17 CFR Part 3 - REGISTRATION
- Subpart A—Registration (§§ 3.1 - 3.33)
- Subpart B—Temporary Licenses (§§ 3.40 - 3.47)
- Subpart C—Denial, Suspension or Revocation of Registration (§§ 3.50 - 3.64)
- Subpart D—Notice Under Section 4k(5) of the Act (§ 3.70)
- Subpart E—Delegation and Reservation of Authority (§ 3.75)
- SUBPART (§§ - )
- Appendix A to Part 3—Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act
- Appendix B to Part 3—Statement of Acceptable Practices With Respect to Ethics Training
- Appendix C to Part 3—Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content
Authority:
Source:
45 FR 80491, Dec. 5, 1980, unless otherwise noted.
Editorial Note:
Nomenclature changes to part 3 appear at 89 FR 71806, Sept. 4, 2024.