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Specification of Christian's Congestion Control Code (C4)
draft-huitema-ccwg-c4-spec-02

Document Type Active Internet-Draft (individual)
Authors Christian Huitema , Suhas Nandakumar , Cullen Fluffy Jennings
Last updated 2026-02-26
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draft-huitema-ccwg-c4-spec-02
Network Working Group                                         C. Huitema
Internet-Draft                                      Private Octopus Inc.
Intended status: Experimental                              S. Nandakumar
Expires: 30 August 2026                                      C. Jennings
                                                                   Cisco
                                                        26 February 2026

       Specification of Christian's Congestion Control Code (C4)
                     draft-huitema-ccwg-c4-spec-02

Abstract

   Christian's Congestion Control Code is a new congestion control
   algorithm designed to support Real-Time applications such as Media
   over QUIC.  It is designed to drive towards low delays, with good
   support for the "application limited" behavior frequently found when
   using variable rate encoding, and with fast reaction to congestion to
   avoid the "priority inversion" happening when congestion control
   overestimates the available capacity.  The design emphasizes
   simplicity and avoids making too many assumptions about the "model"
   of the network.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 30 August 2026.

Copyright Notice

   Copyright (c) 2026 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.

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   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.  Code Components
   extracted from this document must include Revised BSD License text as
   described in Section 4.e of the Trust Legal Provisions and are
   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Key Words . . . . . . . . . . . . . . . . . . . . . . . . . .   3
   3.  C4 variables  . . . . . . . . . . . . . . . . . . . . . . . .   3
     3.1.  Nominal rate  . . . . . . . . . . . . . . . . . . . . . .   4
     3.2.  Nominal max RTT . . . . . . . . . . . . . . . . . . . . .   4
     3.3.  Global variables  . . . . . . . . . . . . . . . . . . . .   5
     3.4.  Per era variables . . . . . . . . . . . . . . . . . . . .   6
   4.  States and Transition . . . . . . . . . . . . . . . . . . . .   6
     4.1.  Setting pacing rate, congestion window and quantum  . . .   7
     4.2.  Initial state . . . . . . . . . . . . . . . . . . . . . .   9
       4.2.1.  Reentering the initial state  . . . . . . . . . . . .   9
     4.3.  Recovery state  . . . . . . . . . . . . . . . . . . . . .  10
       4.3.1.  Restarting Initial if High Jitter . . . . . . . . . .  11
     4.4.  Cruising state {#c4-cruising }  . . . . . . . . . . . . .  11
     4.5.  Pushing state . . . . . . . . . . . . . . . . . . . . . .  11
   5.  Handling of congestion signals  . . . . . . . . . . . . . . .  12
     5.1.  Variable Sensitivity  . . . . . . . . . . . . . . . . . .  12
     5.2.  Detecting Excessive Delays  . . . . . . . . . . . . . . .  13
     5.3.  Detecting Excessive Losses  . . . . . . . . . . . . . . .  13
       5.3.1.  Do not react to Probe Time Out  . . . . . . . . . . .  13
     5.4.  Detecting Excessive CE Marks  . . . . . . . . . . . . . .  14
     5.5.  Applying congestion signals . . . . . . . . . . . . . . .  14
       5.5.1.  Rate Reduction on Congestion  . . . . . . . . . . . .  14
   6.  Implementation considerations . . . . . . . . . . . . . . . .  15
     6.1.  Rate measurement should be conservative . . . . . . . . .  15
     6.2.  Pacing and CPU load . . . . . . . . . . . . . . . . . . .  16
     6.3.  Nominal max RTT on low latency links  . . . . . . . . . .  16
   7.  Security Considerations . . . . . . . . . . . . . . . . . . .  16
   8.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  16
   9.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  16
     9.1.  Normative References  . . . . . . . . . . . . . . . . . .  17
     9.2.  Informative References  . . . . . . . . . . . . . . . . .  17
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .  17
   Changes since previous versions . . . . . . . . . . . . . . . . .  17
     Changes since draft-huitema-ccwg-c4-spec-00 . . . . . . . . . .  17
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  18

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1.  Introduction

   Christian's Congestion Control Code (C4) is a congestion control
   algorithm designed to support Real-Time multimedia applications,
   specifically multimedia applications using QUIC [RFC9000] and the
   Media over QUIC transport [I-D.ietf-moq-transport].

