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Laverierre et al., 2016 - Google Patents

The US department of labor's final “fiduciary” rule incorporates concessions to financial service industry but still poses key challenges

Laverierre et al., 2016

Document ID
5188852274268048421
Author
Laverierre K
Behrens M
Publication year
Publication venue
Journal of Investment Compliance

External Links

Snippet

Purpose To describe the main provisions of the US Department of Labor's final “fiduciary” rule and its related prohibited transaction exemptions and the key challenges the rule poses for financial advisers. Design/methodology/approach This article describes the impact of the …
Continue reading at www.emerald.com (other versions)

Classifications

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