CN104992166A - Robust measurement based handwriting recognition method and system - Google Patents
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Abstract
本发明公开了一种基于鲁棒度量的手写体识别方法与系统,通过对手写体训练样本进行相似性学习,构造加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性。为了提升手写体描述的鲁棒性,提出将1-范数度量应用于半监督特征学习模型,设计出性能鲁棒的手写体识别方法与系统,输出一个可用于样本内和样本外手写体图像特征提取的投影矩阵P。样本外图像的归纳通过将测试样本向投影矩阵P进行投影,进而将提取的特征输入高效的标签传播分类器进行归类,取对应类别软标签中概率的最大值的位置,用于判定测试样本的类别,得到最准确的字符识别结果。同时,通过建立比率模型,减少了模型参数,且投影矩阵P满足正交特性。
The invention discloses a method and system for handwriting recognition based on robust metrics. Through similarity learning of handwriting training samples, a weighted similarity graph is constructed, and all the components are kept while compacting local intra-class divergence and separating local inter-class divergence. Local properties of the training samples. In order to improve the robustness of handwriting description, the 1-norm metric is proposed to be applied to the semi-supervised feature learning model, and a robust handwriting recognition method and system are designed, which can be used for in-sample and out-of-sample handwriting image feature extraction. Projection matrix P. The induction of the out-of-sample image projects the test sample to the projection matrix P, and then inputs the extracted features into an efficient label propagation classifier for classification, and takes the position of the maximum probability in the soft label of the corresponding category to determine the test sample categories to get the most accurate character recognition results. At the same time, by establishing a ratio model, the model parameters are reduced, and the projection matrix P satisfies the orthogonality characteristic.
Description
技术领域technical field
本发明涉及计算机视觉和图像识别技术领域,特别是涉及一种基于鲁棒度量的手写体体识别方法与系统。The invention relates to the technical fields of computer vision and image recognition, in particular to a handwritten body recognition method and system based on robust metrics.
背景技术Background technique
如今是一个信息爆炸的时代,在我们日常生活中存在大量的、有价值的多媒体高维信息。离线手写体识别即是对其中某种高维信息进行特征提取并利用的一个实例。它通过计算机将纸质图像电子化,得到计算机存储的字符图像,之后通过一系列机器学习的方法提取图像特征、分类等操作最终识别字符。一旦得出高效准确识别字符的方法,可应用到办公自动化、机器翻译等领域,即可带来巨大的社会和经济效益。但是由于有效地抽取手写体图像特征的过程具有一定难度,导致到目前为止,离线手写体(本发明中简称手写体)字符识别距离实用要求还有一定距离。目前的大部分研究工作都集中在处理手写体图像特征提取问题,且也已取得一定的成果。但是从真实世界中采集的手写体图像通常存在包含噪声、异类数据或数据缺失等问题,手写体图像存在因书写习惯等原因造成的不规范笔划等问题,因此需要更鲁棒的算法来进行特征提取。Today is an era of information explosion, and there is a large amount of valuable multimedia high-dimensional information in our daily life. Offline handwriting recognition is an example of feature extraction and utilization of some high-dimensional information. It uses a computer to digitize paper images to obtain computer-stored character images, and then uses a series of machine learning methods to extract image features, classify and other operations to finally recognize characters. Once an efficient and accurate method for character recognition is obtained, it can be applied to fields such as office automation and machine translation, which can bring huge social and economic benefits. However, because the process of effectively extracting handwritten image features is difficult, so far, offline handwritten (referred to as handwritten in the present invention) character recognition still has a certain distance from practical requirements. Most of the current research work is focused on the feature extraction of handwritten images, and some results have been achieved. However, handwritten images collected from the real world usually contain noise, heterogeneous data or missing data, and handwritten images have problems such as irregular strokes caused by writing habits and other reasons. Therefore, more robust algorithms are needed for feature extraction.
近年来,一些基于1-范数的鲁棒模型被提出,例如基于1-范数的主成分分析算法(PCA-L1)、基于1-范数的判别性局部保持投影算法(DLPP-L1)等。这些鲁棒算法提出的思想是:传统的基于2-范数距离度量的算法对于数据中的噪声或异类数据比较敏感,而基于1-范数的距离度量则能克服这个缺点,提升模型的鲁棒性。这些算法确实使得结果更加鲁棒,但由于目前只存在无监督与全监督的算法,无法充分利用有标签数据和无标签数据信息,因此结果的准确度还有很大的提升空间。另外,算法中的一些经验参数也非常难以最优确定。In recent years, some 1-norm-based robust models have been proposed, such as 1-norm-based principal component analysis algorithm (PCA-L1), 1-norm-based discriminative locality-preserving projection algorithm (DLPP-L1) wait. The idea proposed by these robust algorithms is: the traditional algorithm based on 2-norm distance measure is sensitive to noise or heterogeneous data in the data, while the distance measure based on 1-norm can overcome this shortcoming and improve the robustness of the model. Stickiness. These algorithms do make the results more robust, but since there are currently only unsupervised and fully supervised algorithms, which cannot make full use of labeled data and unlabeled data information, there is still a lot of room for improvement in the accuracy of the results. In addition, some empirical parameters in the algorithm are also very difficult to optimally determine.
