude of each cycle is the sum of the amplitudes generated by the three structural regions.

本发明中,所述寻优方法为,画出不同结构参数关于厚度或者入射光能量的效率图,找到效率较高的梯形结构对应的参数m和nIn the present invention, the optimization method is to draw an efficiency diagram of different structural parameters with respect to thickness or incident light energy, and find the parameters m and n corresponding to the trapezoidal structure with higher efficiency.

本发明中,所述梯形透镜对应的结构参数m、n、厚度t介于波带片和Kinoform之间。In the present invention, the structural parameters m, n and thickness t of the trapezoidal lens are between those of the zone plate and the Kinoform.

本发明中,所述梯形透镜对应的合适结构参数m在0.1~0.25,n在0~0.25存在较高的聚焦效率,其性能要优于波带片和Kinoform透镜。In the present invention, the trapezoidal lens has a suitable structural parameter m between 0.1 and 0.25, and n between 0 and 0.25, which results in a higher focusing efficiency, and its performance is better than that of the zone plate and the Kinoform lens.

本发明中,厚度t介于波带片和Kinoform之间时,存在较高的聚焦效率,其性能要优于波带片和Kinoform透镜。In the present invention, when the thickness t is between the zone plate and the Kinoform, there is a higher focusing efficiency, and its performance is better than that of the zone plate and the Kinoform lens.

与现有技术相比,本发明方法的有益效果是:Compared with the prior art, the method of the present invention has the following beneficial effects:

第一,本发明通过理论分析打破了波带片和Kinoform透镜之间的界限,并从中提出了一种新型的梯形Kinoform透镜,其最大聚焦效率高于同等参数的Kinoform透镜。First, the present invention breaks the boundary between the zone plate and the Kinoform lens through theoretical analysis, and proposes a new type of trapezoidal Kinoform lens, whose maximum focusing efficiency is higher than that of the Kinoform lens with the same parameters.

第二,本发明提出的梯形Kinoform透镜同时具有波带片和Kinoform透镜的优势,除了高效率聚焦外,其有平顶结构且所需厚度比Kinoform透镜小,制备难度大大降低。Second, the trapezoidal Kinoform lens proposed in the present invention has the advantages of both the zone plate and the Kinoform lens. In addition to high-efficiency focusing, it has a flat-top structure and the required thickness is smaller than that of the Kinoform lens, which greatly reduces the difficulty of preparation.

第三,本发明提出的梯形Kinoform透的结构参数有很大的自由度可供调整,可以用该方法在极紫外和X射线波段做更多有针对性的透镜研发工作。Third, the structural parameters of the trapezoidal Kinoform lens proposed in the present invention have a large degree of freedom for adjustment, and this method can be used to do more targeted lens research and development work in the extreme ultraviolet and X-ray bands.

附图说明BRIEF DESCRIPTION OF THE DRAWINGS

图1是实施例1中Au材质的梯形Kinoform透镜的单个周期的相位分区示意图。FIG. 1 is a schematic diagram of phase partitioning of a single period of a trapezoidal Kinoform lens made of Au material in Example 1. FIG.

图2是实施例1中Au材质的梯形Kinoform透镜的效率计算结果与实际制备的Au材质的梯形Kinoform透镜、Au材质波带片透镜的聚焦效率测量值的比较。FIG2 is a comparison of the efficiency calculation results of the Au trapezoidal Kinoform lens in Example 1 and the focusing efficiency measurement values of the actually prepared Au trapezoidal Kinoform lens and Au zone plate lens.

图3是实施例1中Au材质的梯形Kinoform透镜的扫描电镜图。FIG. 3 is a scanning electron microscope image of the Au-made trapezoidal Kinoform lens in Example 1.

图4是实施例2中Au材质的梯形Kinoform透镜的效率随结构参数和厚度变化图。FIG. 4 is a graph showing the efficiency of the Au trapezoidal Kinoform lens in Example 2 as a function of structural parameters and thickness.

图5是本发明提出的Kinoform梯形透镜和一般的相位分区示意图。FIG. 5 is a schematic diagram of the Kinoform trapezoidal lens and a general phase partition proposed by the present invention.

具体实施方式Detailed ways

下面结合附图和实施例对本发明作进一步描述,但本发明不仅限于实例。凡是对实施例中的计算参数进行了简单的改变,都属于本发明保护范围之内。The present invention is further described below in conjunction with the accompanying drawings and embodiments, but the present invention is not limited to the embodiments. Any simple changes to the calculation parameters in the embodiments fall within the protection scope of the present invention.