   The two main variables describing the state of a flow are the
   "nominal rate" (see Section 3.1) and the "nominal max RTT" (see
   Section 3.2).  C4 organizes the management of the flow through a
   series of states: Initial, during which the first assessment of
   nominal-rate and nominal max RTT are obtained, Recovery in which a
   flow is stabilized after the Initial or Pushing phase, Cruising
   during which a flow uses the nominal rate, and Pushing during which
   the flow tries to discover if more resource is available -- see
   Section 4.

   C4 divides the duration of the connection in a set of "eras", each
   corresponding to a packet round trip.  Transitions between protocol
   states typically happen at the end of an era, except if the
   transition is forced by a congestion event.

   C4 assumes that the transport stack is capable of signaling events
   such as acknowledgements, RTT measurements, ECN signals or the
   detection of packet losses.  It also assumes that the congestion
   algorithm controls the transport stack by setting the congestion
   window (CWND) and the pacing rate (see Section 5).

   C4 introduces the concept of "sensitivity" (see Section 5.1) to
   ensure that flows using a large amount of bandwidth are more
   "sensitive" to congestion signals than flows using fewer bandwidth,
   and thus that multiple flows sharing a common bottleneck are driven
   to share the resource evenly.

2.  Key Words

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in BCP
   14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

3.  C4 variables

   In addition to the nomnal rate and the nominal max RTT, C4 maintains
   a set a variables per flow (see Section 3.3) and per era (see
   Section 3.4).

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3.1.  Nominal rate

   The nominal rate is an estimate of the bandwidth available to the
   flow.  On initialization, the nominal rate is set to zero, and
   default values are used when setting the pacing rate and CWND for the
   flow.

   C4 evaluates the nominal rate after acknowledgements are received
   using the number of bytes acknowledged since the packet was sent
   (bytes_acknowledged) and the time delay it took to process these
   packets.

   That delay is normally set to the difference between the time at
   which the acknowledged packet was sent (time_sent), and the current
   time (current_time).  However, that difference may sometimes be
   severely underestimated because of delay jitter and ACK compression.
   We also compute a "send delay" as the difference between the send
   time of the acknowledged packet and the send time of the oldest
   "delivered" packet.

   delay_estimate = max (current_time - time_sent, send_delay)
   rate_estimate = bytes_acknowledged /delay_estimate

   If we are not in a congestion situation, we update the nominal rate:

   if not congested and nominal_rate > rate_estimate:
       nominal_rate = rate_estimate

   The data rate measurements can only cause increases in the nominal
   rate.  The nominal rate is reduced following congestion events, as
   specified in Section 5.

   The "congested" condition is defined as being in the recovery state
   and having either entered that state due to a congestion event, or
   having received a congestion event after entering recovery.

   Updating the nominal rate in these conditions would cause a
   congestion bounce: the nominal rate is reduced because of a
   congestion event, C4 enters recovery, but then packets sent at the
   previous rate are received during recovery, generating a new estimate
   and resetting the nominal rate to a value close to the one that
   caused congestion.

3.2.  Nominal max RTT

   The nominal max RTT is an estimate of the maximum RTT that can occur
   on the path in the absence of queues.  The RTT samples observed for
   the flow are the sum of four components:

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   *  the latency of the path

   *  the jitter introduced by processes like link layer contention or
      link layer retransmission

   *  queuing delays caused by competing applications

   *  queuing delays introduced by C4 itself.

   C4's goal is to obtain a estimate of the combination of path latency
   and maximum jitter.  This is done by only taking measurements when C4
   is sending data at a rate not higher than the nominal transmission
   rate, as happens for example in the recovery and cruising states.
   These measurements will happen during the following era.  C4 captures
   them by recording the max RTT for packets sent in that era.  C4 will
   also progressively reduce the value of the nominal max RTT over time,
   to account for changes in network conditions.

   # on end of era

   if alpha_previous <= 1.0:
       if era_min_rtt < running_min_rtt:
           running_min_rtt = era_min_rtt
       else:
           running_min_rtt =
              (7*running_min_rtt + era_min_rtt)/8

       if era_max_rtt > running_min_rtt + MAX_JITTER:
           # cap RTT increases to MAX_JITTER, i.e., 250ms
           era_max_rtt = running_min_rtt + MAX_JITTER
       if era_max_rtt > nominal_max_rtt:
           nominal_max_rtt = era_max_rtt
       else:
           nominal_max_rtt =
             (7*nominal_max_rtt + era_max_rtt)/8

   The decrease over time is tuned so that jitter events will be
   remembered for several of the cruising-pushing-recovery cycles, which
   is enough time for the next jitter event to happen, at least on Wi-Fi
   networks.