因此,提供一种基于鲁棒度量的手写体识别方法及系统,实现手写体字符图像特征的鲁棒提取,同时提高手写体字符图像表征能力与识别的准确度,是本领域技术人员亟待解决的问题。Therefore, it is an urgent problem to be solved by those skilled in the art to provide a handwriting recognition method and system based on robust metrics, to realize robust extraction of features of handwritten character images, and to improve the representation ability and recognition accuracy of handwritten character images.
发明内容Contents of the invention
有鉴于此,本发明提供了一种基于鲁棒度量的手写体识别方法与系统,实现手写体字符图像特征的鲁棒提取,同时提高手写体字符图像表征能力与识别的准确度,以克服现有技术中仅使用有标签或无标签数据,而没有充分考虑现实中数据信息的特点。In view of this, the present invention provides a handwriting recognition method and system based on robust metrics, which can realize the robust extraction of handwritten character image features, and at the same time improve the handwritten character image representation ability and recognition accuracy, so as to overcome the problems in the prior art. Only using labeled or unlabeled data does not fully consider the characteristics of real-world data information.
为解决上述技术问题,本发明提供一种基于鲁棒度量的手写体识别方法,基于有标签数据的判别性与所有样本局部保持的1-范数投影的思想,该方法包括:In order to solve the above-mentioned technical problems, the present invention provides a handwriting recognition method based on robust metrics, based on the discriminativeness of labeled data and the idea of 1-norm projection locally maintained by all samples, the method includes:
对手写体训练样本进行相似性学习,构造加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性;构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;同时,通过建立比率模型,减少模型参数,且优化输出的投影矩阵P满足正交特性;Carry out similarity learning on handwriting training samples, construct a weighted similarity graph, and maintain the local characteristics of all training samples while compacting local intra-class divergence and separating local inter-class divergence; construct a robust semi-supervised model based on 1-norm metrics Handwritten character image feature learning model, the model optimizes and outputs a projection matrix P that can be used for in-sample and out-of-sample image feature extraction; at the same time, by establishing a ratio model, model parameters are reduced, and the optimized output projection matrix P satisfies the orthogonality characteristic ;
利用所述投影矩阵P对手写体测试样本进行特征提取,样本外图像的归纳主要通过将所述测试样本向投影矩阵P进行映射;Using the projection matrix P to perform feature extraction on the handwriting test sample, the induction of the out-of-sample image is mainly by mapping the test sample to the projection matrix P;
利用标签传播分类器,对降维后的测试样本特征完成测试,输出所述测试样本的类别软标签,取对应所述类别软标签中概率的最大值的位置,用于判定所述测试样本的类别,得到字符识别结果;Use the label propagation classifier to complete the test on the feature of the test sample after dimensionality reduction, output the soft label of the category of the test sample, and take the position corresponding to the maximum value of the probability in the soft label of the category to determine the position of the test sample Category, to get the character recognition result;
其中,所述类别软标签中的数值代表所述测试样本属于各个类别的概率。Wherein, the numerical value in the category soft label represents the probability that the test sample belongs to each category.
上述方法中,可选的,所述构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P,包括:In the above method, optionally, the construction of a robust semi-supervised handwritten character image feature learning model based on 1-norm measurement, the model optimizes and outputs a projection matrix P that can be used for in-sample and out-of-sample image feature extraction, include:
给定的一个存在噪声的原始训练样本集其中,n是训练样本集的维度,N是训练样本集的数量,训练样本集中包含有类别标签(共c个类别,c>2)的样本集和无任何标签的样本集且满足样本数量l+u=N;设为l个有标签样本的标签,且样本xi的标签为yi(i≤l);Given a noisy original training sample set Among them, n is the dimension of the training sample set, N is the number of training sample sets, and the training sample set contains sample sets with category labels (a total of c categories, c>2) and a sample set without any labels And satisfy the sample size l+u=N; set is the label of l labeled samples, and the label of sample x i is y i (i≤l);
根据所述原始训练样本集计算得到一个具有判别性特征与局部保持特征的投影矩阵包括通过解决以下优化方程输出得到可提取样本外手写体字符图像特征的投影矩阵P:A projection matrix with discriminative features and local preservation features is calculated according to the original training sample set Including the output of the projection matrix P that can extract the features of the handwritten character image outside the sample by solving the following optimization equation:
其中,||·||1为1-范数,定义为||S||1=∑i,j|Si,j|,Si,j表示S矩阵的第(i,j)号元素,和W为权重系数矩阵。Among them, ||·|| 1 is the 1-norm, defined as ||S|| 1 = ∑ i,j |S i,j |, S i,j represents the (i,j)th element of the S matrix , and W is the weight coefficient matrix.