实施例1:计算5-15keV能量下Au材质的梯形Kinoform透镜(厚度为1.8μm,m=n=0.1)的聚焦效率,具体步骤为:Example 1: Calculate the focusing efficiency of a trapezoidal Kinoform lens (thickness 1.8 μm, m=n=0.1) made of Au at 5-15 keV energy. The specific steps are as follows:

(1)设定入射光场能量为8 keV,以单位振幅(C=1)的平面波垂直入射。梯形Kinoform透镜厚度为2μm,折射率设置为金,沿径向的单个周期截面和分区如图1所示。(1) The incident light field energy is set to 8 keV, and the plane wave with unit amplitude (C=1) is incident vertically. The thickness of the trapezoidal Kinoform lens is 2 μm, and the refractive index is set to gold. The single periodic cross section and partition along the radial direction are shown in Figure 1.

(2)计算透镜中单个周期每个分区的相移函数Φ(θ):(2) Calculate the phase shift function Φ(θ) of each partition in a single period in the lens:

(Ⅰ)透光区:Φ(θ)=0,0<θ≤2mπ;(I) Transparent region: Φ(θ)=0, 0<θ≤2mπ;

(Ⅱ)过渡区: ,2mπ<θ≤2(1-n)π;(II) Transition zone: , 2mπ<θ≤2(1-n)π;

(Ⅲ)平面区:Φ(θ)=Φ0,2(1-n)π<θ≤2π;(III) Plane region: Φ(θ)=Φ 0 , 2(1-n)π<θ≤2π;

其中,m=n=0.1Where m=n=0.1

(3)根据薄光栅近似公式求振幅之和:(3) Calculate the sum of the amplitudes according to the thin grating approximation formula:

一阶幅度总和A1由以下等式给出,The first order amplitude sum A1 is given by the following equation,

(4)求效率:(4) Calculate efficiency:

(5)重复上述步骤,计算5-15 keV能量下梯形 Kinoform透镜的聚焦效率,得到的效率关于能量的曲线,如图2所示。图中将计算结果与实际制备的Au材质的梯形 Kinoform透镜(如图3)、同样参数的Au材质波带片透镜的聚焦效率测量值进行了比较,可以看出结果能够较好地吻合,并且Au材质的梯形 Kinoform透镜效率得到了很大的提升,证明了本发明方法的可行性和准确性。(5) Repeat the above steps to calculate the focusing efficiency of the trapezoidal Kinoform lens at 5-15 keV energy, and the obtained efficiency curve with respect to energy is shown in Figure 2. The figure compares the calculated results with the focusing efficiency measurement values of the actually prepared Au material trapezoidal Kinoform lens (as shown in Figure 3) and the Au material zone plate lens with the same parameters. It can be seen that the results are well consistent, and the efficiency of the Au material trapezoidal Kinoform lens is greatly improved, which proves the feasibility and accuracy of the method of the present invention.

实施例2:寻找8 keV能量下Au材质的梯形Kinoform透镜最高效率下的结构参数和厚度(假设m=n),具体步骤为:Example 2: Find the structural parameters and thickness of the Au trapezoidal Kinoform lens with the highest efficiency at 8 keV energy (assuming m=n). The specific steps are:

(1)设定入射光场能量为8keV,以单位振幅的平面波垂直入射。梯形Kinoform透镜厚度为2μm,折射率设置为金,沿径向的截面如图1所示。(1) The incident light field energy is set to 8 keV, and the plane wave with unit amplitude is incident vertically. The thickness of the trapezoidal Kinoform lens is 2 μm, and the refractive index is set to gold. The cross section along the radial direction is shown in Figure 1.

(2)设置不同的结构参数m、n,重复同实施例1中的计算,画出结构参数关于厚度的效率图,如图4。(2) Setting different structural parameters m and n, repeating the calculation in Example 1, and drawing an efficiency diagram of the structural parameters with respect to thickness, as shown in FIG4 .

(3)找到效率较高的梯形结构对应的参数m和n:当m=n=0.15,透镜厚度为2.5μm时聚焦效率最高,达到59%。计算结果说明在8 keV能量下该透镜为了实现最大聚焦效率的结构因子m、n应该为0.15,合适厚度应该为2.5μm。(3) Find the parameters m and n corresponding to the trapezoidal structure with higher efficiency: When m=n=0.15 and the lens thickness is 2.5μm, the focusing efficiency is the highest, reaching 59%. The calculation results show that at 8 keV energy, in order to achieve the maximum focusing efficiency, the structure factors m and n of the lens should be 0.15, and the appropriate thickness should be 2.5μm.