3.3.  Global variables

   In addition to the nominal rate and nominal MAX RTT, C4 maintains a
   set of variables tracking the evolution of the flow:

   *  running min RTT, an approximation of the min RTT for the flow,

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   *  number of eras without increase (see Section 4.2),

   *  current state of the algorithm, which can be Initial, Recovery,
      Cruising or Pushing.

   *  probe level.

   The probe level determines how aggressive the pushing phase is, and
   also how long to wait between recovery and pushing.

3.4.  Per era variables

   C4 keeps variables per era:

   era_sequence; /* sequence number of first packet sent in this era */
   alpha_current; /* coefficient alpha used in the current state */
   alpha_previous; /* coefficient alpha used in the previous era */
   era_max_rtt; /* max RTT observed during this era */
   era_min_rtt; /* min RTT observed during this era */

   These variables are initialized at the beginning of the era.

4.  States and Transition

   The state machine for C4 has the following states:

   *  "Initial": the initial state, during which the CWND is set to
      twice the "nominal_CWND".  The connection exits startup if the
      "nominal_cwnd" does not increase for 3 consecutive round trips.
      When the connection exits startup, it enters "recovery".

   *  "Recovery": the connection enters that state after "Initial",
      "pushing", or a congestion detection in a "cruising" state.  It
      remains in that state for at least one roundtrip, until the first
      packet sent in "recovery" is acknowledged.  Once that happens, the
      connection goes back to "startup" if the last 3 pushing attemps
      have resulted in increases of "nominal rate", or if it detects
      high jitter and the previous initial was not run in these
      conditions (see ).  It enters "cruising" otherwise.

   *  "Cruising": the connection is sending using the "nominal_rate" and
      "nominal_max_rtt" value.  If congestion is detected, the
      connection exits cruising and enters "recovery" after lowering the
      value of "nominal_cwnd".  Otherwise, the connection will remain in
      "cruising" state until at least 4 RTT and the connection is not
      "app limited".  At that point, it enters "pushing".

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   *  "Pushing": the connection is using a rate and CWND 25% larger than
      "nominal_rate" and "nominal_CWND".  It remains in that state for
      one round trip, i.e., until the first packet send while "pushing"
      is acknowledged.  At that point, it enters the "recovery" state.

   These transitions are summarized in the following state diagram.

                       Start
                         |
                         v
                         +<-----------------------+
                         |                        |
                         v                        |
                    +----------+                  |
                    | Initial  |                  |
                    +----|-----+                  |
                         |                        |
                         v                        |
                    +------------+                |
     +--+---------->|  Recovery  |                |
     ^  ^           +----|---|---+                |
     |  |                |   |  First High Jitter |
     |  |                |   |  or Rapid Increase |
     |  |                |   +------------------->+
     |  |                |
     |  |                v
     |  |           +----------+
     |  |           | Cruising |
     |  |           +-|--|-----+
     |  | Congestion  |  |
     |  +-------------+  |
     |                   |
     |                   v
     |              +----------+
     |              | Pushing  |
     |              +----|-----+
     |                   |
     +<------------------+

4.1.  Setting pacing rate, congestion window and quantum

   If the nominal rate or the nominal max RTT are not yet assessed, C4
   sets pacing rate, congestion window and pacing quantum to initial
   values:

   *  pacing rate: set to the data rate of the outgoing interface,

   *  congestion window: set to the equivalent of 10 packets,

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   *  congestion quantum: set to zero.

   If the nominal rate or the nominal max RTT are both assessed, C4 sets
   pacing rate, and congestion window to values that depends on these
   variables and on a coefficient alpha_current:

   if (c4_state == initial):
       margin = 0
   else:
       margin = min(nominal_max_rtt/4, 15_milliseconds)

   pacing_rate = alpha_current * nominal_rate
   cwnd = max ((pacing_rate+margin) * nominal_max_rtt, 2*MTU)

   The "margin" coefficient accounts for errors on the estimate of the
   nominal max rtt, which could cause C4 to be stuck operating at a too
   low data rate.  It is only applied outside of the initial phase.