上述方法中,可选的,所述利用所述投影矩阵P对手写体测试样本图像进行特征提取,样本外图像的归纳主要通过将所述测试样本图像向投影矩阵P进行映射,包括:In the above method, optionally, using the projection matrix P to perform feature extraction on the handwriting test sample image, and the induction of the out-of-sample image is mainly by mapping the test sample image to the projection matrix P, including:
使用所述投影矩阵P对训练样本和测试样本进行投影,完成手写体字符图像特征提取。Using the projection matrix P to project the training sample and the test sample to complete the handwritten character image feature extraction.
本发明还提供了一种基于鲁棒度量的手写体识别系统,包括:The present invention also provides a handwriting recognition system based on robust metrics, comprising:
训练模块,用于对手写体训练样本进行相似性学习,构造得到加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性;构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;同时,通过建立比率模型,减少模型参数,且优化输出的投影矩阵P满足正交特性;The training module is used for similarity learning of handwriting training samples, constructs a weighted similarity graph, and maintains the local characteristics of all training samples while compacting local intra-class divergence and separating local inter-class divergence; the construction is based on 1-norm A metric robust semi-supervised handwritten character image feature learning model, the model optimizes the output of a projection matrix P that can be used for in-sample and out-of-sample image feature extraction; at the same time, by establishing a ratio model, the model parameters are reduced, and the output projection is optimized The matrix P satisfies the orthogonality property;
测试预处理模块,用于利用所述投影矩阵P对手写体测试样本进行特征提取,样本外图像的归纳主要通过将所述测试样本向投影矩阵P进行映射;The test preprocessing module is used to use the projection matrix P to perform feature extraction on the handwriting test sample, and the induction of the out-of-sample image is mainly by mapping the test sample to the projection matrix P;
测试模块,用于利用标签传播分类器,对降维后的测试样本特征完成测试,输出所述测试样本的类别软标签,取对应所述类别软标签中概率的最大值的位置,用于判定所述测试样本的类别,得到字符识别结果;The test module is used to use the label propagation classifier to complete the test on the characteristics of the test sample after dimensionality reduction, output the soft label of the category of the test sample, and take the position corresponding to the maximum value of the probability in the soft label of the category for judging The category of the test sample is obtained to obtain the character recognition result;
其中,所述类别软标签中的数值代表所述测试样本属于各个类别的概率。Wherein, the numerical value in the category soft label represents the probability that the test sample belongs to each category.
经由上述的技术方案可知,与现有技术相比,本发明公开了一种基于鲁棒度量的手写体识别方法与系统,通过对手写体训练样本进行相似性学习,构造得到加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性;为了提升手写体描述的鲁棒性,构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;样本外图像的归纳通过将测试样本向投影矩阵P进行投影,进而将提取的特征输入高效的标签传播分类器进行归类,取对应类别软标签中概率的最大值的位置,用于判定测试样本的类别,得到最准确的字符识别结果。同时,通过建立比率模型,减少了模型参数,且投影矩阵P满足正交特性。It can be seen from the above technical solutions that, compared with the prior art, the present invention discloses a handwriting recognition method and system based on robust metrics. By performing similarity learning on handwriting training samples, a weighted similarity graph is constructed. Intra-class divergence and separation of local inter-class divergence while maintaining the local characteristics of all training samples; in order to improve the robustness of handwriting description, a robust semi-supervised handwritten character image feature learning model based on 1-norm measurement was constructed. The above model optimizes and outputs a projection matrix P that can be used for feature extraction of in-sample and out-of-sample images; the induction of out-of-sample images projects the test samples to the projection matrix P, and then inputs the extracted features into an efficient label propagation classifier for induction. Class, take the position of the maximum value of the probability in the soft label corresponding to the category, and use it to determine the category of the test sample to obtain the most accurate character recognition results. At the same time, by establishing a ratio model, the model parameters are reduced, and the projection matrix P satisfies the orthogonality characteristic.
附图说明Description of drawings
为了更清楚地说明本发明实施例或现有技术中的技术方案,下面将对实施例或现有技术描述中所需要使用的附图作简单地介绍,显而易见地,下面描述中的附图仅仅是本发明的实施例,对于本领域普通技术人员来讲,在不付出创造性劳动的前提下,还可以根据提供的附图获得其他的附图。In order to more clearly illustrate the technical solutions in the embodiments of the present invention or the prior art, the following will briefly introduce the drawings that need to be used in the description of the embodiments or the prior art. Obviously, the accompanying drawings in the following description are only It is an embodiment of the present invention, and those skilled in the art can also obtain other drawings according to the provided drawings without creative work.