Claims (5)

1.一种高效率聚焦的梯形Kinoform透镜的设计方法,其特征在于,具体步骤如下:1. A design method for a high-efficiency focusing trapezoidal Kinoform lens, characterized in that the specific steps are as follows: (1)设定入射光场以及梯形Kinoform透镜参数;其中:(1) Set the incident light field and the parameters of the trapezoidal Kinoform lens; where: 入射光场参数包括波长λ、振幅C;The incident light field parameters include wavelength λ and amplitude C; 把梯形Kinoform透镜中每个周期的梯形形貌划分为三个计算区域:(Ⅰ)透光区,(Ⅱ)过渡区,(Ⅲ)平面区;The trapezoidal morphology of each period in the trapezoidal Kinoform lens is divided into three calculation regions: (Ⅰ) light transmission region, (Ⅱ) transition region, and (Ⅲ) plane region; 光学元件参数包括:光学元件结构参数m和n,0≤m,n≤0.5,分别描述透光区和平面区在单周期中的占比;厚度t;光学元件所用材料的折射率n0=(1-δ)-iβ;(1-δ)、β分别表示折射率的实部和虚部;所述的光学元件参数用于计算透镜中的相移Φ;The optical element parameters include: optical element structural parameters m and n, 0≤m, n≤0.5, respectively describing the proportion of the light-transmitting area and the plane area in a single period; thickness t; refractive index n 0 =(1-δ)-iβ of the material used for the optical element; (1-δ) and β respectively represent the real part and imaginary part of the refractive index; the optical element parameters are used to calculate the phase shift Φ in the lens; 根据分区画出Φ-θ示图,θ是在一个周期内到焦斑的光程长度差;Φ0=2πtδ/λ是厚度为t的透镜的最大相移;Draw a Φ-θ diagram based on the partitions, where θ is the optical path length difference to the focal spot within one cycle; Φ 0 = 2πtδ/λ is the maximum phase shift of a lens with a thickness of t; (2)计算透镜中单个周期每个分区的相移函数Φ(θ):(2) Calculate the phase shift function Φ(θ) of each partition in a single period in the lens: (Ⅰ)透光区:Φ(θ)=0,0<θ≤2mπ,(1)(I) Transparent region: Φ(θ) = 0, 0 < θ ≤ 2 mπ, (1) (Ⅱ)过渡区: (II) Transition zone: (Ⅲ)平面区:Φ(θ)=Φ0,2(1-n)π<θ≤2π,(3)(III) Planar region: Φ(θ)=Φ 0 , 2(1-n)π<θ≤2π, (3) (3)根据薄光栅近似公式求振幅之和:(3) Calculate the sum of the amplitudes according to the thin grating approximation formula: 一阶幅度总和A1由以下等式给出:The first order amplitude sum A1 is given by the following equation: (4)计算效率:(4) Computational efficiency: 式(4)中,j表示虚数单位;In formula (4), j represents the imaginary unit; (5)根据不同的结构参数m、n,重复步骤(2)~(4)的计算,画出结构参数关于厚度的效率图,找到效率较高的梯形结构对应的参数m和n。(5) Repeat the calculations in steps (2) to (4) according to different structural parameters m and n, draw an efficiency diagram of the structural parameters with respect to thickness, and find the parameters m and n corresponding to the trapezoidal structure with higher efficiency. 2.根据权利要求1的设计方法,其特征在于,所述入射光为X射线或紫外线。2. The design method according to claim 1, characterized in that the incident light is X-rays or ultraviolet rays. 3.根据权利要求1的设计方法,其特征在于,所述透镜的每个周期的截面梯形形貌为直角梯形形貌,由参数定量描述。3. The design method according to claim 1 is characterized in that the cross-sectional trapezoidal morphology of each period of the lens is a right-angled trapezoidal morphology, which is quantitatively described by parameters. 4.根据权利要求1的设计方法,其特征在于,所述梯形Kinoform透镜对应的结构参数m、n、厚度t介于波带片和Kinoform之间。4. The design method according to claim 1 is characterized in that the structural parameters m, n and thickness t corresponding to the trapezoidal Kinoform lens are between those of the zone plate and the Kinoform. 5.根据权利要求4的设计方法,其特征在于,所述梯形Kinoform透镜的结构参数:m在0.1~0.25之间,n在0~0.25之间,存在较高的聚焦效率。5. The design method according to claim 4 is characterized in that the structural parameters of the trapezoidal Kinoform lens are: m is between 0.1 and 0.25, n is between 0 and 0.25, and has a higher focusing efficiency.
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