   The coefficient alpha for the different states is:

          +==========+==============+===========================+
          | state    | alpha        | comments                  |
          +==========+==============+===========================+
          | Initial  | 2            |                           |
          +----------+--------------+---------------------------+
          | Recovery | 15/16        |                           |
          +----------+--------------+---------------------------+
          | Cruising | 1            |                           |
          +----------+--------------+---------------------------+
          | Pushing  | 5/4 or 17/16 | see Section 4.5 for rules |
          |          |              | on choosing 5/4 or 17/16  |
          +----------+--------------+---------------------------+

                                  Table 1

   Setting the pacing quantum is a tradeoff between two requirements.
   Using a large quantum enables applications to send large batches of
   packets in a single transaction, which improves performance.  But
   sending large batches of packets creates "instant queues" and causes
   some Active Queue Management mechanisms to mark packets as ECN/CE, or
   drop them.  As a compromise, we set the quantum to 4 milliseconds
   worth of transmission, while capping it to 64KB.

   quantum = max ( min (pacing_rate*4_milliseconds, 64KB), 2*MTU)

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4.2.  Initial state

   When the flow is first initialized, it enters the Initial state,
   during which it does a first assessment of the "nominal rate" and
   "nominal max RTT".  The coefficient alpha_current is set to 2.  The
   "nominal rate" and "nominal max RTT" are initialized to zero, which
   will cause pacing rate to be set to a default initial value.  The
   nominal max RTT will be set to the first assessed RTT value, but is
   not otherwise changed before the end of the initial phase.  The CWND
   will be set to the default initial value, corresponding to 10
   packets.

   During the initial state, the nominal rate is updated after receiving
   acknowledgements, see Section 3.1.  The value of CWND is increased
   after each acknowledgement by the number of bytes newly acknowledged
   by this acknowledgement.

   C4 will exit the Initial state and enter Recovery if the nominal rate
   does not increase for 3 consecutive eras, omitting the eras for which
   the transmission was "application limited".

   C4 exit the Initial when receiving a congestion signal if the
   following conditions are true:

   1- If the signal is due to "delay" or "ECN", C4 will only exit the
   initial state if the nominal_rate did not increase in the last 2
   eras.

   2- If the signal is due to "loss", C4 will only exit the initial
   state if more than 20 packets have been received.

   The restriction on delay signals and ECN is meant to prevent spurious
   exit due to delay jitter or competing connections.  The restriction
   on loss signals is meant to ensure that enough packets have been
   received to properly assess the loss rate.

   On exiting the Initial state, C4 computes an estimate of the nominal
   max RTT as the quotient of the half the last CWND divided by the last
   nominal rate, and updates the "nominal max RTT" accordingly.  The
   probe level is set to 1.

4.2.1.  Reentering the initial state

   When reentering the initial state, C4 already has an estimate of the
   current nominal rate and nominal max RTT.  CWND is set to the product
   of nominal rate and nominal max RTT.  The initial state then operates
   as specified in Section 4.2.

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4.3.  Recovery state

   The recovery state is entered from the Initial or Pushing state, or
   from the Cruising state in case of congestion.  The coefficient
   alpha_current is set to 15/16.  Because the multiplier is lower than
   1, the new value of CWND may well be lower than the current number of
   bytes in transit.  C4 will wait until acknowledgements are received
   and the number of bytes in transit is lower than CWND to send new
   packets.

   The Recovery ends when the first packet sent during that state is
   acknowledged.  That means that acknowledgement and congestion signals
   received during recovery are the consequence of packets sent before.
   C4 assumes that whatever corrective action is required by these
   events will be taken prior to entering recovery, and that events
   arriving during recovery are duplicate of the prior events and can be
   ignored.

   Rate increases are detected when acknowledgements received during
   recovery reflect a successful "push" during the Pushing phase.  The
   prior "Pushing" is considered successful if it did not trigger any
   congestion event, and if the data rate increases sufficiently between
   the end of previous Recovery and the end of this one, with
   sufficiently being defined as:

   *  Any increase if the prior pushing rate (alpha_prior) was 17/16 or
      less,

   *  An increase of at least 1/4th of the expected increase otherwise,
      for example an increase of 1/16th if alpha_previous was 5/4.