图1为本发明实施例提供的一种基于鲁棒度量的手写体识别方法的流程图;Fig. 1 is a flow chart of a handwriting recognition method based on robust metrics provided by an embodiment of the present invention;
图2为本发明实施例提供的一种基于鲁棒度量的手写体识别系统的结构框图示意图;Fig. 2 is a schematic structural block diagram of a handwriting recognition system based on robust metrics provided by an embodiment of the present invention;
图3为本发明实施例提供的一种基于鲁棒度量的手写体识别方法的识别示意图。FIG. 3 is a schematic diagram of a handwriting recognition method based on robust metrics provided by an embodiment of the present invention.
具体实施方式Detailed ways
下面将结合本发明实施例中的附图,对本发明实施例中的技术方案进行清楚、完整地描述,显然,所描述的实施例仅仅是本发明一部分实施例,而不是全部的实施例。基于本发明中的实施例,本领域普通技术人员在没有做出创造性劳动前提下所获得的所有其他实施例,都属于本发明保护的范围。The following will clearly and completely describe the technical solutions in the embodiments of the present invention with reference to the accompanying drawings in the embodiments of the present invention. Obviously, the described embodiments are only some, not all, embodiments of the present invention. Based on the embodiments of the present invention, all other embodiments obtained by persons of ordinary skill in the art without making creative efforts belong to the protection scope of the present invention.
本发明的核心是提供一种基于鲁棒度量的手写体识别方法与系统,实现手写体字符图像特征的鲁棒提取,同时提高手写体字符图像表征能力与识别的准确度,以克服现有技术中仅使用有标签或无标签数据,而没有充分考虑现实中数据信息的特点。The core of the present invention is to provide a handwriting recognition method and system based on robust metrics, realize the robust extraction of handwritten character image features, and improve the handwriting character image representation ability and recognition accuracy at the same time, to overcome the existing technology that only uses Labeled or unlabeled data, without fully considering the characteristics of real-world data information.
本发明公开了一种基于鲁棒度量的手写体识别方法与系统,通过对手写体训练样本进行相似性学习,构造得到加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性;为了提升手写体描述的鲁棒性,构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;样本外图像的归纳通过将测试样本向投影矩阵P进行投影,进而将提取的特征输入高效的标签传播分类器进行归类,取对应类别软标签中概率的最大值的位置,用于判定测试样本的类别,得到最准确的字符识别结果。同时,通过建立比率模型,减少了模型参数,且投影矩阵P满足正交特性。The invention discloses a handwriting recognition method and system based on a robust metric. By performing similarity learning on handwriting training samples, a weighted similarity graph is constructed to maintain compact local intra-class divergence and separate local inter-class divergence. Local characteristics of all training samples; in order to improve the robustness of handwriting description, construct a robust semi-supervised handwriting character image feature learning model based on 1-norm metric, the model optimizes the output of an image feature that can be used for in-sample and out-of-sample The extracted projection matrix P; the induction of the out-of-sample image projects the test sample to the projection matrix P, and then inputs the extracted features into an efficient label propagation classifier for classification, and takes the position of the maximum probability in the soft label of the corresponding category , which is used to determine the category of the test sample and obtain the most accurate character recognition result. At the same time, by establishing a ratio model, the model parameters are reduced, and the projection matrix P satisfies the orthogonality characteristic.
为了使本技术领域的人员更好地理解本发明方案,下面结合附图和具体实施方式对本发明作进一步的详细说明。In order to enable those skilled in the art to better understand the solution of the present invention, the present invention will be further described in detail below in conjunction with the accompanying drawings and specific embodiments.
本发明在三个手写体字符图像数据库进行了测试:CAS、USPS和ORHD。CAS是中科院自动化所手写体数据库,包括3755个中文字符以及171个字母、数字或符号;USPS是美国邮政系统的手写数字数据库,包含9298个手写体数字0-9;ORHD是加州大学欧文分校(UCI)机器学习的数据库,包含5620个数字样本,每个样本中含有一个0-16范围内的整数。这些数据库从多方面收集,因而测试结果具有普遍说明性。The invention was tested on three handwritten character image databases: CAS, USPS and ORHD. CAS is the handwritten database of the Institute of Automation, Chinese Academy of Sciences, including 3755 Chinese characters and 171 letters, numbers or symbols; USPS is the handwritten number database of the US postal system, including 9298 handwritten numbers 0-9; ORHD is the University of California, Irvine (UCI) A machine learning database containing 5620 digital samples, each containing an integer in the range 0-16. These databases are collected from multiple sources so that the test results are generally descriptive.
给定一个手写体样本集合,划分为训练集和测试集,分别包含原始的训练样本和测试样本。Given a set of handwritten samples, it is divided into a training set and a test set, which contain the original training samples and test samples respectively.
参考图1,示出了本发明实施例提供的一种基于鲁棒度量的手写体识别方法的流程图,该方法基于有标签数据的判别性与所有样本局部保持的1-范数投影的思想,具体可以包括如下步骤:Referring to FIG. 1 , it shows a flowchart of a handwriting recognition method based on a robust metric provided by an embodiment of the present invention. The method is based on the discriminability of labeled data and the idea of 1-norm projection locally maintained by all samples, Specifically, the following steps may be included:
步骤S100、对手写体训练样本进行相似性学习,构造加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性。为了提升系统的鲁棒性,步骤S100还将构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;同时,通过建立比率模型,减少模型参数,且优化输出的投影矩阵P满足正交特性;Step S100 , performing similarity learning on handwritten training samples, constructing a weighted similarity graph, and maintaining local characteristics of all training samples while compacting local intra-class divergence and separating local inter-class divergence. In order to improve the robustness of the system, step S100 will also construct a robust semi-supervised handwritten character image feature learning model based on the 1-norm metric, and the model optimizes the output of a projection matrix that can be used for in-sample and out-of-sample image feature extraction P; At the same time, by establishing a ratio model, the model parameters are reduced, and the optimized output projection matrix P satisfies the orthogonality characteristic;
步骤S101、利用所述步骤S100得到的投影矩阵P对手写体测试样本进行特征提取,样本外图像的归纳主要通过将所述测试样本向投影矩阵P进行映射;Step S101, using the projection matrix P obtained in the step S100 to perform feature extraction on the handwriting test sample, and the induction of the out-of-sample image is mainly by mapping the test sample to the projection matrix P;
步骤S102、利用标签传播分类器,对降维后的测试样本特征完成测试,输出所述测试样本的类别软标签,取对应所述类别软标签中概率的最大值的位置,用于判定所述测试样本的类别,得到字符识别结果;其中,所述类别软标签中的数值代表所述测试样本属于各个类别的概率。Step S102, use the label propagation classifier to complete the test on the features of the test sample after dimensionality reduction, output the soft label of the category of the test sample, and take the position corresponding to the maximum value of the probability in the soft label of the category to determine the The category of the test sample to obtain the character recognition result; wherein, the numerical value in the category soft label represents the probability that the test sample belongs to each category.
本发明中,根据上述步骤S100对手写体训练图像进行判别与几何结构保持学习,提出基于1-范数度量的鲁棒半监督特征学习模型,优化输出一个可用于样本外测试图像特征提取的投影矩阵P,具体过程如下:In the present invention, according to the above step S100, the handwriting training image is discriminated and the geometric structure is preserved, and a robust semi-supervised feature learning model based on 1-norm measurement is proposed, and a projection matrix that can be used for feature extraction of out-of-sample test images is optimized and output P, the specific process is as follows:
对于给定的一个可能存在噪声的原始手写体向量集合简称原始训练样本集(其中,n是手写体样本的维度,N是样本的数量),训练样本集中包含有类别标签(共c个类别,c>2)的样本集和无任何标签的样本集且满足样本数量l+u=N。设为l个有标签样本的标签,且样本xi的标签为yi(i≤l)。For a given set of original handwriting vectors that may be noisy Referred to as the original training sample set (where n is the dimension of the handwritten sample, N is the number of samples), the training sample set contains a sample set of category labels (a total of c categories, c>2) and a sample set without any labels And the sample size l+u=N is satisfied. set up is the label of l labeled samples, and the label of sample x i is y i (i≤l).
根据原始训练集计算得到一个具有判别性特征与局部保持特征的投影矩阵具体地,通过解决以下优化方程输出得到可提取样本外手写体字符图像特征的投影矩阵P:Calculate a projection matrix with discriminative features and local preservation features based on the original training set Specifically, the projection matrix P that can extract the image features of out-of-sample handwritten characters is obtained by solving the following optimization equation:
其中||·||1为1-范数,定义如下:Where ||·|| 1 is the 1-norm, defined as follows:
其中Si,j表示S矩阵的第(i,j)号元素,权重系数矩阵W定义如下:Where S i, j represents the (i, j)th element of the S matrix, the weight coefficient matrix W is defined as follows:
其中,M为重构系数矩阵,γ∈[0,1]为有标签数据和无标签数据特征提取的权衡参数。矩阵定义如下:Among them, M is the reconstruction coefficient matrix, and γ∈[0,1] is the trade-off parameter for feature extraction of labeled data and unlabeled data. matrix It is defined as follows:
所述重构系数矩阵M可通过求解以下优化问题得到:The reconstruction coefficient matrix M can be obtained by solving the following optimization problem:
其中,||·||为2-范数,定义如下:Among them, ||·|| is the 2-norm, which is defined as follows:
计算时,本实施例采用迭代方法对局部最优解逐步逼近,可首先计算将维数降到1维的情况。首先通过已有方法计算如下优化问题得到重构系数矩阵M:When calculating, this embodiment adopts an iterative method to gradually approximate the local optimal solution, and the case where the dimension is reduced to 1 dimension can be calculated first. Firstly, the following optimization problem is calculated by the existing method to obtain the reconstruction coefficient matrix M:
之后计算权重系数矩阵和 Then calculate the weight coefficient matrix and
从而得到所述问题中的权重系数矩阵W:Thus the weight coefficient matrix W in the problem is obtained:
下面进行1-范数优化求解。令符号函数The 1-norm optimization solution is performed below. Let sign function
代入原优化函数得到:Substituting into the original optimization function to get:
再令增量Reincrement
之后更新p(t+1)=p(t)+βδ(t)。其中,β是一个很小的正数。如果F(p(t+1))的值增长不明显,则输出p*=p(t+1),否则一直迭代直到收敛。Then update p(t+1)=p(t)+βδ(t). Among them, β is a small positive number. If the value of F(p(t+1)) does not increase significantly, output p * =p(t+1), otherwise iterate until convergence.