   The probe level is updated as follow:

   *  If the prior pushing was successful, and did not trigger an
      excessive rate of ECN/CE marks, the probe level is increased by 1.

   *  If the prior pushing was successful but did trigger an excessive
      rate of ECN/CE marks, the probe level remains unchanged.

   *  If the prior pushing was not successful but did not trigger an
      excessive rate of ECN/CE marks, the probe level left unchanged if
      it was 0, set to 1 otherwise.

   *  If the prior pushing was not successful and did trigger an
      excessive rate of ECN/CE marks, the probe level is set to 0.

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   C4 re-enters "Initial" at the end of the recovery period if the probe
   level as reached a value 4 or larger, or if high jitter requires
   restarting the Initial phase (see Section 4.3.1.  Otherwise, C4
   enters cruising.

   Reception of a congestion signal during the Initial phase does not
   cause a change in the nominal_rate or nominal_max_RTT.

4.3.1.  Restarting Initial if High Jitter

   The "nominal max RTT" is not updated during the Initial phase,
   because doing so would prevent exiting Initial on high delay
   detection.  This can lead to underestimation of the "nominal rate" if
   the flow is operating on a path with high jitter.

   C4 will reenter the "initial" phase on the first time high jitter is
   detected for the flow.  The high jitter is detected after updating
   the "nominal max RTT" at the end of the recovery era, if:

   running_min_rtt < nominal_max_rtt*2/5

   This will be done at most once per flow.

4.4.  Cruising state {#c4-cruising }

   The Cruising state is entered from the Recovery state.  The
   coefficient alpha_current is set to 1.

   C4 will transition from Cruising state to Pushing state after a
   number of eras that depend on the probe level:

   *  1 era if the probe level is 0,

   *  4 eras if the probe level is 1,

   *  1 era if the probe level is 2 or 3.

   C4 will transition to Recovery before that if a congestion signal is
   received before transition to Pushing.

4.5.  Pushing state

   The Pushing state is entered from the Cruising state.

   The coefficient alpha_current depend on the probe level:

   *  If the probe level is 0, alpha_current is set to 33/32.

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   *  If the probe level is 1, alpha_current is set to 17/16.

   *  If the probe level is 2 or higher, alpha_current is set to 5/4.

   C4 exits the pushing state after one era, or if a congestion signal
   is received before that.  In an exception to standard congestion
   processing, the reduction in nominal_rate and nominal_max_RTT are not
   applied if the congestion signal is tied to a packet sent during the
   Pushing state.

5.  Handling of congestion signals

   C4 responds to congestion events by reducing the nominal rate, and in
   some condition also reducing the nominal max RTT.  C4 monitors 3
   types of congestion events:

   1.  Excessive increase of measured RTT,

   2.  Excessive rate of packet losses (but not mere Probe Time Out, see
       Section 5.3.1),

   3.  Excessive rate of ECN/CE marks

   C4 monitors successive RTT measurements and compare them to a
   reference value, defined as the sum of the "nominal max rtt" and a
   "delay threshold".  C4 monitors the arrival of packet losses computes
   a "smoothed error rate", and compares it to a "loss threshold".  When
   the path supports ECN, C4 monitors the arrival of ECN marks and
   computes a "smoothed CE rate", and compares it to a "CE threshold".
   These coefficients depend on the sensitivity coefficient defined in
   Section 5.1.

5.1.  Variable Sensitivity

   The three congestion detection thresholds are function of the
   "sensitivity" coefficient, which increases with the nominal rate of
   the flow.  Flows operating at a low data rate have a low sensitivity
   coefficient and reacts slower to congestion signals than flows
   operating at a higher rate.  If multiple flows share the same
   bottleneck, the flows with higher data rate will detect congestion
   signals and back off faster than flow operating at lower rate.  This
   will drive these flows towards sharing the available resource evenly.

   The sensitivity coefficient varies from 0 to 1, according to a simple
   curve:

   *  set sensitivity to 0 if data rate is lower than 50000 B/s

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   *  linear interpolation between 0 and 0.92 for values between 50,000
      and 1,000,000 B/s.

   *  linear interpolation between 0.92 and 1 for values between
      1,000,000 and 10,000,000 B/s.

   *  set sensitivity to 1 if data rate is higher than 10,000,000 B/s

   The sensitivity index is then used to set the value of delay and loss
   and CE thresholds.