上述说明的是降至1维即d=1的情况,以下进一步说明降至多维即d>1的情况:The above description is the case of reducing to 1 dimension, that is, d=1, and the following further explains the situation of reducing to multi-dimensional, that is, d>1:
首先设置p0=0,(xi)0=xi(i=1,2,...,N);之后对于i=1,2,...,N中的每一个i,计算如下公式:First set p 0 =0, (x i ) 0 =x i (i=1,2,...,N); then for each i in i=1,2,...,N, the calculation is as follows formula:
将(xi)k代入前述迭代方法计算pk。Substitute ( xi ) k into the aforementioned iterative method to calculate p k .
具体算法如下:The specific algorithm is as follows:
基于鲁棒度量的手写体特征提取算法Handwriting Feature Extraction Algorithm Based on Robust Metrics
输入:原始数据矩阵控制参数γ,β,d。Input: raw data matrix Control parameters γ, β, d.
输出:投影矩阵P*。Output: projection matrix P * .
初始化:d0=0,p0=0,(xi)0=xi,k=0,γ=0.2,β=0.01,ε=10-6 Initialization: d 0 =0, p 0 =0, ( xi ) 0 = xi , k=0, γ=0.2, β=0.01, ε=10 -6
step1:求解并计算
step2:计算:step2: Calculate:
step3:当d0<d时,k←k+1,对于i=1,2,...,N中的每一个i,计算step3: When d 0 <d, k←k+1, for each i in i=1,2,...,N, calculate
否则输出P*=POtherwise output P * =P
step4:令(mi代表第i类样本的均值),并规范化
step5:while还未收敛时dostep5: do when the while has not yet converged
计算
计算增量Calculate increment
更新
检查是否收敛:Check for convergence:
若则停止,设置P(:,d0)=p(t+1);like Then stop, set P(:,d 0 )=p(t+1);
否则t=t+1Otherwise t=t+1
end whileend while
step6:设置d0←d0+1,继续执行step3。step6: set d 0 ←d 0 +1, and continue to execute step3.
本例中迭代初始值的选择:γ=0.2;β=0.01为初始值,迭代过程中不断减小。The selection of the initial value of iteration in this example: γ = 0.2; β = 0.01 is the initial value, which decreases continuously during the iteration.
由此,我们得到了手写体字符图像特征提取矩阵P。Thus, we get the handwritten character image feature extraction matrix P.
本发明中,对于步骤S101中、利用所述投影矩阵P对手写体测试样本进行特征提取,样本外图像的归纳主要通过将所述测试样本向投影矩阵P进行映射,具体包括:In the present invention, for step S101, using the projection matrix P to perform feature extraction on the handwriting test sample, the induction of the out-of-sample image is mainly by mapping the test sample to the projection matrix P, specifically including:
利用上述得到的投影矩阵P提取手写体测试图像样本的特征,生成新测试集,具体为:基于训练集,可通过投影矩阵再将训练样本和测试样本嵌入得到投影空间,完成手写体字符图像特征提取,生成特征提取后的训练集和测试集。Use the projection matrix P obtained above to extract the features of the handwriting test image sample and generate a new test set, specifically: based on the training set, the projection matrix can be used to Then embed the training samples and test samples to obtain the projection space, complete the feature extraction of handwritten character images, and generate the training set and test set after feature extraction.
其中,训练样本xtrain及测试样本xtest的特征提取结果表达如下:其中分别为原始训练样本和测试样本的特征提取结果。Among them, the feature extraction results of the training sample x train and the test sample x test are expressed as follows: in are the feature extraction results of the original training samples and test samples, respectively.
本发明中,对于步骤S102、利用标签传播分类器,对降维后的测试样本特征完成测试,输出所述测试样本的类别软标签,取对应所述类别软标签中概率的最大值的位置,用于判定所述测试样本的类别,得到字符识别结果,具体包括:In the present invention, for step S102, use the label propagation classifier to complete the test on the characteristics of the test sample after dimensionality reduction, output the soft label of the category of the test sample, and take the position corresponding to the maximum value of the probability in the soft label of the category, Used to determine the category of the test sample to obtain character recognition results, specifically including:
通过步骤S101计算得到原始训练集和测试集字符图片特征后,容易构造特征提取后的手写体样本测试集和训练集其中对应每一个原始样本xi的特征。之后使用标签传播分类器对测试集样本进行分类,得到测试集样本的分类结果。After obtaining the original training set and test set character image features through step S101 calculation, it is easy to construct a handwritten sample test set after feature extraction and the training set in Corresponding to the features of each original sample xi . Then use the label propagation classifier to classify the test set samples, and obtain the classification results of the test set samples.
与现有技术相比,本发明公开了一种基于鲁棒度量的手写体识别方法与系统,通过对手写体训练样本进行相似性学习,构造得到加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性;为了提升手写体描述的鲁棒性,构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;样本外图像的归纳通过将测试样本向投影矩阵P进行投影,进而将提取的特征输入高效的标签传播分类器进行归类,取对应类别软标签中概率的最大值的位置,用于判定测试样本的类别,得到最准确的字符识别结果。同时,通过建立比率模型,减少了模型参数,且投影矩阵P满足正交特性。Compared with the prior art, the present invention discloses a method and system for handwriting recognition based on robust metrics. Through similarity learning of handwriting training samples, a weighted similarity graph is constructed to diverge and separate local While maintaining the local characteristics of all training samples between classes; in order to improve the robustness of handwriting description, a robust semi-supervised handwriting character image feature learning model based on 1-norm measurement is constructed, and the model optimization output can be used for The projection matrix P for in-sample and out-of-sample image feature extraction; the induction of the out-of-sample image is by projecting the test sample to the projection matrix P, and then inputting the extracted features into an efficient label propagation classifier for classification, and taking the soft label of the corresponding category The position of the maximum value of the medium probability is used to determine the category of the test sample and obtain the most accurate character recognition result. At the same time, by establishing a ratio model, the model parameters are reduced, and the projection matrix P satisfies the orthogonality property.
与上述本发明实施例公开的一种基于鲁棒度量的手写体识别方法相对应,本发明实施例还提供了一种基于鲁棒度量的手写体识别系统,参考图2,该系统200可以包括如下内容:Corresponding to the robust metric-based handwriting recognition method disclosed in the above-mentioned embodiments of the present invention, the embodiment of the present invention also provides a robust metric-based handwriting recognition system. Referring to FIG. 2 , the system 200 may include the following content :
训练模块201,用于对手写体训练样本进行相似性学习,构造得到加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性。此外,还将构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;同时,通过建立比率模型,减少模型参数,且优化输出的投影矩阵P满足正交特性;The training module 201 is used to perform similarity learning on handwriting training samples, construct a weighted similarity graph, and maintain local characteristics of all training samples while compacting local intra-class divergence and separating local inter-class divergence. In addition, a robust semi-supervised handwritten character image feature learning model based on the 1-norm metric will be constructed, which optimizes the output of a projection matrix P that can be used for in-sample and out-of-sample image feature extraction; at the same time, by establishing a ratio model , reduce the model parameters, and the optimized output projection matrix P satisfies the orthogonality property;
测试预处理模块202,用于利用所述投影矩阵P对手写体测试样本进行特征提取,样本外图像的归纳主要通过将所述测试样本向投影矩阵P进行映射;The test preprocessing module 202 is used to perform feature extraction on the handwriting test sample by using the projection matrix P, and the induction of the out-of-sample image is mainly by mapping the test sample to the projection matrix P;
测试模块203,用于利用标签传播分类器,对降维后的测试样本特征完成测试,输出所述测试样本的类别软标签,取对应所述类别软标签中概率的最大值的位置,用于判定所述测试样本的类别,得到字符识别结果;The testing module 203 is used to use the label propagation classifier to complete the test on the test sample features after dimensionality reduction, output the soft label of the category of the test sample, and take the position corresponding to the maximum value of the probability in the soft label of the category, for Determine the category of the test sample to obtain a character recognition result;
其中,所述类别软标签中的数值代表所述测试样本属于各个类别的概率。Wherein, the numerical value in the category soft label represents the probability that the test sample belongs to each category.
请参阅表1,为本发明方法和半监督的最大间距准则算法(SSMMC)、半监督的线性判别分析算法(SSLDA)、基于1-范数的判别性局部保持投影算法(DLPP-L1)方法识别结果对比表,给出了各方法实验的平均识别率和最高识别率。本例中,参与比较的SSMMC、SSLDA和DLPP-L1方法使用各自计算得到的投影矩阵P用于测试样本的特征提取,且分类均采用标签传播分类器。Please refer to Table 1, for the method of the present invention and semi-supervised maximum distance criterion algorithm (SSMMC), semi-supervised linear discriminant analysis algorithm (SSLDA), discriminative local preserving projection algorithm (DLPP-L1) method based on 1-norm The comparison table of recognition results shows the average recognition rate and the highest recognition rate of each method experiment. In this example, the SSMMC, SSLDA, and DLPP-L1 methods involved in the comparison use the projection matrix P calculated by each for the feature extraction of the test samples, and the classification uses the label propagation classifier.