5.2.  Detecting Excessive Delays

   The delay threshold is function of the nominal max RTT and the
   sensitivity coefficient:

       delay_fraction = 1/16 + (1 - sensitivity)*3/16
       delay_threshold = min(25ms, delay_fraction*nominal_max_rtt)

   A delay congestion signal is detected if:

       rtt_sample > nominal_max_rtt + delay_threshold

5.3.  Detecting Excessive Losses

   C4 maintains an average loss rate, updated for every packet as:

       if packet_is_lost:
           loss = 1
       else:
           loss = 0
       smoothed_loss_rate = (loss + 15*smoothed_loss_rate)/16

   The loss threshold is computed as:

       loss_threshold = 0.02 + 0.50 * (1-sensitivity);

   A loss is detected if the smoothed loss rate is larger than the
   threshold.  In that case, the coefficient beta is set to 1/4.

5.3.1.  Do not react to Probe Time Out

   QUIC normally detect losses by observing gaps in the sequences of
   acknowledged packet.  That's a robust signal.  QUIC will also inject
   "Probe time out" packets if the PTO timeout elapses before the last
   sent packet has not been acknowledged.  This is not a robust
   congestion signal, because delay jitter may also cause PTO timeouts.
   When testing in "high jitter" conditions, we realized that we should

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   not change the state of C4 for losses detected solely based on timer,
   and only react to those losses that are detected by gaps in
   acknowledgements.

5.4.  Detecting Excessive CE Marks

   The way we handle ECN signals is designed to be compatible with L4S
   [RFC9331].  When the path supports ECN marking, C4 monitors the
   arrival of ECN/CE and ECN/ECT(1) marks by computing the ratio
   ecn_alpha.  Congestion is detected when that ratio exceeds
   ecn_threshold, which varies depending on the sensitivity coefficient:

   ecn_threshold = (2-sensitivity)*3/32

   The ratio ecn_alpha is updated each time an acknowledgement is
   received, as follow:

   delta_ce = increase in the reported CE marks
   delta_ect1 = increase in the reported ECT(1) marks
   frac = delta_ce / (delta_ce + delta_ect1)

   if frac >= 0.5:
       ecn_alpha = frac
   else:
       ecn_alpha += (frac - ecn_alpha)/16

   if ecn_alpha > ecn_threshold:
       report congestion

   Congestion detection causes C4 to enter recovery.  The ration
   ecn_alpha is set to zero on exit of recovery.

5.5.  Applying congestion signals

   On congestion signal, if C4 was not in recovery state, it will enter
   recovery.

   As stated in Section 4.2 and Section 4.5, detecting a congestion in
   the Initial or Pushing state does not cause a change in the
   nominal_rate or nominal_max_RTT, because the pacing rate in these
   states is larger than the nominal_rate.  Rate reduction only happens
   if recovery was entered from the Cruising state.

5.5.1.  Rate Reduction on Congestion

   On entering recovery from the cruising state, C4 reduces the
   nominal_rate by the factor "beta" corresponding to the congestion
   signal:

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       nominal_rate = (1-beta)*nominal_rate

   The coefficient beta differs depending on the nature of the
   congestion signal.  For packet losses, it is set to 1/4, similar to
   the value used in Cubic.

   For delay based losses, it is proportional to the difference between
   the measured RTT and the target RTT divided by the acceptable margin,
   capped to 1/4:

       beta = min(1/4,
                 (rtt_sample - (nominal_max_rtt + delay_threshold)/
                  delay_threshold))

   If the signal is an ECN/CE rate, the coefficient is proportional to
   the difference between ecn_alpha and ecn_threshold, capped to 1/4:

       beta = min(1/4, (ecn_alpha - ecn_threshold)/ ecn_threshold)

6.  Implementation considerations

   Implementing C4 ought to be straightforward, but developers need to
   pay attention to measurement of data rates and to pacing issues when
   the CPU load is high.

6.1.  Rate measurement should be conservative

   The standard algorithm for rate measurement is to consider the amount
   of data acknowledged in an interval of time, and divide that amount
   by the duration of the interval.  This algorithm can result in over-
   estimates of the rate in presence of data jitter.  These excessive
   estimates could cause C4 to set a nominal rate higher than the
   network path bandwidth, resulting in queue build-up and excessive
   delays.