表1.本发明和SSMMC、SSLDA、DLPP-L1方法识别结果对比Table 1. Comparison of recognition results between the present invention and SSMMC, SSLDA, DLPP-L1 methods
通过三个真实数据集,即(a)CAS Offline Chinese HandwritingDigits,(b)USPS和(c)Optical Recognition of Handwritten Digits上的实例实验结果显示,本发明方法可有效用于手写体的自动特征提取。Through three real data sets, namely (a) CAS Offline Chinese Handwriting Digits, (b) USPS and (c) Optical Recognition of Handwritten Digits, the example experiment results show that the method of the present invention can be effectively used for automatic feature extraction of handwritten characters.
请参阅附图3,示出了本发明实施例提供的一种基于鲁棒度量的手写体识别方法的识别示意图。Please refer to FIG. 3 , which shows a schematic diagram of a handwriting recognition method based on robust metrics provided by an embodiment of the present invention.
通过实验结果我们可以看出本发明的手写体字符图像特征提取及识别效果明显优于相关的SSMMC、SSLDA以及DLPP-L1方法,且表现出了较强的稳定性,具有一定的优势。From the experimental results, we can see that the handwritten character image feature extraction and recognition effect of the present invention is significantly better than the related SSMMC, SSLDA and DLPP-L1 methods, and it shows strong stability and has certain advantages.
综上所述:本发明公开了一种基于鲁棒度量的手写体识别方法与系统,通过对手写体训练样本进行相似性学习,构造得到加权相似图,在紧凑局部类内散度和分离局部类间散度的同时保持所有训练样本的局部特性;为了提升手写体描述的鲁棒性,构建基于1-范数度量的鲁棒半监督手写体字符图像特征学习模型,所述模型优化输出一个可用于样本内和样本外图像特征提取的投影矩阵P;样本外图像的归纳通过将测试样本向投影矩阵P进行投影,进而将提取的特征输入高效的标签传播分类器进行归类,取对应类别软标签中概率的最大值的位置,用于判定测试样本的类别,得到最准确的字符识别结果。同时,通过建立比率模型,减少了模型参数,且投影矩阵P满足正交特性。To sum up: the present invention discloses a method and system for handwriting recognition based on robust metrics. Through the similarity learning of handwriting training samples, a weighted similarity graph is constructed, and the divergence between compact local classes and the separation between local classes Divergence while maintaining the local characteristics of all training samples; in order to improve the robustness of handwriting description, a robust semi-supervised handwriting character image feature learning model based on 1-norm metric is constructed, and the model optimizes an output that can be used in samples and the projection matrix P of the out-of-sample image feature extraction; the induction of the out-of-sample image is by projecting the test sample to the projection matrix P, and then inputting the extracted features into an efficient label propagation classifier for classification, and taking the probability of the soft label of the corresponding category The position of the maximum value of is used to determine the category of the test sample and obtain the most accurate character recognition result. At the same time, by establishing a ratio model, the model parameters are reduced, and the projection matrix P satisfies the orthogonality characteristic.
需要说明的是,本说明书中的各个实施例均采用递进的方式描述,每个实施例重点说明的都是与其它实施例的不同之处,各个实施例之间相同相似的部分互相参见即可。对于系统类实施例而言,由于其与方法实施例基本相似,所以描述得比较简单,相关之处参见方法实施例的部分说明即可。It should be noted that each embodiment in this specification is described in a progressive manner, and each embodiment focuses on the differences from other embodiments. For the same and similar parts in each embodiment, refer to each other, that is, Can. As for the system embodiment, because it is basically similar to the method embodiment, the description is relatively simple, and for the related parts, please refer to the part of the description of the method embodiment.
以上对本发明所提供的一种基于鲁棒度量的手写体识别方法与系统进行了详细介绍。本文中应用了具体个例对本发明的原理及实施方式进行了阐述,以上实施例的说明只是用于帮助理解本发明的方法及其核心思想。应当指出,对于本技术领域的普通技术人员来说,在不脱离本发明原理的前提下,还可以对本发明进行若干改进和修饰,这些改进和修饰也落入本发明权利要求的保护范围内。The robust metric-based handwriting recognition method and system provided by the present invention are described above in detail. In this paper, specific examples are used to illustrate the principle and implementation of the present invention, and the descriptions of the above embodiments are only used to help understand the method and core idea of the present invention. It should be pointed out that for those skilled in the art, without departing from the principle of the present invention, some improvements and modifications can be made to the present invention, and these improvements and modifications also fall within the protection scope of the claims of the present invention.
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