   There are two known ways to reduce the effect of jitter: filter out
   measurements in which the data rate measured through acknowledgements
   is larger than the send rate; and, make sure that the measurement
   interval are long enough so jitter only has a small influence.
   Cautious implementations should use both strategies.

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6.2.  Pacing and CPU load

   C4 relies on pacing during to avoid sending data too fast during the
   recovery, cruising and pushing states.  Pacing is often implemented
   using a "leaky bucket" algorithm, which refills the bucket at the
   pacing rate, allows transmission as long as there are enough tokens
   in the bucket, and forces transmission to wait when all tokens are
   consumed.  The wait time is computed based on the pacing rate and the
   number of desired tokens, and is implemented using operating system
   commands such as select(), poll(), epoll() or sleep().  In high CPU
   load conditions, we observe that these commands often return after
   more than the specified wait time, resulting in a lower sending rate
   than the desired pacing rate.

   This phenomenom is particularly visible in low-latency paths.  The
   generic solution would probably be to estimate how much slower the
   actual pacing is compared to the desired rate, and increase the
   programmed pacing rate by a value proportional to these measurements.
   This generic solution is not yet specified.  In between,
   implementations had success with a simple fix: increase the pacing
   rate 3/64th in "cruising" state when the RTT is less than 1ms.  This
   definitely improved performance in low-latency environment, in
   particular loopback interfaces.

6.3.  Nominal max RTT on low latency links

   When doing tests on low latency links, we observed on some systems a
   lot of measurement jitter.  The measured RTT is the sum of the actual
   RTT and some system wakeup delay, which can vary between a few
   microseconds and maybe 1 millisecond.  The default algorithm will
   adapt the nominal RTT after each roundtrip, which can lead to
   excessively low values, causing a slowdown of the transmission.  A
   solution is to set a "floor" value to the nominal max RTT, updating
   it to the maximum of the measured value and the floor.  Setting the
   floor value to 1ms did improve performance.

7.  Security Considerations

   We do not believe that C4 introduce new security issues.  Or maybe
   there are, such as what happen if applications can be fooled in going
   to fast and overwhelming the network, or going too slow and
   underwhelming the application.  Discuss!

8.  IANA Considerations

   This document has no IANA actions.

9.  References

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9.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

9.2.  Informative References

   [RFC9000]  Iyengar, J., Ed. and M. Thomson, Ed., "QUIC: A UDP-Based
              Multiplexed and Secure Transport", RFC 9000,
              DOI 10.17487/RFC9000, May 2021,
              <https://www.rfc-editor.org/info/rfc9000>.

   [I-D.ietf-moq-transport]
              Nandakumar, S., Vasiliev, V., Swett, I., and A. Frindell,
              "Media over QUIC Transport", Work in Progress, Internet-
              Draft, draft-ietf-moq-transport-16, 13 January 2026,
              <https://datatracker.ietf.org/doc/html/draft-ietf-moq-
              transport-16>.

   [RFC9331]  De Schepper, K. and B. Briscoe, Ed., "The Explicit
              Congestion Notification (ECN) Protocol for Low Latency,
              Low Loss, and Scalable Throughput (L4S)", RFC 9331,
              DOI 10.17487/RFC9331, January 2023,
              <https://www.rfc-editor.org/info/rfc9331>.

Acknowledgments

   TODO acknowledge.

Changes since previous versions

   This section should be deleted before publication as an RFC

Changes since draft-huitema-ccwg-c4-spec-00

   Rewrote the description of the Initial state in Section 4.2 to remove
   dependency on nominal max RTT.

   Added the specification of reaction to ECN in Section 5.4 and in
   Section 5.5.1.  Update section Section 4.5 to modulate pushing rate
   based on observed rate of ECN/CE marks.

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   Added the RTT margin consideration in Section 4.1, and changed the
   computation of the "quantum" from:

   quantum = max ( min (cwnd / 4, 64KB), 2*MTU)

   to:

   quantum = max ( min (pacing_rate*4_milliseconds, 64KB), 2*MTU)

   The old formula caused long bursts of packets that would trigger
   packet drops or ECN/CE marking by active queue management algorithms.

Authors' Addresses

   Christian Huitema
   Private Octopus Inc.
   Email: huitema@huitema.net

   Suhas Nandakumar
   Cisco
   Email: snandaku@cisco.com

   Cullen Jennings
   Cisco
   Email: fluffy@iii.ca

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